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---Information For--- Legal Framework Committee Reports ISIN Directory Stock Lending Scheme

Rules Aug  20, 1992 Securities And Exchange Board Of India (Stock Brokers And Sub-Brokers) Rules, 1992 (Since Rescinded w.e.f. September 7, 2006)

Regulations Jul  15, 2004 SEBI (Interest Liability Regularisation) Scheme, 2004

Oct  23, 1992 SEBI (Stock Brokers and Sub-brokers) Regulations 1992

Guidelines Feb  17, 2003 SEBI (Delisting of Securities) Guidelines, 2003 - as amended upto January 31, 2006

Circulars Dec  02, 2009 Limitation period for filing of Arbitration reference

Feb  10, 2009 Review of Annual Issuers charges

Sep  07, 2007 Proof of Identity (POI) and Proof of Address (POA) for opening a Beneficiary Owner (BO) Account for non-body corporates

Sep  02, 2005 Discontinuation of Hand Delivery Bargains / Delivery Versus Payment (DVP)

Sep  02, 2005 Guidelines for execution of block deals on the stock exchanges

Sep  02, 2005 Revised Activity schedule for T+2 rolling settlement

Aug  26, 2004 Uniform Documentary Requirements for trading

Dec  30, 2003 T+2 rolling settlement-Cash Market- Risk Management

Oct  28, 2003 Model Bye - laws of stock exchanges

Oct  10, 2003 Failure to pay fees in the manner specified in Schedule III of the SEBI (Stock brokers and Sub-brokers) Rules and Regulations, 1992

Aug  27, 2003 Circular-Mode of payment and delivery

Aug  27, 2003 Pro-account trading terminal

Aug  21, 2003 Usage of Softwares by brokers/sub brokers

Jul  09, 2003 Circular-Change in Status and Constitution of the Stock Brokers in Cash and Derivatives segments

Jun  25, 2003 Circular-Failure to pay fees in the manner specified in the SEBI (Stock broker and Sub broker) Rules and Regulations 1992

Jun  25, 2003 Close out mark up in respect of debentures and bonds traded on the stock exchanges.

Jun  23, 2003 Circular-Listing Fees

Jun  03, 2003 Use of Impact Cost Calculations of another Exchange

May  05, 2003 SEBI Registration number of Brokers/Sub-brokers to be quoted on all correspondance with SEBI

Apr  10, 2003 Maintenance of arbitration records.

Mar  11, 2003 Cancellation of Certificate of Registration and Issue of No Due Certificate

Mar  11, 2003 Circular for Risk Management for T+2 Rolling Settlement

Mar  04, 2003 Circular No. 19 - Calendar for the implementation of T+2 rolling settlement w. e. f. April 1, 2003"

Mar  04, 2003 Circular No. 20 - Calendar for the implementation of T+2 rolling settlement w. e. f. April 1, 2003"

Feb  26, 2003 Circular No. 6 dated February 06, 2003

Feb  26, 2003 Circular No.7 dated February 17, 2003

Feb  11, 2003 Restructuring of the Subsidiary Management

Jan  30, 2003 Corporatisation and Demutualisation of Stock Exchanges

Jan  03, 2003 Time frame for payment of atleast 50% of the principal fees payable by stock brokers

Orders of Chairman / Members Sep  27, 2004 Order in the matter of cancellation of certificate of registration of Soni Securities Limited

Aug  06, 2004 Order Against Smifs Capital Markets Ltd

Aug  03, 2004 In The Matter Of Application By Nagarjuna Investors Services Limited

Aug  27, 2003 Order against Bangalore Stock Exchange Ltd.

Aug  26, 2003 Order against Bhupali Securities and its Partners

Dec  31, 2002 Order against VSE Stock Services Limited

Jul  12, 2002 Order against Uttar Pradesh Stock Exchange Association Ltd.

Committee / Group Reports Aug  28, 2002 Executive Summary on Corporatisation and Demutualisation of Stock Exchanges in India

Aug  28, 2002 Report of the Group on Corporatisation and Demutualisation of Stock Exchanges in India

Aug  13, 2002 Delisting of Shares - Executive Summary [Pdf File]

Aug  13, 2002 Report on Delisting of Shares [Pdf File]

Nov  21, 2001 Report of the committee on model rules of Stock Exchanges [PDF File]

Jul  17, 2001 Report of the Accounting Standards Sub Committee on Dot Com Companies

May  07, 1999 Report of the Kumar Mangalam Birla Committee on Corporate Governance

Sep  30, 1998 Report of the Committee on draft regulations for Credit Rating Agencies

Aug  01, 1997 Verma Committee Report

Jan  01, 1997 Report Of The B.D. Shah Committee On Short-Sales

Buybacks - Open Market Through Stock Exchanges Jul  31, 2007 ICI India Limited- Offer for buyback of equity shares

Press Releases Aug  08, 2008 PR-SEBI launches criminal prosecution against Sh. Rajeev Kapoor

Dec  29, 2005 PR -SEBI seeks Public Comments on the Discussion Paper on Short Selling and Securities Lending and Borrowing

Aug  26, 2005 PR - Order against M/s. Pragya Enterprises in the scrip of Bhoruka Financial Services Limited (BFSL

Aug  22, 2005 PR -Order against Magadh Stock Exchange Association (MSEA) & Others

Aug  04, 2005 PR- Anjaria Committee Recommendations on future fee structure for brokers

Jul  20, 2005 PR - Order against Sunil Kumar Kayan, member of Kolkata Stock Exchange

Jun  28, 2005 PR - Public Comments invited on the Report of the Committee to examine Issues Relating to MAPIN - Fresh registrations for UIN suspended

Dec  23, 2003 Suspension of certificate of registration of D Agarwal and Co., Member Ludhiana Stock Exchange

Dec  23, 2003 Suspension of certificate of registration of VKB Capital Services Ltd,Member of Ludhiana Stock Exchange Ltd

Nov  25, 2003 Secondary Market for Corporate Debt Securities

Nov  20, 2003 Suspension Of Certificate Of Registration Of M/S. Ansh Portfolio Kendra Pvt. Ltd., Member Of Delhi Stock Exchange.

Sep  15, 2003 Cancellation of registration of 3 Stock Brokers of Madras Stock Exchange

Sep  12, 2003 In the matter of directions to Tulsi D Bhayana

Aug  28, 2003 Orders Debarring Harsh Pranav Securities Ltd., Newfin Financial Services Ltd., Vivenasri Financial Services Ltd from Buying, Selling And Dealing In Securities In Any Manner Directly Or Indirectly

Aug  27, 2003 Centralised system of collection of fees

Aug  27, 2003 PR Discussion paper on develoment of Self Regulatory Organisations in the Indian Securities Market

Aug  27, 2003 Suspension Of Certificate Of Registration Of M/S. Intec Share & Stock Brokers Ltd., Member Of The National Stock Exchange Of India Ltd.

Aug  27, 2003 Suspension Of Certificate Of Registration Of Sushilabai Rungta (Trade Name : Sushila Nirmal Kumar Rungta) Member Of The Stock Exchange, Mumbai

Aug  04, 2003 Suspension of Certificate of Rregistration of Prakash K Shah

Jul  23, 2003 Ilegal Trading- Bansal Sharevest Services Ltd. and associated entities

Jul  23, 2003 Suspension of certificate of registration of M/s Pramod Kumar Drolia and Co.

Jul  22, 2003 Order against Shri Hamendra V Shah

Apr  19, 2003 Introduction of Exchange traded intrest rate derivatives in India

Feb  28, 2003 Press Release-Enbee Plantations Ltd

Committee Info Feb  08, 2010 Committee for review of structure of market infrastructure institutions

Other Relevant Information Jan  15, 2003 ISIN Directory

Jun  01, 2002 LIST OF APPROVED INTERMEDIARIES UNDER SECURITIES LENDING SCHEME, 1997

Jun  01, 2002 SECURITIES LENDING SCHEME