| Data of Prosecution Cases launched other than Collective Investment Schemes (CIS) across the country (As on 31st July, 2009) | ||||||
| Case | Accused | Court | Violation | Case No. | Date of Filing | |
| 1 | West Coast Breweries Distilleries Ltd. | 37th ACMM Mumbai | Sec.73 (2A) & 113 of Companies Act. | CC No 2290/S/1995 | 09.12.1994 | |
| 1. M/s West Coast Breweries Distilleries Ltd. | ||||||
| 2. Lal Goyal | ||||||
| 3. Deepak Goyal | ||||||
| 4. Subhash Jain | ||||||
| 5. B N Antie | ||||||
| 6. R K Tandon | ||||||
| 7. R B Kalla | ||||||
| 8. O. P. Taneja | ||||||
| 2 | Canara Steels Ltd. & 11 directors | M.M. Udipi, Manipal | 113 ( 2) of the companies Act. |
C.C.No.2943/97 | 31/03/97 | |
| 1)Canara Steels Ltd. | ||||||
| 2) A.K. Singh | ||||||
| 3) T. Sudhakar Pai | ||||||
| 4) T. Ramesh Pai | ||||||
| 5) A. Vasudeva Prabhu | ||||||
| 6) T. Shamanna | ||||||
| 7) U.V. Kini | ||||||
| 8) U. Suresh Rao | ||||||
| 9) Shanthanaraman | ||||||
| 10) K.K. Rao | ||||||
| 11) Kishore Rao | ||||||
| 12) B.S. Nayak | ||||||
| 3 | Omnitel Inds. Ltd. & 4 directors | V MM, Hyderabad | 113 of the companies Act. | C.C 1702/98 | 27/03/98 | |
| 1) Omnitel Inds. Ltd. | ||||||
| 2) Dr. Ram K. Vepa | ||||||
| 3) P.L. Sivram | ||||||
| 4) P.C. Ananth Ram | ||||||
| 5) K. Shenoy | ||||||
| 4 | Ready Foods Ltd. | 37th MM Court | Sec. 113 (1) (2), (3) Companies Act. | Cc No 644/04- 559/S/95 | 1995 | |
| 1) Ready Food Ltd | ||||||
| 2) T.V.Raja Reddy | ||||||
| 3) H.A.B. Papria | ||||||
| 4) J. Mattan | ||||||
| 5) R.Anand | ||||||
| 6) N.S. Randhava | ||||||
| 5 | Premier Plantation | 37th MM Court, Mumbai | 73 (2A) (2B) r/w 113 (2) of Companies Act, 1956. | C.C.No. 558/S/95 | 23/03/95 | |
| 1) Premier Plantation | ||||||
| 2) T.P. Muraleedhran | ||||||
| 3) K.P. Basheer | ||||||
| 4) C.M. Subair | ||||||
| 5) P. Vijayan | ||||||
| 6) V.K. Syamasundaran | ||||||
| 7) T.A. Latif | ||||||
| 6 | PROTOCHEM LTD. | 37TH COURT MUMBAI | SEC.63 OF COMPANIES ACT. | C C NO.451/S/97 | 27.03.1997 | |
| 1. M/S PROTOCHEM LTD | ||||||
| 2. SHRI R S MATHUR | ||||||
| 3. SHRI A K GUPTA | ||||||
| 4. SHRI R K MATHUR | ||||||
| 5. DR RAM S GUPTA | ||||||
| 6 DR G B MATHUR | ||||||
| 7. SMT NANDINI MATHUR | ||||||
| 8. SMT MONISHA MATHUR | ||||||
| 7 | Indo-French Bio-tech Enterprises & 15 of its directors/promoters, namely: | 37th ACMM, Mumbai | 63 of Companies Act (Mis-statement in the Prospectus | 891/98 | 08/01/98 | |
| 1) Indo French Bio Tech Ltd. | ||||||
| 2) Shri Atul K. Bhagwati | ||||||
| 3) Shri Ramachandra R. Rayarikar | ||||||
| 4) Shri F.S.T. Khorakiwala | ||||||
| eter | ||||||
| 6) Mme. Olga Bernabe | ||||||
| 7) Shri Vinayak R. Surve | ||||||
| 8) Dr. Amar N. Joshi | ||||||
| 9) Dr. Madhav S. Madivale | ||||||
| 10) Shri Deepak M. Kataria | ||||||
| 11) Shri Harkrishnadas R. Sharma | ||||||
| 12) Shri Praful R. Ranadive | ||||||
| 13) Mrs. Ila A. Agarwal | ||||||
| 14) Shri Baldeo R. Khurana | ||||||
| 15) Shri Praful R. Bhansali | ||||||
| 16) Maj. Kumudchandra J. Bodiwala | ||||||
| 8 | Mithila Steels & 6 of its directors, namely: | MM, Dhar (MP) | 113 of Companies Act (Non-transfer/despatch of shares after allotment within stipulated time) | 455/98 | 02/01/98 | |
| 1) Shri K.R. Maithil | ||||||
| 2) Shri N.K. Maithil | ||||||
| 3) Shri S.S. Sokhi | ||||||
| 4) Shri C.S. Shetty | ||||||
| 5) Shri Swadesh Bhardwaja | ||||||
| 6) Shri P.C. Soni | ||||||
| 9 | Xedd Telecom Ltd. & 4 of its directors, namely : | Spl. Court of Economic Offences, Hyderabad | 73 & 113 of Companies Act (Non-refund of excess application money and non-transfer/despatch of shares within stipulated time) | CC No.15/1998 Appeal No.35/2000 | 00/00/1998 | |
| 1) Shri P.K. Jain | ||||||
| 2) Shri R.K. Navender | ||||||
| 3) Shri K.S.V. Raaman | ||||||
| 4) Shri Srinivasan | ||||||
| 10 | Mahadev Agro Ind. Ltd. & 6 of its directors, namely: | A.C.M.M., Delhi | 113 & 207 of Companies Act (non-transfer/despatch of shares and non-payment of dividend within stipulated time) | 146/98 | 27/10/00 | |
| 1) Shri A.K. Sharma | ||||||
| 2) Shri O.P. Tushir | ||||||
| 3) Shri R.S. Hooda | ||||||
| 4) Shri V. Shanker | ||||||
| 5) Shri Dipesh P. Seth | ||||||
| 6) Shri H.C. Chugh | ||||||
| 11 | Shree Deewan Steels Ltd. and 6 of its directors, namely: | A.C.M.M., Delhi | 63 & 68 of Companies Act (mis-statement in the Prospectus and fraudulent inducement to invest money) | 152/98 | 31/03/98 | |
| 1) Shri Naresh Chatly | ||||||
| 2) Shri W.R. Chatly | ||||||
| 3) Shri Deepak Relan | ||||||
| 4) Shri Umesh Munjal | ||||||
| 5) Smt. Pushpa Devi | ||||||
| 6) Smt. Samita Chatly | ||||||
| 12 | Rushabh Securities & 3 of its directors, namely: | 37th M.M., Mumbai | 24 of SEBI Act (Violation of Takeover Code) | C.C. No.1260/S/98 | 31-Mar-98 | |
| 1) Shri Hasmukh Ray Bhatt | ||||||
| 2) Shri D.B. Gandhi | ||||||
| 3) Shri P.B. Mehta | ||||||
| 13 | Richmen Silks Ltd. & 5 of its directors | Spl. Court of Economic Offences, Hyderabad | 73 & 113 of the Companies Act (non-refund of excess application money and non-transfer/despatch of shares within stipulated time) | 355/02 | ||
| 1) Shri G. Vittal | ||||||
| 2) Shri K. Thipperswamy | ||||||
| 3) Smt. G. Vijaya Laxmi | ||||||
| 4) Shri. R. R. Kumar | ||||||
| 5) Shri B.N. Jaisimha | ||||||
| 14 | SEBI Vs Avinash Magan ( in the matter of Napa Papers Ltd ) | 37th Court of Esplanade, Mumbai | Section 24 read with FUTP Regulations (Price rigging and creating artificial market) | 159/M/98 - renumbered as 353/2000 | 31/3/1998 | |
| 1) Avinash Magan | ||||||
| 2) M/s. Yogi Leasing & Finance Ltd. | ||||||
| 3) Mahadev Bio-Engineers | ||||||
| 4) Well Wisher Traxin Pvt. Ltd. | ||||||
| 5) Ankurita Tradefin | ||||||
| 6) Shri Dharmendra Pandya | ||||||
| 7) Shri Anil Shroff | ||||||
| 8) Expert Technologies Pvt. Ltd. | ||||||
| 9) Moods Dealers Pvt. Ltd. | ||||||
| 10) Om Securities | ||||||
| 11) Shri Manoj Motta | ||||||
| 12) Shri Tushar Shah | ||||||
| 13) Shri R.C. Arora | ||||||
| 14) Shri Laxmandas Arora | ||||||
| 15) M/s. Par Securities | ||||||
| 16) Apco Pharma Ltd | ||||||
| 17) Shri Saurabh Vora | ||||||
| 15 | Radhika Spinning Mills Ltd. & 1 of its director, namely: | 37th Court at Esplanade, Mumbai | Section 113 (non-transfer/despatch of shares) | C.C.No.354/S/00 | ||
| 1) Shri Dinesh Kumar Agarwal | ||||||
| 16 | Mihir Ghelani ( Kamakshi Housing Finance Ltd.- following 03 entities, namely:) | 37th Court at Esplanade, Mumbai | Section 24 with FUTP Regulations (Price rigging) | C.C.NO.352/S/00 | ||
| 1) Shri Mihir Ghelani | ||||||
| 2) Shri Dipak Dalal | ||||||
| 3) Shri Yogendra Ruparel | ||||||
| 17 | Chandigarh Packaging Products Ltd. & 6 of its Directors namely: | 37th Court at Esplanade, Mumbai | Section 73 (non-refund of excess application money within stipulated time) | C.C. No.351/S/00 | ||
| 1) Shri Ripjit Singh Brar | ||||||
| 2) Shri M.S. Jagannathan | ||||||
| 3) Ms. Harpeet Sandhu | ||||||
| 4) Ms. Gurpreet Kaur Dhillon | ||||||
| 5) Dr. Harmal Singh | ||||||
| 6) Shri Sukhdev Singh Dhillon | ||||||
| 18 | Mahadev Leasing Co. Ltd and ors | 37th MM Court | Sec. 63 of the Companies Act, 1956. | C.C. 194/S/97 | 01/96 | |
| 1) M/s Mahadev Leasing Co. Ltd. | ||||||
| 2) Om prakash Tushir | ||||||
| 3) Avadesh Kumar Sharma | ||||||
| 4) Rajbir singh Hooda | ||||||
| 5) J.S. Grover | ||||||
| 6) Ajit Ambani | ||||||
| 7) V. Shankar | ||||||
| 8) Faquir Mohan Patnaik | ||||||
| 9) J.C. Verma | ||||||
| 19 | Punjvani Packing Ltd. & ors. | 37th MM Court | 73(2A) and Sec. 113 (1) of the Companies Act, 1956. | C.C.No.608/S/97 | 29/11/97 | |
| 1)Punjwani Packing Ltd. & ors. | ||||||
| 2) Namdev Punjawani | ||||||
| 3) Shyam Sunder Pandit | ||||||
| 4) Amar Lal Chugh | ||||||
| 5) Smt. Sujata Varma | ||||||
| 6) Kamal Punjawani | ||||||
| 20 | Aashi Pharma Ltd. & ors. | 37th MM Court | 73(2A) and Sec. 113 (1) of the Companies Act, 1956 | C.C.No. 120/S/96 | 30/06/95 | |
| 1 ) Ashi Pharma Ltd. | ||||||
| 2) Dhaval A. Zaveri | ||||||
| 3) Vaidyashwaran Narayan | ||||||
| 4) Rajan Shivprakash Shah | ||||||
| 5) S.K. Kapadia | ||||||
| 6) Seema D. Zaveri | ||||||
| 7) Jayesh Mor | ||||||
| 21 | Balwant Textile Mills Ltd. & ors. | 37th MM Court | 63 and 68 of the Companies Act, 1956 | C.C.No.1251/S/96 | 16/11/95 | |
| 1) Balwant Textile Mills Ltd. & ors. | ||||||
| 2) V.S. Bhate | ||||||
| 3 P.J. Bhate | ||||||
| 4) Sunita K. Thakkar | ||||||
| 5)T.B. Maskai | ||||||
| 6) I.S. Gidwani | ||||||
| 7) V.H. Mhatre | ||||||
| 8) J.B. Mavale | ||||||
| 22 | Omega Seeds Ltd. & ors | 37th MM Court | Sec 63 of the Companies Act 1956 | C.C. No.764/S/00 | 22/3/1996 | |
| 1)Omega Seeds Ltd. | ||||||
| 2) B.R. Bajaj | ||||||
| 3) M.S. Narula | ||||||
| 4) N.S.Brar | ||||||
| 5) L.S. Sekhon | ||||||
| 6) N.M. Prakash | ||||||
| 7) M.M. Parekh | ||||||
| 23 | Zillion Phrma Chem Ltd. | 37th MM Court | Sec. 73 (2A) and 113 (1) & (2) of Companies Act 1956 | C.C.No.529/S/96 | 1/2/1996 | |
| 1) Zillion Phrma Chem Ltd. | ||||||
| 2) Praful N. barot | ||||||
| 3) Dr.Amit N. Shah | ||||||
| 4) Beena N. Shah | ||||||
| 5) Lalitaben Shah | ||||||
| 6) H.P. Bhatt | ||||||
| 7) N.G. Bojwani | ||||||
| 8) J.R. Patel | ||||||
| 9) Jayendrasingh N. Waghela | ||||||
| 24 | Ravi Prakash Khemka & ors. | 37th MM Court | 20 (2) and 22 of SEBI Act, (Take over code) Sec. 73 (2A) and 113 (1) and (2) of Companies Act 1956. | ` | 03/01/97 | |
| 1)Ravi Prakash Khemka | ||||||
| 2) Rajkumara Khemka | ||||||
| 3)Madhusudan Khemka | ||||||
| 4) Rattankumar Khemka | ||||||
| 5) Tirupati Kumar Khemka | ||||||
| 25 | Ganesh Benzoplast Ltd. | 10th Court Mumbai | Sec. 63 of the Companies Act. | 444/S/97 | 1997 | |
| 1) Ganesh Benzoplast Ltd. | ||||||
| 2) Shankarmal Pilani | ||||||
| 3) Ramesh Pilani | ||||||
| 4) Rajkumar Devidatta Bajaj | ||||||
| 5) D.K. Contractor | ||||||
| 6) R.D. Puyabi | ||||||
| 7) Ajay Mahakerlal Khatlawala | ||||||
| 8) Ajay Mahasherlal Khatlawala | ||||||
| 9) Ramakant Pilani | ||||||
| 26 | M/s Tatia Finance & Leasing Ltd.& Ors. | Additional Chief Metropolitan Magistrate, Economic Offences, Egmore, Chennai. | Section 24 of the SEBI Act, 1992 read with Regulation 4 of the SEBI (Prohibition of Fraudulent and Unfair Trade Practices relating to securities markets) Regulations, 1995 and Section 12 of the SEBI Act. | 71/1998 | 21/5/1998 | |
| 1)M/s Tatia Finance & Leasing Ltd.&Ors. | ||||||
| 2) Shri Pannalal Tatia | ||||||
| 3) Shri Dhanpat Singh Bokharia | ||||||
| 4) Bokharia Investments | ||||||
| 5) Ms. Prabha Bokharia | ||||||
| 6) Unique Investments | ||||||
| 7) Shri Sampath Kumar Parekh | ||||||
| 8) Brilliant Investments | ||||||
| 9) Shri Manohar Jain | ||||||
| 10) Swito Finance & Estates Ltd. | ||||||
| 11) Shri Vimal Doshi | ||||||
| 12) Surbhi Stocks | ||||||
| 27 | Vatsa Corporation Ltd. & 8 of its Directors namely ; | Additional Chief Metropolitan Magistrate’s 37th Court at Esplanade, Mumbai. | Section 113 (2) and Section 207 of the Companies Act. | C.C.No.458/S/00 | 19/06/1998 | |
| 1. Vatsa Corporation Ltd. | ||||||
| 2. Shri Pradip Vakil | ||||||
| 3. Ms. Sweta R. Parwani | ||||||
| 4. Shri Arvind Mathur | ||||||
| 5. Shri Ketan Shah | ||||||
| 6. Shri M.N. Acharya | ||||||
| 7. Shri Anil Khanna | ||||||
| 8. Shri N.J. Brahmbahatt | ||||||
| 9. Shri Sudhir Modi | ||||||
| 28 | Hindustan Lever Ltd. & 5 of its Directors namely : | Additional Chief Metropolitan Magistrate, 37th Court of Esplanade, Mumbai | Regulation 3(i)(ii)(iii) of SEBI (Insider Trading) Regulations, 1992 read with Sections 24(1), 26 and 27 of the SEBI Act, 1992 | 426/S/02 | 27-Nov-98 | |
| 1. Hindustan Lever Ltd. | ||||||
| 2. Shri S.N. Datta | ||||||
| 3. Shri K.B. Dadiseth | ||||||
| 4. Shri R. Gopalkrishnan | ||||||
| 5. Shri A. Lahiri | ||||||
| 6. Shri M.K. Sharma | ||||||
| 29 | M/s. Setech Electronics Ltd & 4 of its Directors namely | Chief Metropolitan Magistrate, Delhi | Section 621 read with Section 63 of the Companies Act & Section 200 of the Criminal Procedure Code | 282/1998 | 4/12/1998 | |
| 1. M/s. Setech Electronics Ltd | ||||||
| 2. Shri Ajay Kumar Agarwal | ||||||
| 3. Smt. Mridula Agarwal | ||||||
| 4. Shri Raj Kishore Agarwal | ||||||
| 5. Shri Krishna Kumar Jalan | ||||||
| 30 | Indo-American Credit Corporation Ltd & 8 of its Directors namely ; | Court of Additional Chief Metropolitan Magistrate at Ahmedabad. | Section 621 read with Section 113 and 207 of the Companies Act, 1956 and under Section 11(2)(i)(la) of the SEBI Act of 1992. | 899/1998 | 18/11/1998 | |
| 1)Indo-American Credit Corporation Ltd | ||||||
| 2) Dr. Amit N. Shah | ||||||
| 3) Dr. Dipti Shah | ||||||
| 4) Dr. Lalitaben Shah | ||||||
| 5) Shri Y.D. Desai | ||||||
| 6) Shri Maheshbhai Shantilal Patel | ||||||
| 7) Shri Rajan Mehta | ||||||
| 8) Shri Akbarkhan Nusurullahkhan Pathan | ||||||
| 9) Shri Dipak Waljibhai Choudhary | ||||||
| 31 | Hoffland Finance & Others | Chief Metropolitan Magistrate, Tees Hazari, Delhi | Section 26 of SEBI Act read with SEBI (Portfolio Managers),(Stock Brokers and Sub-Brokers),(Prohibition of Fraudulent and Unfair Trade Practices relating to the Securities Market), (Merchant Banker) Rules and Regulations | 636/1/99 | 5/12/1998 | |
| 1) Hoffland Finance & | ||||||
| 2) Shri.Brij Bhushan Sharma | ||||||
| 3) Shri N.N. Badam | ||||||
| 4) Shri. A. Subha Rao | ||||||
| 5) Shri. Navin Pandey | ||||||
| 6) Shri. S.P Sharma | ||||||
| 7) Shri Naveen C. Pandey | ||||||
| 32 | Dr. Amit Shah (Following entities in the matter of M/s Northstar Gems Ltd. ) | 37th M.M. Mumbai | Regulations 4 of SEBI (FUT)P Regulations 1995 Under Section 24 R/W Sec.26 of SEBI Act, 1992. | C.C. No.777/S/99 | 31/03/1999 | |
| 1. Dr. Amit Shah | ||||||
| 2. Dr. Piyush Mehta | ||||||
| 3. Smt. Alka Shah | ||||||
| 4. Shri Dharmendra Barot | ||||||
| 5. Shri Dipak Dalal | ||||||
| 6. Shri.Girish Shah | ||||||
| 7. Shri. Gaurav Shah | ||||||
| 8. M/s. Ekta Ceramics Ltd., | ||||||
| 9. Shri. Rajendra Kumar Vasantlal Panchal | ||||||
| 10. Shri. Shailesh Bhatt | ||||||
| 11. Shri Nilesh N Barot | ||||||
| 12. Shri. Mihir Ghelani | ||||||
| 13. Yeshaswi Engineers Pvt. Ltd. | ||||||
| 14. Smt. Dhamistha K Panchal | ||||||
| 15. Smt. Mina N Panchal | ||||||
| 16.Shri. Prakash P Bhatt | ||||||
| 33 | Following entities in the matter of M/s Gangotri Cements Ltd. | 37th M.M. Mumbai | Under Section 24 of SEBI Act read with Sec.11(Non Cooperation during Investigation proceedings) | C.C. No.605/S/00 | ||
| 1. M/s.Gangotri Cements Ltd | ||||||
| 2. Shri.K.C Sheth | ||||||
| 3. Shri.Dipesh M Sheth | ||||||
| 4. Shri. Sharad N Shah | ||||||
| 5. Shri H C Sheth, & | ||||||
| 6. M/s Newlook Shares & Stock Pvt. Ltd. & its four Directors namely: | ||||||
| 7. Shri H. K. Surekha | ||||||
| 8. Smti. G D Surekha | ||||||
| 9. Shri B. K. Paul & | ||||||
| 10. Shri R K Aggrawal & | ||||||
| 11. Shri G.P. Surekha | ||||||
| 34 | M/s Kakatiya Cements Ltd. & six of its Directors namely: | 37th M.M. Mumbai | Under Section 24 of SEBI Act. R/W Takeover Regulations 1994 R/W 1997 Regulations. | C.C No. 365/S/00 | 25/04/2000 | |
| 1. M/s Kakatiya Cements Ltd. | ||||||
| 2. Shri.P.Venkateshwarlu | ||||||
| 3. Shri.J.S.R.Prasad | ||||||
| 4. Shri.J.Seshagiri | ||||||
| 5. Smt.J.Lakshmi Nalini | ||||||
| 6. Shri.C.Madhusudana Rao | ||||||
| 7. Shri.V.B.R.Suryam | ||||||
| 35 | M/s.Priya Holdings Ltd. & six of its Directors namely: | 37th M.M. Mumbai | Under Section 24 of SEBI Act. R/W Takeover Regulations 1994 read with 1997 Regulations | C.C. No. 364/S/00 | ||
| 1.M/s.Priya Holdings Ltd. | ||||||
| 2. Shri.Umesh P.Mehta | ||||||
| 3. Shri.Arun R.Mehta | ||||||
| 4. ShriSanjay P.Mehta | ||||||
| 5. Shri Rajiv R. Javeri | ||||||
| 6. Smt.Trupti S. Mehta | ||||||
| 7. Shri.K.F.Sharma | ||||||
| 36 | M/s.Boom Securities & Leasing Ltd. & three of its Directors namely: | 37th M.M. Mumbai | Sec. 24 of SEBI Act, PFUTP Regulations | C.C.No. 21/S/99 | ||
| 1. M/s.Boom Securities & Leasing Ltd. | ||||||
| 2. Shri Bharat Kabra | ||||||
| 3 Shri Indrajit Singh Khanuja | ||||||
| 4. Shri Mahavir Jain | ||||||
| 37 | Following entities in the matter of Charminar Breweries Ltd. | 37th M.M. Mumbai | Under Section 24 of SEBI Act, 1992 R/W Takeover Regulations | C.C.No.376/S/00 | ||
| 1. M/s.Shaw Wallace & Company Ltd. | ||||||
| 2. Shri. A.S. Malik | ||||||
| 3. Shri. K.Srinivasan | ||||||
| 4. M/s.Maharashtra Distilleries Ltd., & its six Directors namely | ||||||
| 5. ShriP.L. Narasimhan | ||||||
| 6. Shri Ranjan Mukerjee | ||||||
| 7. Shri Satish J. Kaul | ||||||
| 8. Shri. K.P.Jayakar | ||||||
| 9. Shri. Vinod Kumar Luthra | ||||||
| 10. Shri R.S. Johar | ||||||
| 11. M/s.Cruickshank & Company Ltd.& its nine Directors namely | ||||||
| 12. Shri. Arya Gupta | ||||||
| 13. Shri. K.S. Dutta | ||||||
| 14. Shri. Manish S. Mallick | ||||||
| 15. Shri. Anup Chakrabprty | ||||||
| 16. Shri.T.K. Ravishanker | ||||||
| 17. Shri. Jayaram Gopalan | ||||||
| 18. Shri Sirjit Sen | ||||||
| 19. Shri. Prabal Banerjee | ||||||
| 20. Shri. Abhijit Chatterjee | ||||||
| 21. M/s.Alaknanda Manufacturing & Finance Ltd. & its four Directors namely | ||||||
| 22. Shri Amitava Datta | ||||||
| 23. Shri. A. Lakshminarayana | ||||||
| 24. Shri. Kalidas Kanrar | ||||||
| 25. Shri. B. Muzumdar | ||||||
| 26. Malleswara Finance & Investment Company Ltd. & two of its Directors namely | ||||||
| 27. Shri. A. Balakrishna | ||||||
| 28. Shri. K. Krishnamoorthy | ||||||
| 29. M/s.Vibhavari Finance & Investment Company Ltd. & two of its Directors namely | ||||||
| 30. Shri. Col. S.P.S. Khurana | ||||||
| 31. Shri. Indranil Das | ||||||
| 38 | In the mater of M/s.OMC Computers | Court of Special Judge for Economic Offences, Hyderabad | Under Section 621, 113, 73 of Companies Act R/W Section 200 A of Criminal Procedure Code. | C.C. No.3/1999 | 22/12/98 | |
| 1. Shri. N.P. Reddy | ||||||
| 2. Shri. P. G. Reddy | ||||||
| 3. Shri. S. M. Bhandarkar | ||||||
| 4. Shri. T. N. A. Reddy | ||||||
| 5. Shri. Shanmugavadivelu | ||||||
| 6. Shri. Srikanthan | ||||||
| 39 | Yogi Leasing & Finance Ltd | 37th M.M. Mumbai | Under Section 26 R/W Section 24 and 27 of SEBI Act R/W Takeover Regulations | C.C.No. 287/S/99 | 26/02/99 | |
| 1Yogi Leasing & Finance Ltd | ||||||
| 2. Dr. Avinash Magan | ||||||
| 3. Smt. Shalini Magan | ||||||
| 4. Dr. Atul Magan | ||||||
| 5. Shri Ajay Magan | ||||||
| 6. Shri. Kamal Kishore Dhawan | ||||||
| 7. Smt. Veena Dhawan | ||||||
| 40 | M.V. Raghava Chari ( in the matter of M/s.K.P.Gelatines & Chemicals Ltd ) | Court of Special Judge for Economic Offences, Hyderabad | Under Section621. 73 (2A) (2B) & 113 (2) of the Companies Act R/W Secs.200 (a) CR.P.C. | C.C.No.2/1999 Split up No.196/2001 | 7/8/1999 | |
| 1. Shri. M. V. Raghava Chari | The original case no. 2/99 was filed against Accused nos. 1- 10. A-1 was discharged as per order in Cr, M. P. No.1344/2001 dated 10/1/2002. A- 9 & 10 dismissed vide order dated 5/11/99. A-4 & 6 acquitted. A-2 sentenced with fine of Rs.10000/- Case agaisnt A-3,5,7 &8 has been split and renumbered as 196/01. The court vide order dated 28.02.2007 dismissed the complaint against A3, 5,7, & 8 with a liberty to the complainant (SEBI) to seek revival of proceedings on obtaining the address of the accused. | |||||
| 2. Shri. Kirti kumar M Thakkar | ||||||
| 3. Shri. Deepkumar M. Thakkar | ||||||
| 4. Shri. S. Haridas | ||||||
| 5. Shri. L. L. Rajani | ||||||
| 6. Smt. Nutan K. Thakkar | ||||||
| 7. Shri. K. L. Rajani | ||||||
| 8. Shri S.L. Rajani | ||||||
| 9. Shri. Jagannath Agarwal | ||||||
| 10. Shri. K. Y. Raiji | ||||||
| 41 | M/s.Tirupati Finlease Ltd | ACMM, Ahmedabad | Regulations 4 (a) to (d) of SEBI (FUTP) Regulations 1995 Under Section 24 R/W Sec.26 of SEBI Act, 1992. ans Regulation 7 of SEBI (Stock Broker and Sub broker) Regulations,1992 | 9884/03 | 29/01/01 | |
| 1. Bajrangilal Agarwal | 29/01/01 | |||||
| 2. Chaganlal B Rathod | ||||||
| 3. Hemendra B Shah | ||||||
| 42 | Nova Udyog Ltd and its directors and secretary | Addl. CMM, Delhi | Sec. 113(2) of Companies Act, 1956. | 853/99 | 30/09/99 | |
| 1. Nova Udyog Ltd | ||||||
| 2. Present M.D name unknown | ||||||
| 3. Shri Indersain Gambhir | ||||||
| 4. Shri M. Mahani | ||||||
| 43 | Dewan Rubber Industries Ltd. | CJM, Meerut | Sec. 207 of Companies Act, 1956 | 29/03/00 | ||
| 1. Shri J.C. Dewan | ||||||
| 2. K.C. Dewan | ||||||
| 3. Shri V.S. Dewan | ||||||
| 4. Shri K.L. Dewan | ||||||
| 44 | Shreejee Capital Management Ltd. and its directors/ promoters namely: | ACMM, Delhi | Sec. 24 of Securities and Exchange Board of India Act, 1992 r/w SEBI(Portfolio Managers) Rules, 1993 | 1072/1999 | 23/05/00 | |
| 1. Shreejee Capital Management Ltd. | ||||||
| 2. Shri Rakesh Kumar Srivastava | ||||||
| 3. Shri Arun Kumar Chowdhury | ||||||
| 4. Shri Raj Kumar Shukla | ||||||
| 5. Shri Nishikant Chaturvedi | ||||||
| 6. Shri Dhirendra Pratap Srivastava | ||||||
| 45 | Ratanlal Garera and others.(H- Lon Hosiery Ltd., matter) | CMM, Delhi | Sec. 63 of Companies Act, 1956 | 539/99 | 7/7/1999 | |
| 1. Ratanlal Garer | ||||||
| 2. Smt. Gunjan Garera | ||||||
| 3. Shri. Surendra Singh Bhadoo | ||||||
| 46 | Chhabra Land and Housing Ltd., | Ilaqua Judicial Magistrate, Ludhiana | Secs. 63 and 68 of Companies Act, 1956 | 47/2/2000 | 9/3/2000 | |
| 1. Chhabra Laqnd and Housing Ltd., | ||||||
| 2. 2. Shri K.L. Chhabra | ||||||
| 3. Shri Daljit Rahja | ||||||
| 4. Shri Anil Chhabra | ||||||
| 5. Shri Raj K. Mehta | ||||||
| 6. Shri Sunil Chhabra | ||||||
| 7. Smt. Seema Chhabra | ||||||
| 47 | Popular Share & Stock Services Ltd., and its directors | 5th Dadar, Mumbai | Secs. 24 of Securities and Exchange Board of India Act, 1992 r/w SEBI(Portfolio Managers) Regulations, 1993 | C.C.No.715/S/00 (new s c no.6/2006) | ||
| 1. Popular Share & Stock Services Ltd. | ||||||
| 2. ShriS.S. Karkhanis | ||||||
| 3. Smt. Sandhya Karkhanis | ||||||
| 4. Shri Arvind Yashwant Tamhane | ||||||
| 5. Shri Vinayak Madhukar Kulkarni | ||||||
| 48 | Smt Rina Sud in the matter of Business Forms Ltd., | CMM, Calcutta | Sec.113(2)of Companies Act 1956 | C/1210/00 | 16/03/00 | |
| 1. Shri Arun Sud | ||||||
| 2. Smt. Rina Sud | ||||||
| 49 | Business Forms Ltd. | CMM, Calcutta | Sec. 207 of Companies Act, 1956. | C/1209/00 | 16/03/00 | |
| 1. Shri Arun Sud | ||||||
| 2. Smt. Rina Sud | ||||||
| 50 | Mahadev Corporation and its directors namely: | CMM, Delhi | Sec. 113 (2) of Companies Act, 1956. | 155/00 | 24/03/00 | |
| 1. Mahadev Corporation | ||||||
| 2. Shri O.P. Tushir | ||||||
| 3. Shri A.K. Sharma | ||||||
| 4. Shri R.S. Hooda | ||||||
| 51 | Western Paques Ltd. | JMFC, Pune | Sec. 207 of Companies Act, 1956. | C.C.No.109/00 | 30/03/03 | |
| . | 1. Shri Chandan P. Gadgil | |||||
| 2. Shri Nandan P Gadgil | ||||||
| 3. Debeshwar Pratap Jha | ||||||
| 52 | Motorol India Ltd. and its directors namely | CJM, Vadodara | Sec. 113 (2) of Companies Act, 1956. | 18/05/98 | ||
| 1. Motorol India Ltd. | ||||||
| 2. Shri S.K. Gandhi | ||||||
| 3. Smt. Rinki S. Gandhi | ||||||
| 4. Shri Deepak Raval | ||||||
| 53 | Ideal Hotels & Industries Ltd. and its directors namely : | CMM, Delhi | Sec. 24 of Securities and Exchange Board of India Act, 1992 | 152/2000 | 29/03/00 | |
| 1. Ideal Hotels & Industries Ltd | ||||||
| 2. Shri L.R. Maurya | ||||||
| 3. Shri Shriram Maurya | ||||||
| 4. Shri Prakash Gupta | ||||||
| 5. Shri Arihant Jain | ||||||
| 6. Shri Davindar Vachar | ||||||
| 7. Shri P.R. Mehta and | ||||||
| 8. Shri Vinod Kumar | ||||||
| 9. Ideal Carpet Industries and its directors namely | ||||||
| 10. Shri L.R. Maurya | ||||||
| 11. Shri S.R. Maurya | ||||||
| 12. Smt. Javitri Devi Maurya | ||||||
| 13. Ideal Carpets Ltd. and its directors namely : | ||||||
| 14. Shri L.R. Maurya and | ||||||
| 15. Shri S.R. Maurya | ||||||
| 16. Dali Fashions Pvt. Ltd. and its directors namely : | ||||||
| 17. Shri Prakash Gupta and Shri Nirmal Gupta | ||||||
| 18. PKP Consultants Pvt. Ltd and its directors namely : | ||||||
| 19. Shri Prakash Gupta and | ||||||
| 20. Shri Nirmal Gupta | ||||||
| 21. Proprietor of A.D. Data Products | ||||||
| 22. Fidelity Finvest Pvt. Ltd. and its directors namely : | ||||||
| 23. Shri Salil Dubey and Shri Sudhir Gupta | ||||||
| 24. Bhagyauday Investment Pvt. Ltd. and its directors namely : | ||||||
| 25. Shri Pankaj Goel and | ||||||
| 26. Shri Ram Niwas Goel | ||||||
| 27. Fourays Constructions Pvt. Ltd and its directors | ||||||
| 28. Shri Salil Dubey | ||||||
| 29. Shri Sudhir Gupta | ||||||
| 30. Shri Nirmal Gupta and | ||||||
| 31. Shri Sushil Kumar | ||||||
| 32. Shri L.R. Maurya | ||||||
| 33. Shri Shriram Maurya | ||||||
| 34. Shri Prakash Gupta | ||||||
| 54 | Jaybee Finvest Pvt. Ltd. and its directors namey | CMM, Delhi | Sec. 24 of Securities and Exchange Board of India Act, 1992 | 151/2000 | 29/03/00 | |
| 1. Jaybee Finvest Pvt. Ltd. | ||||||
| 2. Shri K.C. Bhatia | ||||||
| 3. Shri N.C. Gupta | ||||||
| 4. Smt. Chetna Mittal | ||||||
| 55 | Kalayani Finance | CMM, Delhi | Sec.63 and 68 of Companies Act 1956 | 154/2000 | 24/03/00 | |
| 1. Kalyani Finance Ltd. | ||||||
| 2. Shri Aseem Gupta | ||||||
| 3. Shri Tarun Goyal | ||||||
| 56 | Jaltarang Motels Ltd and its directors | Court : Addl. Chief Metropolitan Magistrate, Ahmedabad | Sec.24 r/w 11 of SEBI Act, SEBI (PFUTP) Regulations, 1995, Sec.63 and 73(2) of Companies Act, 1956 and 120B of IPC. | 273/03 | 24/08/2000 | |
| 1) Jaltarang Motels Ltd | ||||||
| 2) Shri Atul V. Shah | ||||||
| 3) Smt.Bhavani Shah | ||||||
| 3) Smt.Bhavani Shah | ||||||
| 5) Shri Vinod Shah | ||||||
| 57 | Esquire International Ltd., (In the matter of BPL, Sterlite, Vedeocon scripts) | Court: Addl. Chief Metropolitan Magistrate, 37th Court, Esplanade, Mumbai | Sec.11(3), 24 and 27 of SEBI Act, 1992 | C.C.No.1189/2000 | 25/10/2000 | |
| 1. Esquire International Ltd. | ||||||
| 2. Shri Dinesh D Doshi | ||||||
| 3. Shri Anil D doshi | ||||||
| 4. Shri Vinod C Shah | ||||||
| 5. Shri Dilip N Shah | ||||||
| 58 | Starshare Investments & Finanz Pvt., Ltd., (In the matter of BPL, Sterlite, Vedeocon scripts) | Court: Addl. Chief Metropolitan Magistrate, 37th Court, Esplanade, Mumbai | Section 11(3) of SEBI Act,1992 | 1183/S/2000 | 25/10/2000 | |
| 1) Starshare Investments & Finanz Pvt.,LTD | ||||||
| 2) Shri Dinesh D Doshi | ||||||
| 3) Shri Anil D Doshi | ||||||
| 4) Shri Vinod C Shah | ||||||
| 5) Shri Dilip N Shah | ||||||
| 59 | Ikshu Finvest Pvt., Ltd., (In the matter of BPL, Sterlite, Vedeocon scripts) | Court: Addl. Chief Metropolitan Magistrate, 37th Court, Esplanade, Mumbai | Section 11(3) r/w 24 of SEBI Act,1992 | 1184/S/2000 | 25/10/2000 | |
| 1) Ikshu Finvest Pvt., Ltd | ||||||
| 2) Shri Dinesh D Doshi | ||||||
| 3) Shri Anil D Doshi | ||||||
| 4) Shri Vinod C Shah | ||||||
| 5) Shri Dilip N Shah | ||||||
| 60 | Damayanti Finvest Pvt. Ltd., (In the matter of BPL, Sterlite, Vedeocon scripts) | Court: Addl. Chief Metropolitan Magistrate, 37th Court, Esplanade, Mumbai | Sec.11(3), 24 and 27 of SEBI Act, 1992 | 1187/S/2000 | 25/10/2000 | |
| 1) Damayanti Finvest Pvt. Ltd. | ||||||
| 2) Shri Dinesh D Doshi | ||||||
| 3) Shri Anil D doshi | ||||||
| 4) Shri Vinod C Shah | ||||||
| 5) Shri Dilip N Shah | ||||||
| 61 | Rijuta Finvest Pvt. Ltd. (In the matter of BPL, Sterlite, Vedeocon scripts) | Court: Addl. Chief Metropolitan Magistrate, 37th Court, Esplanade, Mumbai | Sec.11(3), 24 and 27 of SEBI Act, 1992 | 1185/S/2000 | 25/10/2000 | |
| 1) Rijuta Finvest Pvt. Ltd. | ||||||
| 2) Shri Dinesh D Doshi | ||||||
| 3) Shri Anil D doshi | ||||||
| 4) Shri Vinod C Shah | ||||||
| 5) Shri Dilip N Shah | ||||||
| 62 | KRN Finvest & Leasing Pvt. Ltd., (In the matter of BPL, Sterlite, Vedeocon scripts) | Court: Addl. Chief Metropolitan Magistrate, 37th Court, Esplanade, Mumbai | Sec.11(3), 24 and 27 of SEBI Act, 1992 | 1186/S/2000 | 25/10/2000 | |
| 1) KRN Finvest & Leasing Pvt. Ltd. | ||||||
| 2) Shri Dinesh D Doshi | ||||||
| 3) Shri Anil D doshi | ||||||
| 4) Shri Vinod C Shah | ||||||
| 5) Shri Dilip N Shah | ||||||
| 63 | Stable Construction Pvt. Ltd., (In the matter of BPL, Sterlite, Vedeocon scripts) | Court: Addl. Chief Metropolitan Magistrate, 37th Court, Esplanade, Mumbai | Sec.11(3), 24 and 27 of SEBI Act, 1992 | 1188/S/2000 | 25/10/2000 | |
| 1) Stable Construction Pvt. Ltd. | ||||||
| 2) Shri Dinesh D Doshi | ||||||
| 3) Shri Anil D doshi | ||||||
| 4) Shri Vinod C Shah | ||||||
| 5) Shri Dilip N Shah | ||||||
| 64 | CDP Fincap & Leasing Pvt. Ltd., (In the matter of BPL, Sterlite, Vedeocon scripts) | Court: Addl. Chief Metropolitan Magistrate, 37th Court, Esplanade, Mumbai | Sec.11(3), 24 and 27 of SEBI Act, 1992 | 1190/S/2000 | 25/10/2000 | |
| 1) CDP Fincap & Leasing Pvt. Ltd | ||||||
| 2) Shri Dinesh D Doshi | ||||||
| 3) Shri Anil D doshi | ||||||
| 4) Shri Vinod C Shah | ||||||
| 5) Shri Dilip N Shah | ||||||
| 65 | New Prabhav Finvest Pvt., Ltd., (In the matter of BPL, Sterlite, Vedeocon scripts) | Court: Addl. Chief Metropolitan Magistrate, 37th Court, Esplanade, Mumbai | Sec.11(3), 24 and 27 of SEBI Act, 1992 | 1192/S/2000 | 25/10/2000 | |
| 1) New Prabhav Finvest Pvt., Ltd. | ||||||
| 2) Shri Dinesh D Doshi | ||||||
| 3) Shri Anil D doshi | ||||||
| 4) Shri Vinod C Shah | ||||||
| 5) Shri Dilip N Shah | ||||||
| 66 | Money Television & Industries Ltd., (In the matter of BPL, Sterlite, Vedeocon scripts) | Court: Addl. Chief Metropolitan Magistrate, 37th Court, Esplanade, Mumbai | Sec.11(3), 24 and 27 of SEBI Act, 1992 | 1191/S/2000 | 25/10/2000 | |
| 1) Money Television & Industries Ltd. | ||||||
| 2) Shri Dinesh D Doshi | ||||||
| 3) Shri Anil D doshi | ||||||
| 4) Shri Vinod C Shah | ||||||
| 5) Shri Dilip N Shah | ||||||
| 67 | J.C. Dewan ( Dewan Tyres Ltd.,) | Court:Chief Judicial Magistrate, (Special) Meerut | Sec.207 of Companies Act, 1956 | 29/03/00 | ||
| 1) Shri J.C. Dewan | ||||||
| 2) Shri V.S. Dewan | ||||||
| 3) Shri Rajesh Dewan | ||||||
| 68 | Moneshi Agro Foods Ltd., and its five directors viz., | Court: Addl. Chief Metropolitan Magistrate, 8th Court, Esplanade, Mumbai | Sec.63 and 68 of Companies Act, 1956 | 20/S/2000 285/01 | 01/02/01 | |
| 1) Moneshi Agro Foods Ltd. | ||||||
| 2) Shri Dilip.Kumar | ||||||
| 3) Shri Milind Govindraj | ||||||
| 4) Shri S. Pawaskar | ||||||
| 5) Shri D.M. Sukthankar | ||||||
| 6) Shri J.S.Bhatnagar | ||||||
| 69 | Arihant Cotsyn Ltd. & | Court: Ilaqa Judicial Magistrate, Ludhiana | Section 24(1), 27 r/w Sec.11B of Securities and Exchange Board of India Act, 1992 | 111/2/2001 | 28/02/01 | |
| 1) Arihant Cotsyn Ltd. | ||||||
| 2) Shri K.L. Jain | ||||||
| 70 | Manna Glass – Tech Industries Ltd., and its four directors viz., | Court: Addl. Chief Metropolitan Magistrate, 19th Court, , Mumbai | Sec.113 r/w 621 of Companies Act, 1956 | 149/s/2001 | 30/03/2001 | |
| 1) Manna Glass - Tech Industries | ||||||
| 2) Shri Tushar Majmudar | ||||||
| 3) Shri Amidhar Majmudar | ||||||
| 4) Smt Rena Majmudar | ||||||
| 5) Smt. Reema Majmudar | ||||||
| 71 | Ojas Technochem Products Ltd., and its four directors viz., | Addl. Chief Metropolitan Magistrate, 19th Court, , Mumbai | Sec 113 r/w Sec 621 of Companies Act, 1956 | 2116/W/03 (s c no.39/2006) | 26/02/03 | |
| 1) Ojas Technochem Products Ltd | ||||||
| 2 Shri Kanti Jayendra Shukla | ||||||
| 3) Shri Suresh Kanti Shukla | ||||||
| 4) Shri Vinod Kanti Shukla | ||||||
| 5) Shri Jayendra Milap Shukla | ||||||
| 72 | Sunstar Software Systems Ltd., and its three directors viz., | Court: Addl. Chief Metropolitan Magistrate, 19th Court, , Mumbai | Sec 113(2) of Companies Act, 1956 | 150/S/01 | 10/5/2001 | |
| 1)Sunstar Software Systems Ltd | ||||||
| 2) Shri Dhaval Jhaveri | ||||||
| 3) Shri Bharat Gandhi | ||||||
| 4) Smt. Seema Jhaveri | ||||||
| 73 | Blue Information Technology Ltd., and its four directors viz., | Court: Addl. Chief Metropolitan Magistrate, 8th th Court, , Esplanade, Mumbai | Sec.11(3) r/w Sec.24 of Securities and Exchange Board of India Act, 1992 | Old CC No.22/S/20011721/S/03 | 19/03/01 | |
| 1) Blue Information Technology Ltd. | ||||||
| 2) Shri Dhaval Jhaveri | ||||||
| 3) Shri R.S Jhaveri | ||||||
| 4) Smt. Seema D. Jhaveri | ||||||
| 5) Shri V.K. Gupta | ||||||
| 6) Shri K.C. Gupta | ||||||
| 7) Smt. Milan A. Trivedi | ||||||
| 74 | Tarun Goyal (Zed Investments Ltd and others directors viz.,0 | Court: Addl. Chief Metropolitan Magistrate, Delhi | Sec 63 and 68 of Companies Act, 1956 | 212/01- 79/2005 | ||
| 1) Zed Investments Ltd | ||||||
| 2) Shri Tarun Goyal | ||||||
| 3) Shri Raj Kumar Shukla | ||||||
| 4) Shri Rakesh Kumar Srivastav | ||||||
| 75 | Toubro Infotech & Industries Ltd., and its six directors | Court: Chief Metropolitan Magistrate, Kolkata | Section 56(3), 63 and 68 of Companies Act, 1956 | C/987/01 | 30/06/00 | |
| 1) Toubro Infotech & Industries Ltd., | ||||||
| 2) Shri Kanwardeep Singh | ||||||
| 3) Shri S.L. Baluja | ||||||
| 4) Shri N.K. Maini | ||||||
| 5) Shri Sergio Coreno | ||||||
| 6) Shri Ravinder Singh | ||||||
| 7) Shri Gurjeet Singh | ||||||
| 76 | V. R. Mathur Mass Communications Ltd.) | Sp. Judge for Economic Offences, Hyderabad. | sec.63 & 68 of Companies Act, 1956 | C.C. No.144/01 | 17/08/01 | |
| 1) V. R. Mathur( Mass Communications Ltd.) | ||||||
| 2) Vimal Raj Mathur | ||||||
| 3) Suneet Raj Mathur | ||||||
| 77 | V. R. Mathur Mass Communications Ltd.) | Spl. Judge for Economic Offence | 63 & 68 of Co. Act. | C.C.No.11/02 | 17/08/01 | |
| 1) Vaman Raj Sexsena (A4 in CC144/01) | ||||||
| 2) D.R. Pratap (A5 in CC144/01) | ||||||
| 78 | V. R. Mathur Mass Communications Ltd.) | Spl. Judge for Economic Offence | 63 & 68 of Companies Act. | C.C. No.90/01 | 17/08/01 | |
| 1) Syed R. Mehdi (A6 in CC No. 144/01) | ||||||
| 79 | V. R. Mathur Mass Communications Ltd.) | Sp. Judge for Economic Offences, Hyderabad. | Reg.4 of SEBI(PFUTP), 13 of SEBI(Merchant Bankers) Regulations & Sec. 24 (1) of SEBI Act | C.C. No.145/01 | 00/00/2001 | |
| 1) V. R. Mathur( Mass Communications Ltd.) | ||||||
| 2) Vimal Raj Mathur | ||||||
| 3) Basudeo Agarwal | ||||||
| 4) Pawan Kumar Agarwal | ||||||
| 5) Rusoday & Co. Ltd. | ||||||