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SECURITIES AND EXCHANGE BOARD OF INDIA
(DISCLOSURE AND INVESTOR PROTECTION)
GUIDELINES FOR CAPITAL ISSUES 2000
CHAPTER I
PRELIMINARY, DEFINITIONS, ETC.
CHAPTER II
ELIGIBILITY NORMS FOR COMPANIES ISSUING SECURITIES
CHAPTER III
PRICING BY COMPANIES ISSUING SECURITIES
CHAPTER IV
PROMOTERS' CONTRIBUTION AND LOCK-IN REQUIREMENTS
CHAPTER V
PRE-ISSUE OBLIGATIONS
CHAPTER VI
CONTENTS OF OFFER DOCUMENT
CHAPTER VII
POST-ISSUE OBLIGATIONS
CHAPTER VIII
OTHER ISSUE REQUIREMENTS
CHAPTER IX
GUIDELINES ON ADVERTISEMENT
CHAPTER X
GUIDELINES FOR ISSUE OF DEBT INSTRUMENTS
CHAPTER XI
GUIDELINES FOR BOOK-BUILDING
CHAPTER XII
GUIDELINES FOR ISSUE OF CAPITAL BY DESIGNATED FINANCIAL INSTITUTIONS
CHAPTER XIII
GUIDELINES FOR PREFERENTIAL ISSUES
CHAPTER XIV
GUIDELINES FOR OTCEI ISSUES
CHAPTER XV
GUIDELINES FOR BONUS ISSUES
CHAPTER XVI
OPERATIONAL GUIDELINES
CHAPTER XVII
MISCELLANEOUS
SCHEDULES
SCHEDULE I
MEMORANDUM OF UNDERSTANDING BETWEEN THE LEAD MERCHANT BANKERS TO THE ISSUE AND THE ISSUER COMPANY
SCHEDULE II
INTERSE ALLOCATION OF RESPONSIBILITIES
SCHEDULE III
FORMAT OF DUE DILIGENCE CERTIFICATE TO BE GIVEN BY LEAD MERCHANT BANKER(S) ALONG WITH DRAFT OFFER DOCUMENT
SCHEDULE IV
FORMAT FOR DUE DILIGENCECERTIFICATE AT THE TIME OF FILING THE OFFER DOCUMENT WITH ROC
SCHEDULE V
FORMAT FOR DUE DILIGENCE CERTIFICATE AT THE TIME OF OPENING OF THE ISSUE
SCHEDULE VI
FORMAT FOR DUE DILIGENCE CERTIFICATE AFTER THE ISSUE HAS OPENED BUT BEFORE IT CLOSES FOR SUBSCRIPTION
SCHEDULE VII
MANDATORY COLLECTION CENTRES
SCHEDULE VIII
PROMOTERS' CONTRIBUTION AND LOCK-IN
SCHEDULE IX
PROMOTERS' CONTRIBUTION AND LOCK-IN IN RESPECT OF PROMOTERS WHOSE NAME FIGURE IN THE PROSPECTUS AS PROMOTERS IN THE PARAGRAPH ON 'PROMOTERS AND THEIR BACKGROUND'
SCHEDULE X
STATEMENTOF PROFITS AND LOSSES
SCHEDULE XI
STATEMENT OF ASSETS AND LIABILITIES
SCHEDULE XII
TAX SHELTER STATEMENT
SCHEDULE XIII
CAPITALISATION STATEMENT
SCHEDULE XIV
FORM OF AUDITOR'S CERTIFICATE REGARDING PROFIT FORECAST
SCHEDULE XV
BASIS FOR ISSUE PRICE
SCHEDULE XVI
POST-ISSUE MONITORING REPORTS
SCHEDULE XVII
UNDERWRITING DEVOLVEMENT STATEMENT
SCHEDULE XVIII
BASIS OF ALLOTMENT PROCEDURE
SCHEDULE XIX
FORMAT OF THE REPORT TO BE SUBMITTED BY THE MONITORINGAGENCY
SCHEDULE XX
CLARIFICATORY EXAMPLES
SCHEDULE XXI
BOOK BUILDING – MODEL TIME FRAME
SCHEDULE XXII
JURISDICTION OF REGIONAL OFFICES/HEAD OFFICE OF THE BOARD
SCHEDULE XXIII
FORMAT FOR SUBMITTING DRAFT OFFER DOCUMENT ON A COMPUTER FLOPPY
SCHEDULE XXIV
APPLICATION FORM FOR ISSUE OF NO OBJECTION CERTIFICATE FOR RELEASE OF 1% DEPOSIT PLACED WITH THE REGIONAL STOCK EXCHANGE
SCHEDULE XXV
PROFORMA FOR SENDING RESPONSES TO SEBI
SCHEDULE XXVI
ADDITIONAL INFORMATION FOR RENEWAL OF REGISTRATION AS MERCHANT BANKER
SCHEDULE XXVII
FORMAT FOR HALF YEARLY REPORTS TO BE SUBMITTED BY MERCHANT BANKERS
[AS ON 16/02/2000]