Status of initial/ permanent registration applications of Registrars to an Issue and/or Share Transfer Agents as onSeptember 02, 2011

Sl.
No.

Name of the Applicant

Date of receipt of application

Status as on September 02, 2011

 

A - INITIAL REGISTRATION

 

 

1

Basan Equity Broking Pvt. Ltd.

27-Oct-10

Clarification sought. Information awaited from the applicant.

2

Lupin Ltd

08-Apr-11

Pre-registration visit pending at request of the applicant.

3

M/s Nagarjuna Fertilizers and Chemicals Limited (SRO)

09-May-11

Reply received on June 17, 2011. Under process.

 

B -PERMANENT REGISTRATION

 

 

1

Cameo Corporate Services Ltd

31-Dec-10

Clarification sought. Information awaited from the applicant.

2

Housing Development Finance Corporation Ltd.

17-Jan-11

Reply received on August 16, 2011. Under process.

3

EIH Ltd

25-Apr-11

Reply received on August 26, 2011. Under process.

4

Skyline Financial Services Pvt. Ltd.

26-Apr-11

Reply received on August 12, 2011. Under process.

5

C B Management Services (P) Ltd.

13-May-11

Reply received on August 16, 2011. Under process.

6

R & D Infotech Pvt Ltd

05-Aug-11

Clarification sought. Information awaited from the applicant.

7

M/s. Munoth Financial Services Ltd (SRO)

25-Aug-11

Clarification sought. Information awaited from the applicant.

Note: 1) The applicants whose renewal application has been received by SEBI in compliance with SEBI Circular No. SEBI/MIRSD/DR-2/SRP/Cir-2/2005 dated January 4, 2005 (i.e., 3 months before the expiry of registration) can continue to carry on activities as registered intermediary after expiry till SEBI advises otherwise.

2) The applicants may please note that SEBI follows the transparent procedure for granting registration or renewal of registration. By and large, reply is sent to the applicant within a period of 30 days. Once the requirements are complied with, as advised in our letter, certificate of registration is issued. The applicants may please note that in case they provide incomplete / vague information or supporting documents, wherever required, are not enclosed, this may lead to further correspondence and delay in processing of their applications.

In case the application has remained unattended or there is an inordinate delay, the applicant should not hesitate in writing to Dy. General Manager, Shri K Saravanan (saravanank@sebi.gov.in) or the Executive Director, Shri P K Nagpal (nagpal@sebi.gov.in)