Status of Applications for Registration/ Renewal as a Portfolio Manager as on December 31, 2010
SEBI endeavours to process registrations/ renewals within 21 days ***
Sr. no.	Name of the Applicant	Date of Filing	Current Status
1	Abans Securities Ltd	17-Jun-10	Reply awaited from applicant
2	Accuracap Consultancy Services Private Limited	28-Dec-10	Under Process
3	Allegro Capital Advisores Pvt Ltd	3-Sep-10	Reply awaited from applicant
4	Anugrah Stock & Broking Pvt. Ltd.	10-Aug-10	Reply awaited from applicant
5	Anvil Wealth Management Ltd	21-Sep-10	Reply awaited from applicant
6	Aries Stocktrades Private Limited	15-Nov-10	Reply awaited from applicant
7	Auroch Investment Managers Pvt Ltd	7-Dec-10	Reply awaited from applicant
8	Avant Garde Wealth Mgmt Pvt Ltd	29-Sep-10	Reply awaited from applicant
9	Axis Capital Management Pvt Ltd	28-Dec-10	Under Process
10	Banhem Securities Pvt Ltd	20-Apr-10	Comments /approval awaited from other regulatory bodies/RBI etc.
11	Barclays Securities India Pvt Ltd	23-Dec-10	Under Process
12	Birla Sun Life AMC Limited	30-Nov-10	Reply awaited from applicant
13	Broadview Advisors Pvt Ltd	19-Nov-10	Reply awaited from applicant
14	Care Portfolio Managers Private Limited	16-Dec-10	Under Process
15	Centrum Broking Pvt Ltd	1-Oct-10	Reply awaited from applicant
16	Credit Suisse Securities (I) Pvt Ltd	6-Oct-10	Reply awaited from applicant
17	Daiwa Asset Management (I) Pvt Ltd	30-Dec-10	Under Process
18	Deutsche Asset Management Limited	7-Oct-10	Reply awaited from applicant
19	Edelweiss Asset Management Limited	6-Dec-10	Reply awaited from applicant
20	Fortune Financial Services (I) Ltd	30-Dec-10	Under Process
21	FRR Shares & Securities Limited	3-Nov-10	Reply awaited from applicant
22	Goldmine Stocks Pvt Ltd	11-Jun-10	Reply awaited from applicant
23	HDFC Bank Limited	29-Dec-10	Under Process
24	ICICI Securities Limited	19-Nov-10	Reply awaited from applicant
25	iVentures Capital Private Ltd	25-Aug-10	Reply awaited from applicant
26	Jainam Share Consultants Pvt Ltd.	20-Dec-10	Under Process
27	Jaypee Capital Services Ltd	29-Jan-10	Reply awaited from applicant
28	Joindre Capital Serices Ltd	19-Apr-10	Reply awaited from applicant
29	Kane Street Capital Management LLC	30-Nov-10	Reply awaited from applicant
30	Kishan Ratilal Choksey Shares & Securities Pvt. Ltd.	22-Nov-10	Reply awaited from applicant
31	Kotak Securities Limited	8-Dec-10	Under Process
32	Kunvarji Finsotck Pvt Ltd.	15-Nov-10	Under Process
33	LKP Securities Ltd	21-Apr-10	Reply awaited from applicant
34	NAM Securities Limited	21-Sep-10	Reply awaited from applicant
35	Narnolia Securities Ltd	6-Dec-10	Reply awaited from applicant
36	New Horizon Wealth Management Private limited	5-Oct-10	Reply awaited from applicant
37	Primus Investment Advisors Private Limited	22-Nov-10	Reply awaited from applicant
38	PSSG Capital Management Pvt Ltd	14-Jul-10	Reply awaited from applicant
39	Quant Capital Advisors Pvt  Ltd	13-Sep-10	Reply awaited from applicant
40	R. Wadiwala Securities Pvt Ltd	31-Dec-10	Under Process
41	Revelation Portfolio Management Pvt Ltd	27-Oct-10	Under Process
42	SBICAP Securities Ltd	30-Apr-10	Reply awaited from applicant
43	Span Caplease Pvt Ltd.	3-May-10	Reply awaited from applicant
44	Spark Capital Advisors Private Limited	28-Oct-10	Under Process
45	Sushil  Finance Consultants Ltd	10-Dec-10	Under Process
46	TCG Advisory Services Pvt Ltd	30-Dec-10	Under Process
47	Unifi Capital Pvt Ltd	22-Nov-10	Under Process
48	Unitech Realty Investors (India) Pvt Ltd	22-Dec-10	Reply awaited from applicant
49	Value Prolific Investments & Cons Pvt Ltd	2-Jul-10	Reply awaited from applicant
50	Ventura Securities Ltd.	7-Dec-10	Under Process
51	White Stone Financial Advisors Private Limited	13-Jul-10	Reply awaited from applicant
*** “In the time lines indicated “days”  would mean “working days” and counting of days would start from the next day to the day when complete information /documents are submitted by the applicant at the appropriate office of SEBI. Time taken by external agencies like stock exchanges, other regulators, RBI etc. where reference is required to be made to them is not included in the timeline indicated.”