SECURITIES APPELLATE TRIBUNAL, MUMBAI       

DAILY BOARD FOR  4.8. 2010 at  10.00 A. M.

                                                                                   

Sr.

No.

Appeal No.

 

Appellant                 

Counsel for Appellant

Respondent

Counsel for Respondent

Cause or Stage

Previous Date

Remark/ Result

1.

126/2010

Bharat Jayantilal Patel

Mr. N. H. Seervai, Sr. Advocate

SEBI

Ms. Daya Gupta

Admission

29.7.2010

 

2.

104/2006

M/S. Sanchay Finvest Ltd

Mr. Vinay Chauhan

SEBI

Mr. Mihir Mody

Final Hearing

3.8.2010

 

3.

117/2006

M/s. Grishma Securities Pvt. Ltd.

Mr. Vinay Chauhan

SEBI          

Dr. Poornima Advani

Final Hearing

3.8.2010

 

4.

155/2006

M/s. Anil Mistry

Mr. Vinay Chauhan

SEBI

Dr. Poornima Advani

Final Hearing

3.8.2010

 

5.

21/2007

N J Shares  & Securities Pvt. Ltd.

 

SEBI

Mr. Mihir Mody

Final Hearing

3.8.2010

 

6.

24/2007

Sunil Shares & Stock Pvt. Ltd.

Mr. S. K. Jain

SEBI

Mr. Mihir Mody

Final Hearing

3.8.2010

 

7.

29/2007

M/s. Haven Financial Service Pvt. Ltd.

Mr. Deepak Rane

SEBI

Dr. Poornima Advani

Final Hearing

3.8.2010

 

8.

35/2007

Mr. Vidyut Shah

Mr. Gaurav Joshi

SEBI

Ms. Daya Gupta

Final Hearing

3.8.2010

 

9.

39/2007

SMIFS Securities Limited

Mr. Joby Mathew

SEBI

Mr. Mihir Mody

Final Hearing

3.8.2010

 

10.

48/2007

JVS Securities Pvt. Ltd.

Mr. Ravi Hegde

SEBI

Dr. Poornima Advani

Final Hearing

3.8.2010

 

11.

63/2007

M/s. Jayantilal Khandwala & Sons Pvt. Ltd.

Mr. Gaurav Joshi

SEBI

Mr. Anant Upadhyay

Final Hearing

3.8.2010

 

12.

64/2007

Active Finstock Pvt. Ltd.

Mr. R. R. Bhonsale

SEBI

Mr. Anant Upadhyay

Final Hearing

3.8.2010

 

13.

65/2007

M/s. Agroy Finance & Investment Ltd.

Mr. Bharat Merchant

SEBI

Mr. Anant Upadhyay

Final Hearing

3.8.2010

 

14.

66/2007

M/s. Delhi Securities Ltd.

Mr. Bharat Merchant

SEBI

Dr. Poornima Advani

Final Hearing

3.8.2010

 

15.

113/2007

M/s. Goldcrest Capital Markets Ltd.

Mr. Vinay Chauhan

SEBI

Dr. Poornima Advani

Final Hearing

3.8.2010

 

16.

114/2007

Amgis Holdings Pvt. Ltd.

Mr. Joby Mathew

SEBI

Dr. Poornima Advani

Final Hearing

3.8.2010

 

17.

115/2007

Pals Overseas Pvt. Ltd.

Mr. Joby Mathew

SEBI

Dr. Poornima Advani

Final Hearing

3.8.2010

 

18.

118/2007

Ramrakh R. Bohra

Mr. Vinod Parekh

SEBI

Mr. Mihir Mody

Final Hearing

3.8.2010

 

19.

119/2007

Accord Capital Markets Ltd.

Mr. Joby Mathew 

SEBI

Mr. Mihir Mody

Final Hearing

3.8.2010

 

20.

121/2007

Pravin V. Shah Stock Broking Pvt. Ltd.

Ms. Urvashi Tapas

SEBI

Ms. Daya Gupta

Final Hearing

3.8.2010

 

21.

139/2007

Dresdner Kleinwort Wasserstein Securities (India) Pvt. Ltd. (in Liquidation )

Mr. Jaitra Jani

SEBI

Mr. Mihir Mody

Final Hearing

3.8.2010

 

22.

43/2008

Latin Manharlal Securities Pvt. Ltd.

Ms. Urvashi Tapas

SEBI

Ms. Daya Gupta

Final Hearing

3.8.2010

 

23.

158/2008

R. K. Global Shares & Securities Ltd.

Mr. Ravi Hegde

SEBI

Dr. Poornima Advani

Final Hearing

3.8.2010

 

24.

39/2009

M/s.KNC Shares and Securities Pvt. Ltd.

Mr. Zal Andhyarujina

SEBI

Dr. Poornima Advani

Final Hearing

3.8.2010

 

25.

164/2009

Porecha Global Securities Pvt. Ltd.

Mr. Janak Dwarkadas,

Sr. Advocate

SEBI

Mr. Kumar Desai

Final Hearing

3.8.2010

 

26.

165/2009

Mr. Arun Porecha 

Mr. Janak Dwarkadas,

Sr. Advocate

SEBI

Mr. Kumar Desai

Final Hearing

3.8.2010

 

27.

54/2010

Acumen Capital Market (India) Ltd.

Mr. P. V. Hariharan, CA

SEBI

Mr. Shiraz  Rustomjee

Final Hearing

3.8.2010

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

                                                                                                                        Registrar

 

Note: No request for adjournment shall be entertained.                                            

                                                                                                                             By order

 

                                                                                                                                                                        Registrar