Part  I(II)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Details regarding complaints as a registrar to issue

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Serial No.

Name of the Company

Cumulative number of complaints received as at the end of the quarter

Cumulative number of complaints resolved as at the end of the quarter

Cumulative number of complaints pending at the end of the quarter

No of complaints pending  > one month from date of receipt

Reason for pending and action proposed

 

 

Type I

Type III

Type V

Total

Type I

Type III

Type V

Total

Type I

Type III

Type V

Total

Type I

Type III

Type V

Total

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Total

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Type I : Non-receipt of refund orders/allotment letters pursuant to public/rights issue

 

 

 

 

 

 

 

 

 

 

 

Type III:Non-receipt of shares/debentures pursuant to public/rights issue

 

 

 

 

 

 

 

 

 

 

 

 

Type V: Non-receipt of right forms/interest on delayed receipt of refund order