Data of Prosecution Cases launched other than Collective Investment Schemes (CIS) across the country (As on 31st July, 2009)
	Case	Accused	Court	Violation	Case No.	Date of Filing
1	West Coast Breweries Distilleries Ltd.		37th ACMM Mumbai	Sec.73 (2A) & 113 of Companies Act.	CC No 2290/S/1995	09.12.1994
		1. M/s West Coast Breweries Distilleries Ltd.
		2. Lal Goyal
		3. Deepak Goyal
		4. Subhash Jain
		5. B N Antie
		6. R K Tandon
		7. R B Kalla
		8. O. P. Taneja
2	Canara Steels Ltd. & 11 directors		M.M. Udipi, Manipal	113 ( 2) of the companies  Act.	C.C.No.2943/97	31/03/97
		1)Canara Steels Ltd.
		2) A.K. Singh
		3) T. Sudhakar Pai
		4) T. Ramesh Pai
		5) A. Vasudeva Prabhu
		6) T. Shamanna
		7) U.V. Kini
		8) U. Suresh Rao
		9) Shanthanaraman
		10) K.K. Rao
		11) Kishore Rao
		12) B.S. Nayak
3	Omnitel Inds. Ltd. & 4 directors		V MM, Hyderabad	113  of the companies  Act.	C.C 1702/98	27/03/98
		1) Omnitel Inds. Ltd.
		2) Dr. Ram K. Vepa
		3) P.L. Sivram
		4) P.C. Ananth Ram
		5) K. Shenoy
4	Ready Foods Ltd.		37th MM Court	Sec.  113 (1) (2), (3) Companies Act.	Cc No 644/04- 559/S/95	1995
		1) Ready Food Ltd
		2) T.V.Raja Reddy
		3) H.A.B. Papria
		4) J. Mattan
		5) R.Anand
		6) N.S. Randhava
5	Premier Plantation		37th MM Court, Mumbai	73 (2A) (2B) r/w 113 (2) of Companies Act, 1956.	C.C.No. 558/S/95	23/03/95
		1) Premier Plantation
		2) T.P. Muraleedhran
		3) K.P. Basheer
		4) C.M. Subair
		5) P. Vijayan
		6) V.K. Syamasundaran
		7) T.A. Latif
6	PROTOCHEM LTD.		37TH COURT MUMBAI	SEC.63 OF COMPANIES ACT.	C C NO.451/S/97	27.03.1997
		1.  M/S PROTOCHEM LTD
		2. SHRI R S MATHUR
		3. SHRI A K GUPTA
		4.  SHRI R K MATHUR
		5. DR RAM S GUPTA
		6 DR G B MATHUR
		7. SMT NANDINI MATHUR
		8. SMT MONISHA MATHUR
7	Indo-French Bio-tech Enterprises & 15 of its directors/promoters, namely:		37th ACMM, Mumbai	63 of Companies Act (Mis-statement in the Prospectus	891/98	08/01/98
		1) Indo French Bio Tech Ltd.
		2)  Shri Atul K. Bhagwati
		3)  Shri Ramachandra R. Rayarikar
		4)  Shri F.S.T. Khorakiwala
		eter
		6)  Mme. Olga Bernabe
		7)  Shri Vinayak R. Surve
		8)  Dr. Amar N. Joshi
		9)  Dr. Madhav S. Madivale
		10)  Shri Deepak M. Kataria
		11)  Shri Harkrishnadas R. Sharma
		12)  Shri Praful R. Ranadive
		13)  Mrs. Ila A. Agarwal
		14)  Shri Baldeo R. Khurana
		15)  Shri Praful R. Bhansali
		16)  Maj. Kumudchandra J. Bodiwala
8	Mithila Steels & 6 of its directors, namely:		MM, Dhar (MP)	113 of Companies Act (Non-transfer/despatch of shares after allotment within stipulated time)	455/98	02/01/98
		1)  Shri K.R. Maithil
		2)  Shri N.K. Maithil
		3)  Shri S.S. Sokhi
		4)  Shri C.S. Shetty
		5)  Shri Swadesh Bhardwaja
		6)  Shri P.C. Soni
9	Xedd  Telecom Ltd. & 4 of its directors, namely :		Spl. Court of Economic Offences, Hyderabad	73 & 113 of Companies Act (Non-refund of excess  application money and non-transfer/despatch of shares within stipulated time)	CC No.15/1998 Appeal No.35/2000	00/00/1998
		1)  Shri P.K. Jain
		2)  Shri R.K. Navender
		3)  Shri K.S.V. Raaman
		4)  Shri Srinivasan
10	Mahadev Agro Ind. Ltd. & 6 of its directors, namely:		A.C.M.M., Delhi	113 & 207 of Companies Act (non-transfer/despatch of shares and non-payment of dividend within stipulated time)	146/98	27/10/00
		1)  Shri A.K. Sharma
		2)  Shri O.P. Tushir
		3)  Shri R.S. Hooda
		4)  Shri V. Shanker
		5)  Shri Dipesh P. Seth
		6)  Shri H.C. Chugh
11	Shree Deewan Steels Ltd. and 6 of its directors,  namely:		A.C.M.M., Delhi	63 & 68 of Companies Act (mis-statement in the Prospectus and fraudulent inducement to invest money)	152/98	31/03/98
		1)  Shri Naresh Chatly
		2)  Shri W.R. Chatly
		3)  Shri Deepak Relan
		4)  Shri Umesh Munjal
		5)  Smt. Pushpa Devi
		6)  Smt. Samita Chatly
12	Rushabh Securities & 3 of its directors, namely:		37th M.M., Mumbai	24 of SEBI Act (Violation of Takeover Code)	C.C. No.1260/S/98	31-Mar-98
		1)  Shri Hasmukh Ray Bhatt
		2)  Shri D.B. Gandhi
		3)  Shri P.B. Mehta
13	Richmen Silks Ltd. & 5 of its directors		Spl. Court of Economic Offences, Hyderabad	73 & 113 of the Companies Act (non-refund of excess application money and non-transfer/despatch of shares within stipulated time)	355/02
		1)  Shri G. Vittal
		2)  Shri K. Thipperswamy
		3)  Smt. G. Vijaya Laxmi
		4)  Shri. R. R. Kumar
		5)  Shri B.N. Jaisimha
14	SEBI Vs Avinash Magan ( in the matter of Napa Papers Ltd )		37th Court of Esplanade, Mumbai	Section 24 read with FUTP Regulations (Price rigging and creating artificial market)	159/M/98 - renumbered as 353/2000	31/3/1998
		1)  Avinash Magan
		2)  M/s. Yogi Leasing & Finance Ltd.
		3)  Mahadev Bio-Engineers
		4)  Well Wisher Traxin Pvt. Ltd.
		5)  Ankurita Tradefin
		6)  Shri Dharmendra Pandya
		7)  Shri Anil Shroff
		8)  Expert Technologies Pvt. Ltd.
		9)  Moods Dealers Pvt. Ltd.
		10)  Om Securities
		11)  Shri Manoj Motta
		12)  Shri Tushar Shah
		13)  Shri R.C. Arora
		14)  Shri Laxmandas Arora
		15)  M/s. Par Securities
		16)  Apco Pharma Ltd
		17)  Shri Saurabh Vora
15	Radhika Spinning Mills Ltd. & 1 of its director,  namely:		37th Court at Esplanade, Mumbai	Section 113 (non-transfer/despatch of shares)	C.C.No.354/S/00
		1)   Shri Dinesh Kumar Agarwal
16	Mihir Ghelani ( Kamakshi Housing Finance Ltd.- following 03 entities, namely:)		37th Court at Esplanade, Mumbai	Section 24 with FUTP Regulations (Price rigging)	C.C.NO.352/S/00
		1)  Shri Mihir Ghelani
		2)  Shri Dipak Dalal
		3)  Shri Yogendra Ruparel
17	Chandigarh Packaging Products Ltd. & 6 of its Directors namely:		37th Court at Esplanade, Mumbai	Section 73 (non-refund of excess application money within stipulated time)	C.C. No.351/S/00
		1)  Shri Ripjit Singh Brar
		2)  Shri M.S. Jagannathan
		3)  Ms. Harpeet Sandhu
		4)  Ms. Gurpreet Kaur Dhillon
		5)  Dr. Harmal Singh
		6)  Shri Sukhdev Singh Dhillon
18	Mahadev  Leasing  Co. Ltd and ors		37th MM Court	Sec. 63 of the Companies Act, 1956.	C.C. 194/S/97	01/96
		1) M/s Mahadev Leasing Co. Ltd.
		2) Om prakash Tushir
		3) Avadesh Kumar Sharma
		4) Rajbir singh Hooda
		5) J.S. Grover
		6) Ajit Ambani
		7) V. Shankar
		8) Faquir Mohan Patnaik
		9) J.C. Verma
19	Punjvani Packing Ltd. & ors.		37th MM Court	73(2A) and Sec. 113 (1) of the Companies Act, 1956.	C.C.No.608/S/97	29/11/97
		1)Punjwani Packing Ltd. & ors.
		2) Namdev Punjawani
		3) Shyam  Sunder Pandit
		4) Amar Lal Chugh
		5) Smt. Sujata Varma
		6) Kamal Punjawani
20	Aashi Pharma Ltd. & ors.		37th MM Court	73(2A) and Sec. 113 (1) of the Companies Act, 1956	C.C.No. 120/S/96	30/06/95
		1 ) Ashi Pharma Ltd.
		2) Dhaval A. Zaveri
		3) Vaidyashwaran Narayan
		4) Rajan Shivprakash Shah
		5) S.K. Kapadia
		6) Seema D. Zaveri
		7) Jayesh Mor
21	Balwant Textile Mills Ltd. & ors.		37th MM Court	63 and 68 of the Companies Act, 1956	C.C.No.1251/S/96	16/11/95
		1) Balwant Textile Mills Ltd. & ors.
		2) V.S. Bhate
		3 P.J. Bhate
		4) Sunita K. Thakkar
		5)T.B. Maskai
		6) I.S. Gidwani
		7) V.H. Mhatre
		8) J.B. Mavale
22	Omega Seeds Ltd. & ors		37th MM Court	Sec 63 of the Companies Act 1956	C.C. No.764/S/00	22/3/1996
		1)Omega Seeds Ltd.
		2) B.R. Bajaj
		3) M.S. Narula
		4) N.S.Brar
		5) L.S. Sekhon
		6) N.M. Prakash
		7) M.M. Parekh
23	Zillion Phrma Chem Ltd.		37th MM Court	Sec. 73 (2A) and 113 (1) & (2) of Companies Act 1956	C.C.No.529/S/96	1/2/1996
		1) Zillion Phrma Chem Ltd.
		2) Praful N. barot
		3) Dr.Amit N. Shah
		4) Beena N. Shah
		5) Lalitaben Shah
		6) H.P. Bhatt
		7) N.G. Bojwani
		8) J.R. Patel
		9) Jayendrasingh N. Waghela
24	Ravi Prakash Khemka & ors.		37th MM Court	20 (2) and 22 of SEBI Act, (Take over code) Sec. 73 (2A) and 113 (1) and (2) of Companies Act 1956.	`	03/01/97
		1)Ravi Prakash Khemka
		2) Rajkumara Khemka
		3)Madhusudan Khemka
		4) Rattankumar Khemka
		5) Tirupati Kumar Khemka
25	Ganesh Benzoplast Ltd.		10th Court Mumbai	Sec. 63 of the Companies Act.	444/S/97	1997
		1) Ganesh Benzoplast Ltd.
		2) Shankarmal Pilani
		3) Ramesh Pilani
		4) Rajkumar Devidatta Bajaj
		5) D.K. Contractor
		6) R.D. Puyabi
		7) Ajay Mahakerlal Khatlawala
		8) Ajay Mahasherlal Khatlawala
		9) Ramakant Pilani
26	M/s Tatia Finance & Leasing Ltd.& Ors.		Additional Chief Metropolitan Magistrate, Economic Offences, Egmore, Chennai.	Section 24 of the SEBI Act, 1992 read with Regulation 4 of the SEBI (Prohibition of Fraudulent and Unfair Trade Practices relating to securities markets) Regulations, 1995 and Section 12 of the SEBI Act.	71/1998	21/5/1998
		1)M/s Tatia Finance & Leasing Ltd.&Ors.
		2)  Shri Pannalal Tatia
		3)  Shri Dhanpat Singh Bokharia
		4)  Bokharia Investments
		5)  Ms. Prabha Bokharia
		6)  Unique Investments
		7)  Shri Sampath Kumar Parekh
		8)  Brilliant Investments
		9)  Shri Manohar Jain
		10)  Swito Finance & Estates Ltd.
		11)  Shri Vimal Doshi
		12)  Surbhi Stocks
27	Vatsa Corporation Ltd. & 8 of its Directors namely ;		Additional Chief Metropolitan Magistrate’s 37th Court at Esplanade, Mumbai.	Section 113 (2) and Section 207 of the Companies Act.	C.C.No.458/S/00	19/06/1998
		1.  Vatsa Corporation Ltd.
		2.  Shri Pradip Vakil
		3.  Ms. Sweta R. Parwani
		4.  Shri Arvind Mathur
		5.  Shri Ketan Shah
		6.  Shri M.N. Acharya
		7.  Shri Anil Khanna
		8.  Shri N.J. Brahmbahatt
		9.  Shri Sudhir Modi
28	Hindustan Lever Ltd. & 5 of its Directors namely :		Additional Chief Metropolitan Magistrate, 37th Court of Esplanade, Mumbai	Regulation 3(i)(ii)(iii) of SEBI (Insider Trading) Regulations, 1992 read with Sections 24(1), 26 and 27 of the SEBI Act, 1992	426/S/02	27-Nov-98
		1.  Hindustan Lever Ltd.
		2.  Shri S.N. Datta
		3.  Shri K.B. Dadiseth
		4.  Shri R. Gopalkrishnan
		5.  Shri A. Lahiri
		6.  Shri M.K. Sharma
29	M/s. Setech Electronics Ltd & 4 of its Directors namely		Chief Metropolitan Magistrate, Delhi	Section 621 read with Section 63 of the Companies Act & Section 200 of the Criminal Procedure Code	282/1998	4/12/1998
		1.  M/s. Setech Electronics Ltd
		2. Shri Ajay Kumar Agarwal
		3. Smt. Mridula Agarwal
		4. Shri Raj Kishore Agarwal
		5. Shri Krishna Kumar Jalan
30	Indo-American Credit Corporation Ltd & 8 of its Directors namely ;		Court of Additional Chief Metropolitan Magistrate at Ahmedabad.	Section 621 read with Section 113 and 207 of the Companies Act, 1956 and under Section 11(2)(i)(la) of the SEBI Act of 1992.	899/1998	18/11/1998
		1)Indo-American Credit Corporation Ltd
		2)  Dr. Amit N. Shah
		3)  Dr. Dipti Shah
		4)  Dr. Lalitaben Shah
		5)  Shri Y.D. Desai
		6)  Shri Maheshbhai Shantilal Patel
		7)  Shri Rajan Mehta
		8)  Shri Akbarkhan Nusurullahkhan Pathan
		9)  Shri Dipak Waljibhai Choudhary
31	Hoffland Finance  & Others		Chief Metropolitan Magistrate, Tees Hazari, Delhi	Section 26 of SEBI Act read with SEBI (Portfolio Managers),(Stock Brokers and Sub-Brokers),(Prohibition of Fraudulent and Unfair Trade Practices relating to the Securities Market), (Merchant Banker) Rules and Regulations	636/1/99	5/12/1998
		1)  Hoffland Finance  &
		2)  Shri.Brij Bhushan Sharma
		3)  Shri N.N. Badam
		4)  Shri. A. Subha Rao
		5)  Shri. Navin Pandey
		6)  Shri. S.P Sharma
		7)  Shri Naveen C. Pandey
32	Dr. Amit Shah (Following entities in the matter of M/s Northstar Gems Ltd. )		37th M.M. Mumbai	Regulations 4 of SEBI (FUT)P Regulations 1995 Under Section 24 R/W Sec.26 of SEBI Act, 1992.	C.C. No.777/S/99	31/03/1999
		1.  Dr. Amit Shah
		2.  Dr. Piyush Mehta
		3.  Smt. Alka Shah
		4.  Shri Dharmendra Barot
		5.  Shri Dipak Dalal
		6.  Shri.Girish Shah
		7.  Shri. Gaurav Shah
		8.  M/s. Ekta Ceramics Ltd.,
		9.  Shri. Rajendra Kumar Vasantlal Panchal
		10.  Shri. Shailesh Bhatt
		11.  Shri Nilesh N Barot
		12.  Shri. Mihir Ghelani
		13.  Yeshaswi Engineers Pvt. Ltd.
		14.  Smt. Dhamistha K Panchal
		15.  Smt. Mina N Panchal
		16.Shri. Prakash P Bhatt
33	Following entities in the matter of M/s Gangotri Cements Ltd.		37th M.M. Mumbai	Under Section 24 of SEBI Act read with Sec.11(Non Cooperation during Investigation proceedings)	C.C. No.605/S/00
		1. M/s.Gangotri Cements Ltd
		2. Shri.K.C Sheth
		3. Shri.Dipesh M Sheth
		4. Shri. Sharad N Shah
		5. Shri H C Sheth, &
		6. M/s Newlook Shares & Stock Pvt. Ltd. & its four Directors namely:
		7. Shri H. K. Surekha
		8. Smti. G D Surekha
		9. Shri B. K. Paul &
		10. Shri R K Aggrawal  &
		11. Shri G.P. Surekha
34	M/s Kakatiya Cements Ltd. & six of its Directors namely:		37th M.M. Mumbai	Under Section 24 of SEBI Act. R/W Takeover  Regulations 1994 R/W 1997 Regulations.	C.C No. 365/S/00	25/04/2000
		1.  M/s Kakatiya Cements Ltd.
		2.  Shri.P.Venkateshwarlu
		3.  Shri.J.S.R.Prasad
		4.  Shri.J.Seshagiri
		5.  Smt.J.Lakshmi Nalini
		6.  Shri.C.Madhusudana Rao
		7.  Shri.V.B.R.Suryam
35	M/s.Priya Holdings Ltd. & six of its Directors namely:		37th M.M. Mumbai	Under Section 24 of SEBI Act. R/W Takeover Regulations 1994 read with 1997 Regulations	C.C. No. 364/S/00
		1.M/s.Priya Holdings Ltd.
		2.  Shri.Umesh P.Mehta
		3.  Shri.Arun R.Mehta
		4.  ShriSanjay P.Mehta
		5.  Shri Rajiv R. Javeri
		6.  Smt.Trupti S. Mehta
		7.  Shri.K.F.Sharma
36	M/s.Boom Securities & Leasing Ltd. & three of its Directors namely:		37th M.M. Mumbai	Sec. 24 of SEBI Act, PFUTP Regulations	C.C.No. 21/S/99
		1.  M/s.Boom Securities & Leasing Ltd.
		2.  Shri Bharat Kabra
		3    Shri Indrajit Singh Khanuja
		4.  Shri Mahavir Jain
37	Following entities in the matter of Charminar Breweries Ltd.		37th M.M. Mumbai	Under Section 24 of SEBI Act, 1992 R/W Takeover Regulations	C.C.No.376/S/00
		1.  M/s.Shaw Wallace & Company Ltd.
		2.  Shri. A.S. Malik
		3.  Shri. K.Srinivasan
		4.  M/s.Maharashtra Distilleries Ltd., & its six Directors namely
		5.  ShriP.L. Narasimhan
		6.  Shri Ranjan Mukerjee
		7.  Shri Satish J. Kaul
		8.  Shri. K.P.Jayakar
		9.  Shri. Vinod Kumar Luthra
		10.  Shri R.S. Johar
		11.  M/s.Cruickshank & Company Ltd.& its nine Directors namely
		12.  Shri. Arya Gupta
		13.  Shri. K.S. Dutta
		14.  Shri. Manish S. Mallick
		15.  Shri. Anup Chakrabprty
		16.  Shri.T.K. Ravishanker
		17.  Shri. Jayaram Gopalan
		18.  Shri Sirjit Sen
		19.  Shri. Prabal Banerjee
		20.  Shri. Abhijit Chatterjee
		21.  M/s.Alaknanda Manufacturing & Finance Ltd. & its four Directors namely
		22.  Shri Amitava Datta
		23.  Shri. A. Lakshminarayana
		24.  Shri. Kalidas Kanrar
		25.  Shri. B. Muzumdar
		26.  Malleswara Finance & Investment Company Ltd. & two of its Directors namely
		27.  Shri. A. Balakrishna
		28.  Shri. K. Krishnamoorthy
		29.  M/s.Vibhavari Finance & Investment Company Ltd. & two of its  Directors namely
		30.  Shri. Col. S.P.S. Khurana
		31.  Shri. Indranil Das
38	In the mater of  M/s.OMC Computers		Court of Special Judge for Economic Offences, Hyderabad	Under Section 621, 113, 73 of Companies Act R/W Section 200 A of Criminal Procedure Code.	C.C. No.3/1999	22/12/98
		1.  Shri. N.P. Reddy
		2.  Shri. P. G. Reddy
		3.  Shri. S. M. Bhandarkar
		4.  Shri. T. N. A. Reddy
		5.  Shri. Shanmugavadivelu
		6.  Shri. Srikanthan
39	Yogi Leasing & Finance Ltd		37th M.M. Mumbai	Under Section 26 R/W Section 24 and 27 of SEBI Act R/W Takeover Regulations	C.C.No. 287/S/99	26/02/99
		1Yogi Leasing & Finance Ltd
		2.  Dr. Avinash Magan
		3.  Smt. Shalini Magan
		4.  Dr. Atul Magan
		5.  Shri Ajay Magan
		6.  Shri. Kamal Kishore Dhawan
		7.  Smt. Veena Dhawan
40	M.V. Raghava Chari ( in the matter of M/s.K.P.Gelatines & Chemicals Ltd )		Court of Special Judge for Economic Offences, Hyderabad	Under Section621. 73 (2A) (2B) & 113 (2) of the Companies Act R/W Secs.200 (a) CR.P.C.	C.C.No.2/1999 Split up No.196/2001	7/8/1999
		1.  Shri. M. V. Raghava Chari			The original case no. 2/99 was filed against Accused nos. 1- 10. A-1 was discharged as per order in Cr, M. P. No.1344/2001 dated 10/1/2002. A- 9 & 10 dismissed vide order dated 5/11/99. A-4 & 6 acquitted. A-2 sentenced with fine of Rs.10000/- Case agaisnt A-3,5,7 &8 has been split and renumbered as 196/01.  The court vide order dated 28.02.2007 dismissed the complaint against A3, 5,7, & 8 with a liberty to the complainant (SEBI) to seek revival of proceedings on obtaining the address of the accused.
		2.  Shri. Kirti kumar M Thakkar
		3.  Shri. Deepkumar M. Thakkar
		4.  Shri. S. Haridas
		5.  Shri. L. L. Rajani
		6.  Smt. Nutan K. Thakkar
		7.  Shri. K. L. Rajani
		8.  Shri S.L. Rajani
		9.  Shri. Jagannath Agarwal
		10.  Shri. K. Y. Raiji
41	M/s.Tirupati Finlease Ltd		ACMM, Ahmedabad	Regulations 4 (a) to (d) of SEBI (FUTP) Regulations 1995 Under Section 24 R/W Sec.26 of SEBI Act, 1992. ans Regulation 7 of SEBI (Stock Broker and Sub broker) Regulations,1992	9884/03	29/01/01
		1. Bajrangilal Agarwal				29/01/01
		2. Chaganlal B Rathod
		3. Hemendra B Shah
42	Nova Udyog Ltd and its directors and secretary		Addl. CMM, Delhi	Sec. 113(2) of Companies Act, 1956.	853/99	30/09/99
		1. Nova Udyog Ltd
		2. Present M.D name unknown
		3. Shri Indersain Gambhir
		4.  Shri  M. Mahani
43	Dewan Rubber Industries Ltd.		CJM, Meerut	Sec. 207 of Companies Act, 1956		29/03/00
		1. Shri J.C. Dewan
		2. K.C. Dewan
		3. Shri V.S. Dewan
		4.   Shri K.L. Dewan
44	Shreejee Capital Management Ltd. and its directors/ promoters namely:		ACMM, Delhi	Sec. 24 of Securities and Exchange Board of India Act, 1992 r/w SEBI(Portfolio Managers) Rules, 1993	1072/1999	23/05/00
		1. Shreejee Capital Management Ltd.
		2. Shri Rakesh Kumar Srivastava
		3. Shri Arun Kumar Chowdhury
		4. Shri Raj Kumar Shukla
		5. Shri Nishikant Chaturvedi
		6. Shri Dhirendra Pratap Srivastava
45	Ratanlal Garera and others.(H- Lon Hosiery Ltd., matter)		CMM, Delhi	Sec. 63 of Companies Act, 1956	539/99	7/7/1999
		1. Ratanlal Garer
		2. Smt. Gunjan Garera
		3. Shri. Surendra Singh Bhadoo
46	Chhabra Land and Housing Ltd.,		Ilaqua Judicial Magistrate, Ludhiana	Secs. 63 and 68 of Companies Act, 1956	47/2/2000	9/3/2000
		1. Chhabra Laqnd and Housing Ltd.,
		2. 2. Shri K.L. Chhabra
		3. Shri Daljit Rahja
		4. Shri Anil Chhabra
		5. Shri Raj K. Mehta
		6. Shri Sunil Chhabra
		7. Smt. Seema Chhabra
47	Popular Share & Stock Services Ltd., and its directors		5th Dadar, Mumbai	Secs. 24 of Securities and Exchange Board of India Act, 1992 r/w SEBI(Portfolio Managers) Regulations, 1993	C.C.No.715/S/00 (new s c no.6/2006)
		1. Popular Share & Stock Services Ltd.
		2. ShriS.S. Karkhanis
		3. Smt. Sandhya Karkhanis
		4. Shri Arvind Yashwant Tamhane
		5. Shri Vinayak Madhukar Kulkarni
48	Smt Rina Sud in the matter of Business Forms Ltd.,		CMM, Calcutta	Sec.113(2)of Companies Act 1956	C/1210/00	16/03/00
		1. Shri Arun Sud
		2.  Smt. Rina Sud
49	Business Forms Ltd.		CMM, Calcutta	Sec. 207 of Companies Act, 1956.	C/1209/00	16/03/00
		1. Shri Arun Sud
		2.  Smt. Rina Sud
50	Mahadev Corporation and its directors namely:		CMM, Delhi	Sec. 113 (2) of Companies Act, 1956.	155/00	24/03/00
		1. Mahadev Corporation
		2. Shri O.P. Tushir
		3. Shri A.K. Sharma
		4. Shri R.S. Hooda
51	Western Paques Ltd.		JMFC, Pune	Sec. 207 of Companies Act, 1956.	C.C.No.109/00	30/03/03
.		1. Shri Chandan P. Gadgil
		2. Shri Nandan P Gadgil
		3. Debeshwar Pratap Jha
52	Motorol India Ltd. and its directors namely		CJM, Vadodara	Sec. 113 (2) of Companies Act, 1956.		18/05/98
		1. Motorol India Ltd.
		2. Shri S.K. Gandhi
		3. Smt. Rinki S. Gandhi
		4. Shri Deepak Raval
53	Ideal Hotels & Industries Ltd. and its directors namely :		CMM, Delhi	Sec. 24 of Securities and Exchange Board of India Act, 1992	152/2000	29/03/00
		1. Ideal Hotels & Industries Ltd
		2. Shri L.R. Maurya
		3. Shri Shriram Maurya
		4. Shri Prakash Gupta
		5. Shri Arihant Jain
		6. Shri Davindar Vachar
		7. Shri P.R. Mehta and
		8. Shri Vinod Kumar
		9. Ideal Carpet Industries and its directors namely
		10. Shri L.R. Maurya
		11. Shri S.R. Maurya
		12. Smt. Javitri Devi Maurya
		13. Ideal Carpets Ltd. and its directors namely :
		14. Shri L.R. Maurya and
		15. Shri S.R. Maurya
		16. Dali Fashions Pvt. Ltd. and its directors namely :
		17. Shri Prakash Gupta and Shri Nirmal Gupta
		18. PKP Consultants Pvt. Ltd and its directors namely :
		19. Shri Prakash Gupta and
		20. Shri Nirmal Gupta
		21. Proprietor of A.D. Data Products
		22. Fidelity Finvest Pvt. Ltd. and its directors namely :
		23. Shri Salil Dubey and Shri Sudhir Gupta
		24. Bhagyauday Investment Pvt. Ltd. and its directors namely :
		25. Shri Pankaj Goel and
		26. Shri Ram Niwas Goel
		27. Fourays Constructions Pvt. Ltd and its directors
		28. Shri Salil Dubey
		29. Shri Sudhir Gupta
		30. Shri Nirmal Gupta and
		31. Shri Sushil Kumar
		32. Shri L.R. Maurya
		33. Shri Shriram Maurya
		34. Shri Prakash Gupta
54	Jaybee Finvest Pvt. Ltd. and its directors namey		CMM, Delhi	Sec. 24 of Securities and Exchange Board of India Act, 1992	151/2000	29/03/00
		1. Jaybee Finvest Pvt. Ltd.
		2. Shri K.C. Bhatia
		3. Shri N.C. Gupta
		4. Smt. Chetna Mittal
55	Kalayani Finance		CMM, Delhi	Sec.63 and 68 of Companies Act  1956	154/2000	24/03/00
		1. Kalyani Finance Ltd.
		2. Shri Aseem Gupta
		3. Shri Tarun Goyal
56	Jaltarang Motels Ltd and its directors		Court : Addl. Chief Metropolitan Magistrate, Ahmedabad	Sec.24 r/w 11 of SEBI Act, SEBI (PFUTP) Regulations, 1995, Sec.63 and 73(2) of Companies Act, 1956 and 120B of IPC.	273/03	24/08/2000
		1) Jaltarang Motels Ltd
		2) Shri Atul V. Shah
		3) Smt.Bhavani Shah
		3) Smt.Bhavani Shah
		5) Shri Vinod Shah
57	Esquire International Ltd., (In the matter of BPL, Sterlite, Vedeocon scripts)		Court: Addl. Chief Metropolitan Magistrate, 37th  Court, Esplanade, Mumbai	Sec.11(3), 24 and 27 of SEBI Act, 1992	C.C.No.1189/2000	25/10/2000
		1. Esquire International Ltd.
		2. Shri Dinesh D Doshi
		3. Shri Anil D doshi
		4. Shri Vinod C Shah
		5. Shri Dilip N Shah
58	Starshare Investments & Finanz Pvt., Ltd., (In the matter of BPL, Sterlite, Vedeocon scripts)		Court: Addl. Chief Metropolitan Magistrate, 37th  Court, Esplanade, Mumbai	Section 11(3) of SEBI Act,1992	1183/S/2000	25/10/2000
		1) Starshare Investments & Finanz Pvt.,LTD
		2) Shri Dinesh D Doshi
		3) Shri Anil D Doshi
		4) Shri Vinod C Shah
		5) Shri Dilip N Shah
59	Ikshu Finvest Pvt., Ltd., (In the matter of BPL, Sterlite, Vedeocon scripts)		Court: Addl. Chief Metropolitan Magistrate, 37th  Court, Esplanade, Mumbai	Section 11(3) r/w 24 of SEBI Act,1992	1184/S/2000	25/10/2000
		1) Ikshu Finvest Pvt., Ltd
		2) Shri Dinesh D Doshi
		3) Shri Anil D Doshi
		4) Shri Vinod C Shah
		5) Shri Dilip N Shah
60	Damayanti Finvest Pvt. Ltd., (In the matter of BPL, Sterlite, Vedeocon scripts)		Court: Addl. Chief Metropolitan Magistrate, 37th  Court, Esplanade, Mumbai	Sec.11(3), 24 and 27 of SEBI Act, 1992	1187/S/2000	25/10/2000
		1) Damayanti Finvest Pvt. Ltd.
		2) Shri Dinesh D Doshi
		3) Shri Anil D doshi
		4) Shri Vinod C Shah
		5) Shri Dilip N Shah
61	Rijuta Finvest Pvt. Ltd. (In the matter of BPL, Sterlite, Vedeocon scripts)		Court: Addl. Chief Metropolitan Magistrate, 37th  Court, Esplanade, Mumbai	Sec.11(3), 24 and 27 of SEBI Act, 1992	1185/S/2000	25/10/2000
		1) Rijuta Finvest Pvt. Ltd.
		2) Shri Dinesh D Doshi
		3) Shri Anil D doshi
		4) Shri Vinod C Shah
		5) Shri Dilip N Shah
62	KRN Finvest & Leasing Pvt. Ltd., (In the matter of BPL, Sterlite, Vedeocon scripts)		Court: Addl. Chief Metropolitan Magistrate, 37th  Court, Esplanade, Mumbai	Sec.11(3), 24 and 27 of SEBI Act, 1992	1186/S/2000	25/10/2000
		1) KRN Finvest & Leasing Pvt. Ltd.
		2) Shri Dinesh D Doshi
		3) Shri Anil D doshi
		4) Shri Vinod C Shah
		5) Shri Dilip N Shah
63	Stable Construction Pvt. Ltd., (In the matter of BPL, Sterlite, Vedeocon scripts)		Court: Addl. Chief Metropolitan Magistrate, 37th  Court, Esplanade, Mumbai	Sec.11(3), 24 and 27 of SEBI Act, 1992	1188/S/2000	25/10/2000
		1) Stable Construction Pvt. Ltd.
		2) Shri Dinesh D Doshi
		3) Shri Anil D doshi
		4) Shri Vinod C Shah
		5) Shri Dilip N Shah
64	CDP Fincap & Leasing Pvt. Ltd., (In the matter of BPL, Sterlite, Vedeocon scripts)		Court: Addl. Chief Metropolitan Magistrate, 37th  Court, Esplanade, Mumbai	Sec.11(3), 24 and 27 of SEBI Act, 1992	1190/S/2000	25/10/2000
		1) CDP Fincap & Leasing Pvt. Ltd
		2) Shri Dinesh D Doshi
		3) Shri Anil D doshi
		4) Shri Vinod C Shah
		5) Shri Dilip N Shah
65	New Prabhav Finvest Pvt., Ltd., (In the matter of BPL, Sterlite, Vedeocon scripts)		Court: Addl. Chief Metropolitan Magistrate, 37th  Court, Esplanade, Mumbai	Sec.11(3), 24 and 27 of SEBI Act, 1992	1192/S/2000	25/10/2000
		1) New Prabhav Finvest Pvt., Ltd.
		2) Shri Dinesh D Doshi
		3) Shri Anil D doshi
		4) Shri Vinod C Shah
		5) Shri Dilip N Shah
66	Money Television & Industries  Ltd., (In the matter of BPL, Sterlite, Vedeocon scripts)		Court: Addl. Chief Metropolitan Magistrate, 37th  Court, Esplanade, Mumbai	Sec.11(3), 24 and 27 of SEBI Act, 1992	1191/S/2000	25/10/2000
		1) Money Television & Industries  Ltd.
		2) Shri Dinesh D Doshi
		3) Shri Anil D doshi
		4) Shri Vinod C Shah
		5) Shri Dilip N Shah
67	J.C. Dewan ( Dewan Tyres Ltd.,)		Court:Chief Judicial Magistrate, (Special) Meerut	Sec.207 of Companies Act, 1956		29/03/00
		1) Shri J.C. Dewan
		2) Shri V.S. Dewan
		3) Shri Rajesh Dewan
68	Moneshi Agro Foods Ltd., and its five directors viz.,		Court: Addl. Chief Metropolitan Magistrate, 8th Court, Esplanade, Mumbai	Sec.63 and 68 of Companies Act, 1956	20/S/2000 285/01	01/02/01
		1) Moneshi Agro Foods Ltd.
		2) Shri Dilip.Kumar
		3) Shri Milind Govindraj
		4) Shri S. Pawaskar
		5) Shri D.M. Sukthankar
		6) Shri J.S.Bhatnagar
69	Arihant Cotsyn Ltd. &		Court: Ilaqa Judicial Magistrate, Ludhiana	Section 24(1), 27 r/w Sec.11B of Securities and Exchange Board of India Act, 1992	111/2/2001	28/02/01
		1) Arihant Cotsyn Ltd.
		2) Shri K.L. Jain
70	Manna Glass – Tech Industries Ltd., and its four directors viz.,		Court: Addl. Chief Metropolitan Magistrate, 19th Court, , Mumbai	Sec.113 r/w 621 of Companies Act, 1956	149/s/2001	30/03/2001
		1) Manna Glass - Tech Industries
		2) Shri Tushar Majmudar
		3) Shri Amidhar Majmudar
		4) Smt Rena Majmudar
		5) Smt. Reema Majmudar
71	Ojas Technochem Products Ltd., and its four directors viz.,		Addl. Chief Metropolitan Magistrate, 19th Court, , Mumbai	Sec 113 r/w Sec 621 of Companies Act, 1956	2116/W/03 (s c no.39/2006)	26/02/03
		1) Ojas Technochem Products Ltd
		2 Shri Kanti Jayendra Shukla
		3) Shri Suresh Kanti Shukla
		4) Shri Vinod Kanti Shukla
		5) Shri Jayendra Milap Shukla
72	Sunstar Software Systems Ltd., and its three directors viz.,		Court: Addl. Chief Metropolitan Magistrate, 19th Court, , Mumbai	Sec 113(2) of Companies Act, 1956	150/S/01	10/5/2001
		1)Sunstar Software Systems Ltd
		2) Shri Dhaval Jhaveri
		3) Shri Bharat Gandhi
		4) Smt. Seema Jhaveri
73	Blue Information Technology  Ltd., and its four directors viz.,		Court: Addl. Chief Metropolitan Magistrate, 8th th Court, , Esplanade, Mumbai	Sec.11(3) r/w Sec.24 of Securities and Exchange Board of India Act, 1992	Old CC No.22/S/20011721/S/03	19/03/01
		1) Blue Information Technology Ltd.
		2) Shri Dhaval Jhaveri
		3) Shri R.S Jhaveri
		4) Smt. Seema D. Jhaveri
		5) Shri V.K. Gupta
		6) Shri K.C. Gupta
		7) Smt. Milan A. Trivedi
74	Tarun Goyal (Zed Investments Ltd and others directors viz.,0		Court: Addl. Chief Metropolitan Magistrate, Delhi	Sec 63 and 68 of Companies Act, 1956	212/01- 79/2005
		1) Zed Investments Ltd
		2) Shri Tarun Goyal
		3) Shri Raj Kumar Shukla
		4) Shri Rakesh  Kumar Srivastav
75	Toubro Infotech & Industries Ltd., and its six directors		Court: Chief Metropolitan Magistrate, Kolkata	Section 56(3), 63 and 68 of Companies Act, 1956	C/987/01	30/06/00
		1) Toubro Infotech & Industries Ltd.,
		2) Shri Kanwardeep Singh
		3) Shri S.L. Baluja
		4) Shri N.K. Maini
		5) Shri Sergio Coreno
		6) Shri Ravinder Singh
		7) Shri Gurjeet Singh
76	V. R. Mathur Mass Communications Ltd.)		Sp. Judge for Economic Offences, Hyderabad.	sec.63 & 68 of Companies Act, 1956	C.C. No.144/01	17/08/01
		1) V. R. Mathur( Mass Communications Ltd.)
		2) Vimal Raj Mathur
		3) Suneet Raj Mathur
77	V. R. Mathur Mass Communications Ltd.)		Spl. Judge for Economic Offence	63 & 68 of Co. Act.	C.C.No.11/02	17/08/01
		1) Vaman Raj Sexsena (A4 in CC144/01)
		2) D.R. Pratap (A5 in CC144/01)
78	V. R. Mathur Mass Communications Ltd.)		Spl. Judge for Economic Offence	63 & 68 of Companies Act.	C.C. No.90/01	17/08/01
		1) Syed R. Mehdi (A6 in CC No. 144/01)
79	V. R. Mathur Mass Communications Ltd.)		Sp. Judge for Economic Offences, Hyderabad.	Reg.4 of SEBI(PFUTP), 13 of SEBI(Merchant Bankers) Regulations & Sec. 24 (1) of SEBI Act	C.C. No.145/01	00/00/2001
		1) V. R. Mathur( Mass Communications Ltd.)
		2) Vimal Raj Mathur
		3) Basudeo Agarwal
		4) Pawan Kumar Agarwal
		5) Rusoday & Co. Ltd.
80	V. R. Mathur Mass Communications Ltd.)			Reg.4 of SEBI(PFUTP), 13 of SEBI(Merchant Bankers) Regulations & Sec. 24 (1) of SEBI Act	C.C.No.12/02	00/00/2001
		1) STI Finance Ltd. (A6 of CC. No. 145/01)
81	Dewan Rubber Industries Ltd.		CJM, Meerut	Sec. 207 of Companies Act, 1956	C C No.211/2000	11/3/2000
		1. Shri V S. Dewan
		2. J.C. Dewan
		3. R K Dewan
		4.   Shri K.L. Dewan
82	Vinod Baid & Rajeev Dalmia (Directors of Prudential Capital Markets Ltd.)		Chief Judicial Magistrate, Alipur, Kolkata	Sec.207 Companies Act.	CC No.1277 /2000	27/03/2000
		Vinod Baid
		Rajeev Dalmia
83	Western Industries Ltd.		CJM, Alipur, Kolkata	Sec.207 Companies Act	CC No.990/2000	28/03/2000
		P B Gadgil
84	Western Industries Ltd.		CJM, Alipur, Kolkata	Sec.113 Companies Act	CC No.991/2000	28/03/2000
		P B Gadgil
		Satish Gola
85	R.C. Goenka In the matter of non-payment of penalty in the complaint received from YSN Swamy		Court: Addl. Chief Metropolitan Magistrate, 8th Court, , Mumbai	Sec.24(2) of Securities and Exchange Board of India Act,	2604/S/03	5/2/2002
		R.C. Goenka
86	Mid East Investment Services Ltd.		Court: Addl. Chief Metropolitan Magistrate, 8th Court, Esplanade, Mumbai	With Sec. 24(2) And 27 Of Securities And Exchange Board Of India Act, 1992	2596/W/03	18/07/01
		1. Mid East Investment Services Ltd
		2. Shri Mohd. Jahangeer Mirza
87	Harinaraynan Bajaj (Amaraja Batteries Ltd)		Court:Addl. Chief Metropolitan Magistrate, 8th Court, Esplanade, Mumbai	Regulation 4 of  SEBI (PFUTP) Regulations, 1995	459/S/03	27/07/01
		1.Shri Harinarayan G. Bajaj
		2. Shri Rahul Bajaj
88	P. Rajarathinam & ors (Deve Paints Ltd)  (Garware)		Court: Addl. Chief Metropolitan Magistrate, 8th Court, , Mumbai	Regulations 22 of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 1994,	2597/W/03	16/08/01
		1. Shri P. Rajarathinam
		2. Udaya Business Financiers Ltd.,
		3. Binod Holdings Pvt. Ltd.
		4. Shri C Muthusamy
		5. Shri T. Palanivelu
		6. Bharadwaj Holdings Pvt. Ltd.
		7. Shri Salai Kadhamba Mani
		8. Shri T.M.V. Zulfikar
		9. Karthikeyan Metal Rolling Mills Pvt. Ltd.
		10. Shri K. Palaniappan
		11. Shri U. Kashim Razvi
89	BPL Limited		Court: Addl. Chief Metropolitan Magistrate, 8th Court, , Mumbai	Sec.24(1) and 27 of Securities and Exchange Board of India Act	1405/S/03	12/9/2001
		1. BPL Limited and others
		2. Shri Rajiv Chandrasekhar
		3. Shri Ajit Nambiar
		4. Shri R. Murali
		5. Shri T.C. Chauhan
		6. Shri T.P.G. Nambiar
		7. Shri Harshad Mehta
90	Videocon International Ltd		Court: Addl. Chief Metropolitan Magistrate, 8th Court, , Mumbai	Sec.24(1) and 27 of Securities and Exchange Board of India Act SEBI (PFUTP) Regulations.	142/S/03 (spl case no.19/2007)	12/9/2001
		1. Videocon International Ltd. and others
		2. Shri V.N. Dhoot
		3. Shri S.K. Shelgikar
		4. Shri S.M. Hegde
		5. Shri Harshad Mehta
91	Harshad Mehta (In the matter of BPL, Vedeocon, Sterlite)		Court: Addl. Chief Metropolitan Magistrate, 8th Court, , Mumbai	Sec.24(1) and 27 of Securities and Exchange Board of India Act	39/S/01
		Harshad Mehta
92	Sterlite Industries (India) Ltd.		Court: Addl. Chief Metropolitan Magistrate, 8th Court, , Mumbai	Sec.24(1) and 27 of Securities and Exchange Board of India Act. SEBI (PFUTP) Regulations.	1722/S/03	12/9/2001
		1. Sterlite Industries (India) Ltd.
		2. Shri Anil Aggarwal
		3. Shri Tarun Jain
		4. Shri Shashikant
		5. Shri Harshad Mehta
93	R.C. Goenka (Non payment of Penalty in the matter of complaint received from Anil K.Nahar)		Addl. Chief Metropolitan Magistrate, 8th Court, Esplanade, Mumbai	Sec. 24(2), of  Securities And Exchange Board Of India, 1992	69/S/03	6/6/2001
		R.C. Goenka
94	Gujarat Fun 'N' Water Park Ltd		ACMM Ahemedabad	Sec.113(2), 207 of Companies Act	186/2001	26/09/01
		1) Gujarat Fun 'N' Water Park LTd
		2) Dharmendra Patel
		3) D.H. Barot
		4) Yogini Vyas
95	Gujrat Dehyd Foods Ltd		ACMM Ahemedabad	Section 113(2) & 207 of Companies Act, 1956	187/2001	26/09/01
		1) Gujrat Dehyd Foods Ltd
		2) Anil Kothari
		3) Shailesh Bakshi
		4) Tushar Jala
		5) Kashyap Baxi
96	Prakash Gaggar ( in the matter of Yashodhan Enterprises Ltd)		Addl. Chief Metropolitan Magistrate, 19th Court, Esplanade, Mumbai	Section 63 & 68 of Companies Act, 1956	103/S/03	7/2/2002
		Prakash Gaggar
97	Rakesh Aggarwal ( in the matter of ABS Industries Ltd)		Addl. Chief Metropolitan Magistrate, 8th Court, Esplanade, Mumbai	Regulation 11 of SEBI (Insider Trading) Regulations 1992	2605/W/03 (290/2006)	5/2/2002
		Rakesh Aggarwal
98	MBA Strategic Consulting Pvt. Ltd.		Addl. Chief Metropolitan Magistrate, 8th Court, Esplanade, Mumbai	Sec. 24(2)of  Securities And Exchange Board Of India, 1992	2606/S/03	5/2/2002
		1) MBA Strategic Consulting Pvt. Ltd
		2) Shri K. Madan Mohan
		3) Shri A Balakrishnan
		4) Shri P. Anil Kumar
99	Shri B. D. Agarwal (Managing Director of Vikas WSP Ltd.)		In the court of Judicial Magistrate First Class, Siwani, Haryana	Sec. 207 of Companies Act, 1956.	2969/2002	12/8/2002
		1)Vikas WSP Ltd.,
		2) Shri B. D. Agarwal
100	Shri Asis Bhaumik & others  (in the matter of  Sahney Paris Rhodes Ltd )		Special Judge for Economic Offences, Hyderabad	Regulation 3 of SEBI (Prohibition of Insider Trading) Regulations, 1992	C.C.No.373/02	28/08/2002
		1) Asis Bhaumik
		2) Raja Bhaumik,
		3) Rana Bhaumik
101	Shri Vijit Krishna Pillai      ( in the matter of Shney Paris Phodes Ltd)		Special Judge for Economic Offences, Hyderabad	Regulation 3 of SEBI (Prohibition of Insider Trading) Regulations, 1992	C.C.No.374/02	28/08/2002
		1) Shri Vijit Krishna Pillai
102	Shri S. Ramesh & anr.( in the matter of Shney Paris Phodes Ltd)		Special Judge for Economic Offences, Hyderabad	Regulation 3 of SEBI (Prohibition of Insider Trading) Regulations, 1992	C.C.No.375/02	28/08/2002
		1) Shri S. Ramesh
		2) S. Padma Latha
103	Shri Deven Mehta ( in the matter of Vakrangee Software Ltd)		The Additional Chief Metropolitan Magistrate, 8th Court, Esplanade, Mumbai	Regulation 4 (a) & (b) SEBI (PFUTP) Regulations, 1995 and Regulation 7 (1) SEBI (SAST) Regulations, 1997	2185/W/03	27/08/03
		1) Shri Deven Mehta
104	Shri Ashgar Mun ( in the matter of Vakranjee Software Ltd)		The Additional Chief Metropolitan Magistrate, 8th Court, Esplanade, Mumbai	Regulation 4 (a) & (b) SEBI (PFUTP) Regulations, 1995 and SEBI (SAST) Regns. 1997.	2243/S/03	27/08/02
		1) Shri Ashgar Mun
105	Shri Kirit Sheth ( in the matter of Vakarngee Software Ltd)		The Additional Chief Metropolitan Magistrate, 8th Court, Esplanade, Mumbai	Regulation 4 (a) & (b) SEBI (PFUTP) Regulations, 1995 and Regulation 7 (1) SEBI (SAST) Regulations, 1997	2187/W/03 (s c no. 1 of 2007)	27/08/02
		1) Shri Kirit Sheth
106	Shri Sanjay Kothari (in the matter of Vakrangee Software Ltd)		The Additional Chief Metropolitan Magistrate, 8th Court, Esplanade, Mumbai	Regulation 4 (a) & (b) SEBI (PFUTP) Regulations, 1995 and Regulation 7 (1) SEBI (SAST) Regulations, 1997	2186/W/03	27/08/02
		1) Shri Sanjay Kothari
107	Shri Devinder Sahney & ors ( in the matter of Sahney Paris Rhone Ltd)		The Additional Chief Metropolitan Magistrate, 8th Court, Esplanade, Mumbai	Regulation 3 of SEBI (Prohibition of  Insider Trading) Regulations, 1992	2244/S/03 (Misc. Appln No.82/2007)	27/08/02
		1)Devinder Sahney,
		2)Kanwaldeep Kaur Sahney,
		3)Rajiv Sahney,
		4)Anupa Sahney,
		5)Jasjiv Sahney
108	Shri Suresh G. Motwani (In the matter M/s Roofit Industries Ltd)		The Addl. Chief Metropolitan Magistrate, 19th Court, Esplanade, Mumbai	Section 207 of the Companies Act.	653/W/02	30/08/02
		1)Suresh G. Motwani,
		2)Kishore G. Motwani,
		3)Girish N. Kamat,
		4) E. V. Hariharan,
		5) Milind Tamhane,
		6) Meghshyam D Gothivrekar
109	JEM Fiscal Ltd. & ors  (In the matter of Eonour Software Ltd & Morepen Hotel Ltd)		The Additional Chief Metropolitan Magistrate, 8th Court, Esplanade, Mumbai	Section 11(3) of SEBI Act. Non compliance of Summons	2170/W/03 (Spl Case No.12/2007)	13/08/02
		1)JEM Fiscal Ltd.,
		2)Hakim Auto Ltd.,
		3)Nazir Hakim
110	Kanoria Securities & Financial Services Ltd.( in the matter of Pashupati Cables Ltd		The Additional Chief Metropolitan Magistrate, 8th Court, Esplanade, Mumbai	SEBI (Merchant Banker) Regulations, 1995	2172/W/03( spl case no.22/2007)	14/08/02
		1)Kanoria Securities & Financial Services Ltd
		2)Shri Ram Aggarwal,
111	Shri Saurabh H. Bora (In the matter of SNOWCEM INDIA LIMITED)		The Additional Chief Metropolitan Magistrate, 8th Court, Esplanade, Mumbai	Section 11(3) of SEBI Act of 1992	2173/W/03- 3548/S/03	13/08/02
		1)Shri Saurabh H. Bora
112	Monika Financial Services Pvt. Ltd. (In the matter of MAA LEAFIN & CAPITAL LTD)		The Additional Chief Metropolitan Magistrate, 8th Court, Esplanade, Mumbai	Section 24 (2) of SEBI Act	2168/W/03	12/8/2002
		1)Monika Financial Services Pvt. Ltd.,
		2)Shri Nizarali Satani,
		3) Shri Nilofar Satani.
113	Vikas WSP Ltd. & anr.		The Additional Chief Metropolitan Magistrate, 8th Court, Esplanade, Mumbai	Sec.21, 23(2) & 24 of Securities Contract (Regulation) Act, 1956	2171/W/03	13/08/02
		1)Vikas WSP Ltd.,
		2)Shri B.D. Agarwal
114	Yogi Leasing & Finance Ltd.,		The Additional Chief Metropolitan Magistrate, 8th Court, Esplanade, Mumbai	Section 24 (2) of SEBI Act	2163/W/03	12/8/2002
		1)Yogi Leasing & Finance Ltd.,
		2) Shri Avinash Magan
115	Ramavtar B. Sharma & prs (Silveroak Commercial Ltd.)		The Additional Chief Metropolitan Magistrate, 8th Court, Esplanade, Mumbai	24(1) of SEBI Act, read with Sec. 11 B of SEBI Act, 1992, r/w Regulation 11(1), 21(3) & 44 of SAST Regualtions1997.	80/S/03	30/08/02
		1)Ramavtar B Shama
		2)Lalita R. Sharma
		3)Ramjilal A. Sharma
		4) Dropti B. Sharma
		5) Nitin R. Sharma
		6) Nikhil R. Sharma
		7) Ashish R. Sharma
		8) B.A. Sharma
		9) Purshottam Saraf
		10)Saravan Saraf
		11) K B Rathi
		12) Kanta K Rathi
		13) Vikas K Rathi
		14) Nimesh K Rathi
		15)Jasolma Finvest Ltd.
		16) K. B. Rathi
		17) J P Karwa
		18) Kanta K Rathi
		19)Jasolma Securities Ltd.
		20) K. B. Rathi
		21) J P Karwa
		22) Kanta K Rathi
		23)Jasolma Marble & Industries Ltd.
		24)K. B. Rathi
		25)J P Karwa
		26)Kanta K Rathi
		27)Jasolma Synthetics Ltd.
		28)K. B. Rathi
		29)J P Karwa
		30)Kanta K Rathi
		31)Vipul Drugs Pvt. Ltd.
		32)N. M. Mehta
		33)V. N. Mehta
		34)S. N. Mehta
		35) Precesion Drugs Ltd.
		36) Rajkumar B. Sharma
		37) Nikhil R. Sharma
		38) Shekhar R. Iyer
		39) Rinku Pharma Ltd.
		40) Nitin R. Sharma
		41) Kuldip B. Sharma
		42) Manoj O. Sharma
		43) Sarvodaya Global Ltd.
		44) Nitin R. Sharma
		45) Kuldib B. Sharma
		46) Banvarilal A. Sharma
116	Shri R. M. Mishra (in the matter of Vertex Machinary Ltd)		ACMM, 8th Court, Mumbai	Regulation 4 of SEBI (PFUTP) Regulations, 1995	1759/S/03 (s c no.293/2003)	17/09/02
		Shri R. M. Mishra
117	Shri Ravi Totla (in the matter of Vertex Machinary Ltd)		ACMM, 8th Court, Mumbai	Regulation 4 of SEBI (PFUTP) Regulations, 1995	3809/S/03	17/09/02
		Shri Ravi Totla
118	Shri R. K. Goyal (in the matter of Vertex Machinary Ltd)		ACMM, 8th Court, Mumbai	Regulation 4 of SEBI (PFUTP) Regulations, 1995	1762/S/03	17/09/02
		Shri R. K. Goyal
119	Shri Anil Agarwal (in the matter of Vertex Machinary Ltd)		ACMM, 8th Court, Mumbai	Regulation 4 of SEBI (PFUTP) Regulations, 1995	1760/S/03	17/09/02
		Shri Anil Agarwal
120	Shri Vijay Babuna (in the matter of Vertex Machinary Ltd)		ACMM, 8th Court, Mumbai	Regulation 4 of SEBI (PFUTP) Regulations, 1995	1761/S/03	17/09/02
		Shri Vijay Babuna
		Shri Suresh Sharma (impleaded as an accused through application made by SEBI) summons served on suresh sharma on 01.10.2007
121	Shri Sunil Sharma (in the matter of Vertex Machinary Ltd)		ACMM, 8th Court, Mumbai	Regulation 4 of SEBI (PFUTP) Regulations, 1995	1763/S/03	17/09/02
		Shri Sunil Sharma
122	Shri P.S. Aggarwal		ACMM, 8th Court, Mumbai	Rule 3 of SEBI (Stock Brokers and Sub Brokers) Rules 1992, Sec. 12 of SEBI Act and Sec.23 of SCRA, 1956	2463/S/03	13/9/02
		Shri P.S. Aggarwal
123	AA stock Movers		ACMM, 8th Court, Mumbai	Rule 3 of SEBI (Stock Brokers and Sub Brokers) Rules 1992, Sec. 12 of SEBI Act and Sec.23 of SCRA	1656/S/03	24/09/02
		AA stock Movers
124	M/s Aakar Investment & Financial Consultancy		ACMM, 8th Court, Mumbai	Rule 3 of SEBI (Stock Brokers and Sub Brokers) Rules 1992, Sec. 12 of SEBI Act and Sec.23 of SCRA	1767/S/03	24/09/02
		M/s Aakar Investment & Financial Consultancy
125	M/s Anju & Co.		ACMM, 8th Court, Mumbai	Rule 3 of SEBI (Stock Brokers and Sub Brokers) Rules 1992, Sec. 12 of SEBI Act and Sec.23 of SCRA	1659/S/03	24/09/02
		M/s Anju & Co.
126	Balaji & Co. and Ors.		ACMM, 8th Court, Mumbai	Rule 3 of SEBI (Stock Brokers and Sub Brokers) Rules 1992, Sec. 12 of SEBI Act and Sec.23 of SCRA	1657/S/03	24/09/02
		1) Balaji & Co. and Ors.
		2) Vinay Goel
		3) Ramesh Goel
		4) Ashok Goel
127	M/s BCS Financial Services		ACMM, 8th Court, Mumbai	Rule 3 of SEBI (Stock Brokers and Sub Brokers) Rules 1992, Sec. 12 of SEBI Act and Sec.23 of SCRA	1655/S/03	24/09/02
		M/s BCS Financial Services
128	D D Securities		ACMM, 8th Court, Mumbai	Rule 3 of SEBI (Stock Brokers and Sub Brokers) Rules 1992, Sec. 12 of SEBI Act and Sec.23 of SCRA	1654/S/03	24/09/02
		D D Securities represented by its partner Shri Manish Saigal
129	M/s Integrated Enterprises.		ACMM, 8th Court, Mumbai	Rule 3 of SEBI (Stock Brokers and Sub Brokers) Rules 1992, Sec. 12 of SEBI Act and Sec.23 of SCRA	1660/S/03	24/09/02
		M/s Integrated Enterprises.
130	Shri J. M. Karia		ACMM, 8th Court, Mumbai	Rule 3 of SEBI (Stock Brokers and Sub Brokers) Rules 1992, Sec. 12 of SEBI Act and Sec.23 of SCRA	1658/S/03	24/09/02
		Shri J. M. Karia
131	M/s Krishna Investment & finance Co.		ACMM, 8th Court, Mumbai	Rule 3 of SEBI (Stock Brokers and Sub Brokers) Rules 1992, Sec. 12 of SEBI Act and Sec.23 of SCRA	257/S/03	24/09/02
		M/s Krishna Investment & finance Co.
132	M/s Sankalp Associates		ACMM, 8th Court, Mumbai	Rule 3 of SEBI (Stock Brokers and Sub Brokers) Rules 1992, Sec. 12 of SEBI Act and Sec.23 of SCRA	82/S/03	3/10/2002
		M/s Sankalp Associates
133	Satisha & Co.		ACMM, 8th Court, Mumbai	Rule 3 of SEBI (Stock Brokers and Sub Brokers) Rules 1992, Sec. 12 of SEBI Act and Sec.23 of SCRA	83/S/03	3/10/2002
		Satisha & Co.
134	Shri T. Sridhar		ACMM, 8th Court, Mumbai	Rule 3 of SEBI (Stock Brokers and Sub Brokers) Rules 1992, Sec. 12 of SEBI Act and Sec.23 of SCRA	255/S/03	3/10/2002
		Shri T. Sridhar
135	M/s Srikantkumar Rameshchandra		ACMM, 8th Court, Mumbai	Rule 3 of SEBI (Stock Brokers and Sub Brokers) Rules 1992, Sec. 12 of SEBI Act and Sec.23 of SCRA	81/S/03	3/10/2002
		1) Srikantkumar Rameshchandra
		2) Jagdip Sutaria
136	M/s Shubh Shanti Investment		ACMM, 8th Court, Mumbai	Rule 3 of SEBI (Stock Brokers and Sub Brokers) Rules 1992, Sec. 12 of SEBI Act and Sec.23 of SCRA	2178/W/03	3/10/2002
		M/s Shubh Shanti Investment through its Proprietor Shri Inder Mal Solanki.
137	M/s Sun Securities		ACMM, 8th Court, Mumbai	Rule 3 of SEBI (Stock Brokers and Sub Brokers) Rules 1992, Sec. 12 of SEBI Act and Sec.23 of SCRA	1766/S/03	17/09/02
		M/s Sun Securities
138	M/s Uma Shares		ACMM, 8th Court, Mumbai	Rule 3 of SEBI (Stock Brokers and Sub Brokers) Rules 1992, Sec. 12 of SEBI Act and Sec.23 of SCRA	256/S/03	3/10/2002
		M/s Uma Shares through its partners 1. Shri P. Chidambaram 2.Shri C. Seenu
139	M/s Yeshco		ACMM, 8th Court, Mumbai	Rule 3 of SEBI (Stock Brokers and Sub Brokers) Rules 1992, Sec. 12 of SEBI Act and Sec.23 of SCRA	74/SW/2004 (S C NO.274/06)	3/10/2002
		M/s Yeshco, represented through its proprietor Smt. Varsha Mahaputre.
140	Krebs Biochemicals Ltd.		Sp. Judge for Economic Offences, Hyderabad	Sec.63 & 68 of Companies Act, 1956.	407/02	21-09-2002
		1) Krebs Biochemicals Ltd.
		2) Shri R. T. Ravi
		3) Shri A. Narendra
141	Shri Shyam Securities		ACMM, 8th Court, Mumbai	SEBI (Stock Broker and Sub-Brokers) Rules 1992.	258/S/03	3/10/2002
		1) Shree Shyam Securities
		2) Shri Maheshbhai Totla
		3) Shri Kamal Rathi
142	Aash Infin & Agrowth Pvt. Ltd ( In the matter of Suryadeep Salt Refinery & Chemical Works Ltd)		ACMM, 8th Court, Mumbai	SEBI (Prohibition of Fraudulent and Unfair Trade Practices relating to securities markets) Regulations, 1995	2179/W/03 (new sc no.40/06)	8/10/2002
		1)  Aash Infin & Agrowth Pvt. Ltd.
		2)  Shri Ashok Parmar
143	Parthana Engineering  ( In the matter of Suryadeep Salt Refinery & Chemical Works Ltd)		ACMM, 8th Court, Mumbai	SEBI (Prohibition of Fraudulent and Unfair Trade Practices relating to securities markets) Regulations, 1995	3838/S/03 (s c no.98/2006)	30/10/02
		1) Parthana Engineering
144	Allbless Trading & Investment Pvt. Ltd. ( In the matter of Suryadeep Salt Refinery & Chemical Works Ltd).		ACMM, 8th Court, Mumbai	SEBI (Prohibition of Fraudulent and Unfair Trade Practices relating to securities markets) Regulations, 1995	3834/S/2003	30/10/02
		1)Allbless Trading & Investment Pvt. Ltd.
		2) Shri Dinesh Bhanushali
		3) Shri Dilip Bhadeka
145	Yes Investment & anr ( In the matter of Suryadeep Salt Refinery & Chemical Works Ltd)		ACMM, 8th Court, Mumbai	SEBI (Prohibition of Fraudulent and Unfair Trade Practices relating to securities markets) Regulations, 1995	2183/W/03	8/10/2002
		1) Yes Investment
		2) Shri Deepak Chudasma
146	Scallop Investment & Leasing Pvt. Ltd. & anr. ( In the matter of Suryadeep Salt Refinery & Chemical Works Ltd)		ACMM, 8th Court, Mumbai	SEBI (Prohibition of Fraudulent and Unfair Trade Practices relating to securities markets) Regulations, 1995	2466/W/03	8/10/2002
		1)Scallop Investment & Leasing Pvt. Ltd.
		2) Shri Amrish Valia
147	Suryadeep Salt, Refinery & Chemicals Ltd. & anr.  ( In the matter of Suryadeep Salt Refinery & Chemical Works Ltd)		ACMM, 8th Court, Mumbai	SEBI (Prohibition of Fraudulent and Unfair Trade Practices relating to securities markets) Regulations, 1995	2182/W/03	8/10/2002
		1.Suryadeep Salt, Refinery & Chemicals Ltd.
		2.Dr. Rajendra Singh Rathod
148	Citi securities (In the matter of Group of Cases against USB)		ACMM, 8th Court, Mumbai	Rule 3 of SEBI (Stock Brokers and Sub Brokers) Rules 1992, Sec. 12 of SEBI Act and Sec.23 of SCRA	2465/W/03	08/10/03
		Citi securities
149	Rajeev & Co.(In the matter of Group of Cases against USB)		ACMM, 8th Court, Mumbai	Rule 3 of SEBI (Stock Brokers and Sub Brokers) Rules 1992, Sec. 12 of SEBI Act and Sec.23 of SCRA, 1956	2180/W/03	8/10/2002
	(In the matter of Group of Cases against USB)	Rajeev & Co.
150	Tribuwan Investment		ACMM, 8th Court, Mumbai	Rule 3 of SEBI (Stock Brokers and Sub Brokers) Rules 1992, Sec. 12 of SEBI Act and Sec.17 of SCRA	3836/S/03 (s c no.96/2006)	30/10/02
		Tribuwan Investment
151	M/s Goel Investor (In the matter of Group of Cases against USB)		ACMM, 8th Court, Mumbai	Rule 3 of SEBI (Stock Brokers and Sub Brokers) Rules 1992, Sec. 12 of SEBI Act and Sec.23 of SCRA	3824/S/03	3/10/2002
		M/s Goel Investor
152	Shri Jyotish B. Shah (In the matter of Group of Cases against USB)		ACMM, 8th Court, Mumbai	Rule 3 of SEBI (Stock Brokers and Sub Brokers) Rules 1992, Sec. 12 of SEBI Act and Sec.23 of SCRA	3825/S/03 (new s c no.	3/10/2002
		Shri Jyotish B. Shah
153	Dimensional Capital & Services Pvt. Ltd.(In the matter of Group of Cases against USB)		ACMM, 8th Court, Mumbai	Rule 3 of SEBI (Stock Brokers and Sub Brokers) Rules 1992, Sec. 12 of SEBI Act and Sec.17 of SCRA	3823/S/03	3/10/2002
		Dimensional Capital & Services Pvt. Ltd.
154	M/s Sundaram Services(In the matter of Group of Cases against USB)		ACMM, 8th Court, Mumbai	Rule 3 of SEBI (Stock Brokers and Sub Brokers) Rules 1992, Sec. 12 of SEBI Act and Sec.23 of SCRA	1770/S/03	3/10/2002
		M/s Sundaram Services, represented through its proprietor Shri V.M. Sundram.
155	Sai Data Securities  (P) Ltd. (In the matter of Group of Cases against USB)		ACMM, 8th Court, Mumbai	Rule 3 of SEBI (Stock Brokers and Sub Brokers) Rules 1992, Sec. 12 of SEBI Act and Sec.23 of SCRA	1771/S/03	3/10/2002
	(In the matter of Group of Cases against USB)	Sai Data Securities  (P) Ltd.
156	M/s Shree Shitalnath Investments (In the matter of Group of Cases against USB)		ACMM, 8th Court, Mumbai	Rule 3 of SEBI (Stock Brokers and Sub Brokers) Rules 1992, Sec. 12 of SEBI Act and Sec.23 of SCRA	1768/S/03	3/10/2002
		M/s Shree Shitalnath Investments
		Proprietor/Director
157	Shri Sailesh M. Doshi		ACMM, 8th Court, Mumbai	Rule 3 of SEBI (Stock Brokers and Sub Brokers) Rules 1992, Sec. 12 of SEBI Act and Sec.23 of SCRA	1769/S/03 (s c no.287/2006)	3/10/2002
	(In the matter of Group of Cases against USB)	Shri Sailesh M. Doshi
158	M/s Manish Impex(In the matter of Group of Cases against USB)		ACMM, 8th Court, Mumbai	Rule 3 of SEBI (Stock Brokers and Sub Brokers) Rules 1992, Sec. 12 of SEBI Act and Sec.23 of SCRA	3828/S/03	3/10/2002
		M/s Manish Impex
159	M/s R. V. Investment (In the matter of Group of Cases against USB)		ACMM, 8th Court, Mumbai	Rule 3 of SEBI (Stock Brokers and Sub Brokers) Rules 1992, Sec. 12 of SEBI Act and Sec.23 of SCRA	3822/S/03 (NEW NO.157/2006)	3/10/2002
	(In the matter of Group of Cases against USB)	M/s R. V. Investment
160	M/s PVR Securities (In the matter of Group of Cases against USB)		ACMM, 8th Court, Mumbai	Rule 3 of SEBI (Stock Brokers and Sub Brokers) Rules 1992, Sec. 12 of SEBI Act and Sec.23 of SCRA	3827/S/03	3/10/2002
	(In the matter of Group of Cases against USB)	M/s PVR Securities
161	M/s Megha Enterprises		ACMM, 8th Court, Mumbai	Rule 3 of SEBI (Stock Brokers and Sub Brokers) Rules 1992, Sec. 12 of SEBI Act and Sec.23 of SCRA	3826/S/03	3/10/2002
	(In the matter of Group of Cases against USB)	M/s Megha Enterprises
162	RAC Investment(In the matter of Group of Cases against USB)		ACMM, 8th Court, Mumbai	Rule 3 of SEBI (Stock Brokers and Sub Brokers) Rules 1992, Sec. 12 of SEBI Act and Sec.23 of SCRA	3821/S/03	3/10/2002
		RAC Investment
163	A. K Investment (In the matter of Group of Cases against USB)		ACMM, 8th Court, Mumbai	Rule 3 of SEBI (Stock Brokers and Sub Brokers) Rules 1992, Sec. 12 of SEBI Act and Sec.23 of SCRA	3922/S/02 - 3831/S/2003	8/10/2002
		M/s A. K Investment
164	M/s Chirag Investment (In the matter of Group of Cases against USB)		ACMM, 8th Court, Mumbai	Rule 3 of SEBI (Stock Brokers and Sub Brokers) Rules 1992, Sec. 12 of SEBI Act and Sec.23 of SCRA	3924/S/02 - 3832/S/2003	8/10/2002
		M/s Chirag Investment
165	M/s Equity Investment (In the matter of Group of Cases against USB)		ACMM, 8th Court, Mumbai	Rule 3 of SEBI (Stock Brokers and Sub Brokers) Rules 1992, Sec. 12 of SEBI Act and Sec.23 of SCRA	3829/S/2003	8/10/2002
		M/s Equity Investment
166	M/s  Five Star, Capital Services Ltd. (In the matter of Group of Cases against USB)		ACMM, 8th Court, Mumbai	Rule 3 of SEBI (Stock Brokers and Sub Brokers) Rules 1992, Sec. 12 of SEBI Act and Sec.23 of SCRA	1855/W/03	8/10/2002
		M/s  Five Star, Capital Services Ltd.
167	M/s Indus Portfolio (In the matter of Group of Cases against USB)		ACMM, 8th Court, Mumbai	Rule 3 of SEBI (Stock Brokers and Sub Brokers) Rules 1992, Sec. 12 of SEBI Act and Sec.23 of SCRA	2469/W/03	10/10/2003
		M/s Indus Portfolio
168	M/s S. S. Financial Services (In the matter of Group of Cases against USB)		ACMM, 8th Court, Mumbai	Rule 3 of SEBI (Stock Brokers and Sub Brokers) Rules 1992, Sec. 12 of SEBI Act and Sec.23 of SCRA	2184/W/03	8/10/2002
		M/s S. S. Financial Services
169	M/s Sagar Securities (In the matter of Group of Cases against USB)		ACMM, 8th Court, Mumbai	Rule 3 of SEBI (Stock Brokers and Sub Brokers) Rules 1992, Sec. 12 of SEBI Act and Sec.23 of SCRA	2181/W/03	8/10/2002
	(In the matter of Group of Cases against USB)	M/s Sagar Securities
170	Shri G. Lakshminarayana (In the matter of Group of Cases against USB)		ACMM, 8th Court, Mumbai	Rule 3 of SEBI (Stock Brokers and Sub Brokers) Rules 1992, Sec. 12 of SEBI Act and Sec.23 of SCRA	2467/W/03	8/10/2002
		Shri G. Lakshminarayana
171	M/s Siby & Co (In the matter of Group of Cases against USB)		ACMM, 8th Court, Mumbai	Rule 3 of SEBI (Stock Brokers and Sub Brokers) Rules 1992, Sec. 12 of SEBI Act and Sec.23 of SCRA	2468/W/03	10/10/2002
		M/s Siby & Co
172	M/s Roop Chand Vaswani(In the matter of Group of Cases against USB)		ACMM, 8th Court, Mumbai	Rule 3 of SEBI (Stock Brokers and Sub Brokers) Rules 1992, Sec. 12 of SEBI Act and Sec.23 of SCRA	3835/S/03 (s c no.95/2006)	30/10/02
	(In the matter of Group of Cases against USB)	1) Roop Chand Vaswani
173	M/s Reach High Investments (In the matter of Group of Cases against USB)		ACMM, 8th Court, Mumbai	Rule 3 of SEBI (Stock Brokers and Sub Brokers) Rules 1992, Sec. 12 of SEBI Act and Sec.23 of SCRA	1860/W/03 (new s c no.33/2006)	30/10/02
		M/s Reach High Investments
174	M/s Parikh Enterprises (In the matter of Group of Cases against USB)		ACMM, 8th Court, Mumbai	Rule 3 of SEBI (Stock Brokers and Sub Brokers) Rules 1992, Sec. 12 of SEBI Act and Sec.23 of SCRA	1856/W/03 ( NEW S C NO.29/06)	30/10/02
		M/s Parikh Enterprises
175	M/s Open Leaf Stock & Shares Pvt. Ltd.(In the matter of Group of Cases against USB)		ACMM, 8th Court, Mumbai	Rule 3 of SEBI (Stock Brokers and Sub Brokers) Rules 1992, Sec. 12 of SEBI Act and Sec.23 of SCRA	1858/W/03 (new s c no.31/06)	30/10/02
		1) M/s Open Leaf Stock & Shares Pvt. Ltd.
		2) Shri Mazhar Ali Khan
176	Shri Adil Tamboli (In the matter of Group of Cases against USB)		ACMM, 8th Court, Mumbai	Rule 3 of SEBI (Stock Brokers and Sub Brokers) Rules 1992, Sec. 12 of SEBI Act and Sec.23 of SCRA	3830/S/2003	8/10/2002
		Shri Adil Tamboli
177	M/s M S Securities(In the matter of Group of Cases against USB)		ACMM, 8th Court, Mumbai	Rule 3 of SEBI (Stock Brokers and Sub Brokers) Rules 1992, Sec. 12 of SEBI Act and Sec.23 of SCRA	1859/W/03 (NEW S C NO.32/06)	30/10/02
		M/s M S Securities
178	M/s J D Investment(In the matter of Group of Cases against USB)		ACMM, 8th Court, Mumbai	Rule 3 of SEBI (Stock Brokers and Sub Brokers) Rules 1992, Sec. 12 of SEBI Act and Sec.23 of SCRA	1857/W/03 (NEW S C NO.30/2006)	30/10/02
		M/s J D Investment
179	M/s Atul Agarwal & Co.(In the matter of Group of Cases against USB)		ACMM, 8th Court, Mumbai	Rule 3 of SEBI (Stock Brokers and Sub Brokers) Rules 1992, Sec. 12 of SEBI Act and Sec.23 of SCRA	3837/S/03  (s c no. 97/2006)	30/10/02
		M/s Atul Agarwal & Co.
180	M/s Money Management Services Ltd.. (In the matter of Group of Cases against USB)		ACMM, 8th Court, Mumbai	Rule 3 of SEBI (Stock Brokers and Sub Brokers) Rules 1992, Sec. 12 of SEBI Act and Sec.23 of SCRA	1799/S/03 (new s c no.28/2006)	11.11.02
		M/s Money Management Services Ltd..
181	M/s Pratibha Consultancy (In the matter of Group of Cases against USB)		ACMM, 8th Court, Mumbai	Rule 3 of SEBI (Stock Brokers and Sub Brokers) Rules 1992, Sec. 12 of SEBI Act and Sec.23 of SCRA	1798/S/03 (new s c no.27)	11/11/2002
	(In the matter of Group of Cases against USB)	M/s Pratibha Consultancy
182	P. C. Fincap Pvt. Ltd. (In the matter of Group of Cases against USB)		ACMM, 8th Court, Mumbai	Rule 3 of SEBI (Stock Brokers and Sub Brokers) Rules 1992, Sec. 12 of SEBI Act and Sec.23 of SCRA	2476/W/03 (spl case no.71/2006)	1/11/2002
		P. C. Fincap Pvt. Ltd.
183	R. K. Investment (In the matter of Group of Cases against USB)		ACMM, 8th Court, Mumbai	Rule 3 of SEBI (Stock Brokers and Sub Brokers) Rules 1992, Sec. 12 of SEBI Act and Sec.23 of SCRA	2474/W/03 (new s c no.69/2006)	1/11/2002
		R. K. Investment
184	Malar Share Shoppe Ltd (In the matter of Group of Cases against USB)		ACMM, 8th Court, Mumbai	Rule 3 of SEBI (Stock Brokers and Sub Brokers) Rules 1992, Sec. 12 of SEBI Act and Sec.23 of SCRA, 1956	2475/W/03 (s c no.70/2006)	1/11/2002
		Malar Share Shoppe Ltd
185	Kshitiz Investment (In the matter of Group of Cases against USB)		ACMM, 8th Court, Mumbai	Rule 3 of SEBI (Stock Brokers and Sub Brokers) Rules 1992, Sec. 12 of SEBI Act and Sec.23 of SCRA 1956	2473/W/03 (new no.68/2006)	1/11/2002
		Kshitiz Investment
186	Merchant Investment (In the matter of Group of Cases against USB)		ACMM, 8th Court, Mumbai	Rule 3 of SEBI (Stock Brokers and Sub Brokers) Rules 1992, Sec. 12 of SEBI Act and Sec.23 of SCRA 1956	2472/W/03 (new s c no.67/2006)	1/11/2002
		Merchant Investment
187	R. R. Financials (In the matter of Group of Cases against USB)		ACMM, 8th Court, Mumbai	Rule 3 of SEBI (Stock Brokers and Sub Brokers) Rules 1992, Sec. 12 of SEBI Act and Sec.23 of SCRA	2470/W/03 (new s c no.66/06)	1/11/2002
		R. R. Financials
188	General Correpondence file (in the matter of CSE Brokers)
189	Smt. Prema Poddar		CMM Kolkata	Sec.23 of SCRA Regulations 4 of SEBI (PFUTP)Regulations 1995, Rule 4 &7 of SEBI (Stock Broker & Sub broker) Rules and 24 of SEBI Act, 1992	C/4910/02	30/11/2002
	(In the matter of Group of Cases against USB)	Smt. Prema Poddar
190	Biyani Securities Pvt. Ltd.		CMM Kolkata	Sec.23 of SCRA Regulations 4 of SEBI (PFUTP)Regulations 1995, Rule 4 &7 of SEBI (Stock Broker & Sub broker) Rules and 24 of SEBI Act, 1992	C/4914/02	30/11/2002
	(In the matter of Group of Cases against USB)	1.Biyani Securities Pvt. Ltd.
		2 Shir Aloke Biyani
		3 Shri Ravindra Biyani
191	Arihant Exim Scrip P Ltd.		CMM Kolkata	Sec.23 of SCRA Regulations 4 of SEBI (PFUTP)Regulations 1995, Rule 4 &7 of SEBI (Stock Broker & Sub broker) Rules and 24 of SEBI Act, 1992	C/4915/02	30/11/2002
	(In the matter of Group of Cases against USB)	1 Arihant Exim Scrip P Ltd.
		2.Shri Basudeo singhania
		3.Shri Sanjay Kumar Jain
192	Shri Ashok Kumar Poddar		CMM Kolkata	Sec.23 of SCRA Regulations 4 of SEBI (PFUTP)Regulations 1995, Rule 4 &7 of SEBI (Stock Broker & Sub broker) Rules and 24 of SEBI Act, 1992	C/4909/02	30/11/2002
	(In the matter of Group of Cases against USB)	Shri Ashok Kumar Poddar
193	Doe Jones Investments & Consultants Pvt. Ltd.		CMM Kolkata	Sec.23 of SCRA Regulations 4 of SEBI (PFUTP)Regulations 1995, Rule 4 &7 of SEBI (Stock Broker & Sub broker) Rules and 24 of SEBI Act, 1992	C/4913/02	30/11/2002
	(In the matter of Group of Cases against USB)	1.Doe Jones Investments & Consultants Pvt. Ltd.
		2.Shri Raj Kumar Patni
		3 Shri Raj Kumar Jain
		4.Shri Gopal Singhania
194	Shri Dinesh Kumar Singhania		CMM Kolkata	Sec.23 of SCRA Regulations 4 of SEBI (PFUTP)Regulations 1995, Rule 4 &7 of SEBI (Stock Broker & Sub broker) Rules and 24 of SEBI Act, 1992	C/4916/02	30/11/2004
	(In the matter of Group of Cases against USB)	Shri Dinesh Kumar Singhania
195	Shri Raj Kumar Poddar		CMM Kolkata	Sec.23 of SCRA Regulations 4 of SEBI (PFUTP)Regulations 1995, Rule 4 &7 of SEBI (Stock Broker & Sub broker) Rules and 24 of SEBI Act, 1992	C/4911/02	30/11/02
	(In the matter of Group of Cases against USB)	Shri Raj Kumar Poddar
196	Shri Ratan Lal Poddar		CMM Kolkata	Sec.23 of SCRA Regulations 4 of SEBI (PFUTP)Regulations 1995, Rule 4 &7 of SEBI (Stock Broker & Sub broker) Rules and 24 of SEBI Act, 1992	C/4912/02	30/11/02
	(In the matter of Group of Cases against USB)	Shri Ratan Lal Poddar
197	Tripoli Consultancy Services Pvt. Ltd.		CMM Kolkata	Sec.23 of SCRA Regulations 4 of SEBI (PFUTP)Regulations 1995, Rule 4 &7 of SEBI (Stock Broker & Sub broker) Rules and 24 of SEBI Act, 1992	C/4908/02	30/11/2002
	(In the matter of Group of Cases against USB)	1.Tripoli Consultancy Services Pvt. Ltd.
		2.Shri B. P. Singhania
		3.Shri Praveen Kumar Agarwal
198	Manna Glass Tech Industries Ltd.		ACMM, 8th Court, Esplanade, Mumbai	Reg.59 & 60 of SEBI (DP) Regulations, Sec. 18 r/w 20 of Depositories Act, 1996.	2279/W/03 (s c no.41/2006)	28/11/03 (new s c no.41/2006)
		1.Manna Glass Tech Industries Ltd
		2.Ashok N Choksi
		3.Dattatray Sawant
		4.Jayesh Mehta
199	Shri Harish  Chandra  Biyani (CSE broker)		CMM Kolkata	Sec.23 of SCRA Regulations 4 of SEBI (PFUTP)Regulations 1995, Rule 4 &7 of SEBI (Stock Broker & Sub broker) Rules and 24 of SEBI Act, 1992	C/4917/02	30/11/2002
	mathur	Shri H. C. Biyani
200	Ram Sagar Sinha (In the matter of Group of Cases against USB)		CMM, Mumbai	Rule 3 of SEBI (Stock Brokers and Sub Brokers) Rules 1992, Sec. 12 of SEBI Act and Sec.23 of SCRA 1956	1146/S/03 (new SC No.24/06)	7/1/2003
		Ram Sagar Sinha
201	First Global Stock Broking Ltd.		CMM, Mumbai	SEBI (Prohibition of Fraudulent and Unfair Trade Practices relating to securities markets) Regulations, 1995, SEBI (Stock Broker and Sub Broker) Regulations, 1992 and SEBI (Portfolio Managers) Regulations.	2308/S/03	15/01/03
		1.First Global Stock Broking Ltd.
		2.Vruddhi Confinvest Pvt. Ltd
		3. Shri Shankar Sharma
		4.Smt. Devina Mehra
202	First Global Stock Broking Ltd.		CMM, Mumbai	Section 11 (3) of SEBI Act (Non compliance of summons)	3842/S/03 (new sc no.99/06)	15/01/03
		1.First Global Stock Broking Pvt. Ltd
		2.First Global Finance Pvt. Ltd
		3.Virta Trade & Agencies Pvt. Ltd.,
		4.Vruddhi Confinvest Pvt. Ltd.,
		5.Shri Shankar Sharma
		6.Smt. Devina Mehra
203	Hari Singh Champavat & ors. (Kirloskar Investment and Finance Ltd.)		ACMM, Mumbai	Violation 12, 15 & 16 of SEBI (SAST) Regulations 1997	3851/S/03 ( s c no.102/2006)	31/01/03
		1. Shri Hari Singh Champawat
		2.Shri Keshar Singh Rathore
		3.Shri Manohar Singh Rathore
204	Hari Singh Champavat    (in the matter of Kirloskar Investment Finance Ltd.)		ACMM, Mumbai	Sec,11 (3) of SEBI Act	86/S/03 - 3850/S/03 (s c no.101/2006)	31/01/03
		1) Hari Singh Champavat
205	Keshar Singh Rathore (in the matter of Kirloskar Investment Finance Ltd.)		ACMM, Mumbai	Sec,11 (3) of SEBI Act	85/S/03 - 3849/S/2003 ( s c no.100/2006)	31/01/03
		1) Keshar Singh Rathore
206	SRG Infortech Ltd.(in the matter of Kirloskar Investment Finance Ltd.)		ACMM, Mumbai	Sec,11 (3) of SEBI Act	3852/S/03 ( s c no.103/2006)	31/01/03
		1. SRG Infotech Ltd. & ors.
		2. Shri Sandeep Bansal
		3. Shri Kanika Sharma
207	Rajesh Exports Ltd. & ors		ACMM, Mumbai	Regulation 4(a)&  (c) of SEBI(PFUTP) Regulations 1995.	84/S/03 - 5/SW/2003                  (new s c no.242/06)	31/01/03
		1. Rajesh Exports Ltd.
		2.Shri Rajesh Mehta
		3.Shri Prashanth Mehta
208	Vishwapriya Financial Services and Securities Ltd. & ors .		ACMM, Mumbai	Regulation 4 (e) of SEBI(PFUTP) Regulations 1995.	83/S/03 - 6/SW/2003	31/01/03
		1.Vishwapriya Financial Services and Securities Ltd.
		2 Shri R. Subramanian
209	CT  Cotton Yarn Ltd.		ACMM, Mumbai	Section 19, 20, 21, & 22 of Depositories Act, 1996.	949/S/03 (new s c no.21/06)	26/02/03
		1) CT  Cotton Yarn Ltd
		2) Shri V.P. Punj
		3) Shri A.M. Khusro
		4) Shri A.K. Godika
210	Ojas Technochem Products Ltd.		ACMM, Mumbai	Section 19, 20, 21, & 22 of Depositories Act, 1996.	151/S/03	10/5/2001
		1.Ojas Technochem Products Ltd.
		2  Sh. Sandeepsinh Chasatya
		3.Shri Dilipsinh Raulji
		4.Sh. Bhadreshbhai Patel
211	Viral Syntex Ltd.		ACMM, Mumbai	Section 19, 20, 21, & 22 of Depositories Act, 1996.	946/S/03(new s c no.18/2006)	26/02/03
		1) Viral Syntex Ltd.
		2)  Shri Krishna Kumar Khadelwal
		3) Shri Mannalal Khandelwal
212	European Software Alliance LTd.		ACMM, Mumbai	Section 19, 20, 21, & 22 of Depositories Act, 1996.	948/S/03 (new s c no.20/06)	26/02/03
		1) European Software Alliances Ltd.
		2) Shri K K Ravindran
		3) Shri A V Nair
		4) Shri Biswajit Maulik
		5) Shri Gurunath Vadke
		6) Shri Ashish Tiwari
213	Otoklin Plants and Equipments Ltd.		ACMM, Mumbai	Section 19, 20, 21, & 22 of Depositories Act, 1996.	950/S/2003 (new s c no.22/06)	26/2/2003
		1) Otoklin Plants and Equipments Ltd.
		2) Shri Dilip K Jhaveri
214	Jas One Securities Pvt.Ltd. ( in the matter of Electrolus Kelvinator Ltd )		ACMM, Mumbai	Section 193 of IndinaPenal Code,1860	2115/S/03 (new s c no.38/06)	4/1/2003
		1)Jas One Securities Ltd.
		2) Jaswant A Parikh
215	Arihant Threads Ltd.		ACMM, Mumbai	Section 20 of Depositories Act, 1996.	3864/S/03 (new s c no. 104/2006)	3-Mar
		1) Arihant Threads
		2) K. L. Jain
216	Arihant Cotsyn Ltd.		ACMM, Mumbai	Depositories Act, 1996.	3865/S/03 (new s c no.105/2006)	3-Mar
		1) Arihant Cotsyn
		2) K. L. Jain
217	Arihant Industries Ltd.		ACMM, Mumbai	Section 20 of Depositories Act, 1996.	3866/S/03 (new s c no.106/2006)	3-Mar
		1) Arihant Industries Ltd.
		2) K. L. Jain
218	Ketan Parekh (in the matters of           (1)Credit Suisse First Boston(I)SecuritiesP.Ltd 2. M/s Dresdner Kleinwort Benson Securities (I) Ltd.  3.Adani Exports Ltd.     4.Global TelesystemsLtd.    5) Himachal Furistic Communications Ltd.		ACMM Mumbai	SEBI (Prohibition of Fraudulent and Unfair Trade Practices relating to securities markets) Regulations, 1995	Old CC No.123/2003 New No. 2574/S/2003	7-Mar-03
		1) Shri Ketan V. Parekh
		2) Shri Kartik K Parekh
		3)Classic Credit Ltd
		4) Shri Ketan V. Parekh (Director of A-3)
		5) Shri Kirtikumar N.  Parekh (Director of A-3)
		6)Shri Kartik K Parekh (Director of A-3)
		7.Panther Fincap & Mgt. Services Ltd.
		8) Shri Ketan V. Parekh (Director of A-7)
		9) Shri Kirtikumar N.  Parekh (Director of A-7)
		10)Shri Kartik K Parekh (Director of A-7)
		11.Shri Navinchandra Parekh (Director of A-7)
		12)Luminant Investment Private Ltd
		13)Shri Ketan V Parekh (Director of A-12)
		14.Shri Arun J Shah (Director of A-12)
		15.Chitrakut Computers Pvt. Ltd
		16.Shri Ketan V Parekh (Director of A-15)
		17.Shri Kirtikumar N. Parekh (Director of A-15)
		18) NH Securities Ltd.
		19) Shri Kirtikumar N. Parekh (Director of A-18)
		20)Shri V N Parekh (Director of A-18)
		21) Shri Navinchandra Parekh (Director of A-18)
		22) Classic Shares & Stock Broker Ltd
		23.Shri Kartik K Parekh (Director of A-22)
		24 Shri Kirtikumar N Parekh (Director of A-22)
		25) Shri Kaushik C Shah (Director of A-22)
		26) Shri Mukesh Joshi (Director of A-22)
		27) Saimangal Investrade Ltd
		28) Shri Kaushik C Shah (Director of A-27)
		29) Shri Ketan V Parekh (Director of A-27)
		30) Shri Kartik K Parekh (Director of A-27)
		31)Classic Infin Ltd
		32)Shri Ketan V Parekh (Director of A-31)
		33) Shri Kirtikumar N. Parekh (Director of A-31)
		34) Panther Investrade Ltd
		35) Shri Kirtikumar N. Parekh (Director of A-34)
		36) Shri Ketan V Parekh (Director of A-34)
		37)Shri Kartik K Parekh (Director of A-34)
219	Sanjay Khemani		CMM. Kolkatta	Securities Contract (Regulations) Act	C/1429/03	27/03/03
		Sanjay Khemani
220	Sanjay Khemani		CMM. Kolkatta	Section 19(1) of Securities Contract (Regulations) Act 1956, Regulation 4 of SEBI (PFUTP) Regulations 1995 and Regulation 7 of SEBI(Stock Boker & Sub broker) Rgulations 1992	C/1430/03	27/03/03
		Sanjay Khemani
221	N. Khemani		CMM. Kolkatta	Section 19(1) of Securities Contract (Regulations) Act 1956, Regulation 4 of SEBI (PFUTP) Regulations 1995 and Regulation 7 of SEBI(Stock Boker & Sub broker) Rgulations 1992	C/1428/03	27/03/03
		N. Khemani
222	Taniya Securities Ltd. & ors in the matter of MOH Limited		ACMM, Mumbai	Section 11 (c ) 6 of SEBI Act	3870/S/03 (s c no.109/2006)	27/03/2003
		1.Taniya Securities Ltd.
		2.Shri Gaurang Patel
		3.Shri Parag Patel
		4.Shri Rajinder Sinh Goel
223	Shri Piyush Jhaveri, propreitor of Sree  Parshwa Finance  in the matter of MOH Ltd.		ACMM, Mumbai	Section 11 (c ) 6 of SEBI Act.and 193 IPC(Just like that added)	3871/S/03 ( s c no.110/2006)	27/03/2003
		Shri Piyus Jhaveri
224	Smt. Alpa Shah (proprietor of A M Investments) in the matter of MOH Ltd.		ACMM, Mumbai	Section 11 (c ) 6 of SEBI Act and 193 IPC	3875/S/03 (s c no.114/2006)	27/03/2003
		Smt. Alpa Shah
225	Kajol Impex Ltd. & anr. in the matter of MOH Ltd.		ACMM, Mumbai	Section 11 (c ) 6 of SEBI Act and 193 IPC	3874/S/03 ( s c no.113/2006)	27/03/2003
		1) Kajol Impex Ltd
		2) Shri Hemrajsinh Vaghela
226	Abhilasha Securities P Ltd. in the matter of MOH Ltd.		ACMM, Mumbai	Section 11 (c ) 6 of SEBI Act	3869/S/03 (new s c no.108/06)	27/03/2003
		1) Abhilasha Securities Pvt. Ltd.
		2) Smt Kanan Desai
		3) Shri Yezdi Master
227	Shri Jitender Shah in the matter of MOH Ltd.		ACMM, Mumbai	Section 11 (c ) 6 of SEBI Act. & 193 IPC	3873/S/03 ( s c no.111/2006)	27/03/2003
		Shri Jitender Shah
228	Smt Varsha K Gandhi (proprietor of Mahavir Investments) in the matter of MOH Ltd.		ACMM, Mumbai	Section 11 (c ) 6 of SEBI Act	3876/S/03 ( s c no.115/2006)	27/03/2003
		Smt Varsha K Gandhi
229	Padmini Technologies Ltd		ACMM, Delhi	113 (2) of Companies Act.	252/03	26.03.02
		1) Padmini Technologies Ltd
		2) Shri Rajesh Sodhi
		3) Shri Praveen Kumar Jain
		4) Shri Vishnu Sarup
		5) Shri Vivek Nagpal
230	Vikas WSP Ltd. & ors		ACMM, Esplanade, Mumbai	SEBI (Prohibition of Fraudulent and Unfair Trade Practices relating to securities markets) Regulations, 1995	3872/S/03 (new no. SC No.111/06)	17/06/2003
		1) Vikas WSP Ltd.
		2) Shri B D Agarwal
		3) Shri J D Agarwal
		4) Shri B L Jindal
		5) Shri R C Jindal
231	DSQ Holdings Ltd.		XXIII MM, Chennai	Regulation 3 of SEBI (Insider Trading) Regulations,1992.	2658/03 (crl. R.C No.233 of 2006)	27/03/03
		1) DSQ Holdings Ltd.
		2) Dinesh Dalmiya
		3) Shri K. Gopalakrishnan
232	First Custodian Fund India Ltd. & ors		ACMM, Esplanade, Mumbai	Regulation 6 (a) to (d) of SEBI (PFUT P) Regulations, 1995	2577/S/03 (new s c no.84/2006)	31/03/03
		1) First Custodian Fund India Ltd.
		2) Shri Sushil Manti
		3) Shri Surendra Kumar Banthia
		4) Shri Manish Banthia
233	Shri Srikant G Mantri		ACMM, Esplanade, Mumbai	Regulation 6 (a) to (d) of SEBI (PFUT P) Regulations, 1995	2575/S/03 (NEW S C NO.82/2006)	31/03/03
		Shri Srikant G Mantri
234	Harvest Deal Securities		ACMM, Esplanade, Mumbai	Regulation 6 (a) to (d) of SEBI (PFUT P) Regulations, 1995	2576/W/03 (new sc no.83/2006)	31/03/03
		1) Harvest Deal Securities Ltd
		2) Shri Rajendra Kumar Banthia
		3) Smt. Saroj Banthia
		4) Shri Manish Banthia
235	Shri  J E Talaulicar (in the matter of Tata Finance Ltd.)		ACMM, 8th Court, Mumbai	Reg. 3 of SEBI (Insider Trading) Regulations, 1992.	3877/S/03	3/4/2003
		1)Shri  J E Talaulicar
		2.Shri Dilip Pendse
		3.Shri A. L. Shilotri
236	SEBI vs. Ritesh Polyesters Ltd.		Sp. Judge for Economic Offences, Hyderabad	Sec. 63 of Companies Act, 1956.	93/03	29/03/03
		1. Ritesh Polyester Ltd.
		2.Shri Shiv Shanker Agarwal
		3.Shri Surender Kumar Agarwal
		4. Shri Mahender Kumar Agarwal
		5.Smt. Roop Rekha Agarwal
237	SEBI vs. Shri K. Thanu Pillai (Slipt case in the matter Ritesh Polyesters Ltd.		Sp. Judge for Economic Offences, Hyderabad	Sec. 63 of Companies Act, 1956.	111/03
		1. Shri K Thanu Pillai (A5 in CC. No. 93/03
238	SEBI vs. DSQ Software Ltd.		XXIII MM Saidapet, Chennai	Reg. 4, 5 and 6 of SEBI (Prohibition of Fraudulent Trade Practices Relating to Securities Market) Regulations, 1995	2776/03 (crl. R.C. No.234/2006)	28/03/03
		1. DSQ Software Ltd.
		2.Shri Mohammed Ghulam Ghouse
		3. Shri Dinesh Dalmia
		4. Shri V M Sundaram
		5. Shri S K Bhatnagar
		6. Shri B. K . Pal
		7. Shri K M Venkateshwaran
		8. Shri Pawan Kumar
		9. New Vision Investment Ltd.
		10. New Vision Investment Pvt. Ltd.
		11. Dinesh Dalmia Technology Trust
		12.  Dr. Suryanil Ghosh
		13.  Shri Dinesh Dalmia
		14.  Dinesh Dalmia Technologies Trust
239	SEBI vs. Ananya Traders Ltd		ACMM, 8th Court, Esplande, Mumbai	Sec. 177 and 193 of The Indian Penal Code, 1860.	3879/S/03 ( s c no.117/2006)	4/4/2003
		1. Ananya Traders Ltd.
		2. S. Sengupta
		3.P. Majumdar
240	SEBI vs. EXV Finvest Ltd		ACMM, 8th Court, Esplande, Mumbai	Sec. 177 and 193 of The Indian Penal Code, 1860.	3881/S/03 ( s c no.119/2006)	4/4/2003
		1. EXV Finvest Ltd.
		2.S. G. Dhanuka
		3.S. N. Singh
241	SEBI vs. Munga Holdings Ltd.		ACMM, 8th Court, Esplande, Mumbai	Sec. 177 and 193 of The Indian Penal Code, 1860.	3878/S/03 ( s c no.116/2006)	4/4/2003
		1.Munga Holdings Ltd.
		2.R. P. Sharma
		3. S. Datta Roy
		4. R. Adak
		5.Nirmal Suchanti
		6.Radha Krishna Pandey
242	SEBI vs. Securities Brokers of India Ltd		ACMM, 8th Court, Esplande, Mumbai	Sec. 177 and 193 of The Indian Penal Code, 1860.	3880/S/03 ( s c no.118/2006)	4/4/2003
		1. Securities Brokers of India Ltd.
		2. Pawan Kumar Ruia
		3. Nupil Kumar Gupta
		4. Surendra  Kumar Singhi
243	SEBI vs. Sunflex Finance & Investments Ltd		ACMM, 8th Court, Esplande, Mumbai	Section 24 (2) of SEBI  Act, 1992	144/0S/03	9/4/2003
		1.Sunflex Finance & Investments Ltd
		2. Vinod B. Agarwal
		3.Kishore S. Dhurandhar
		4. Anil Paradkar
244	SEBI vs. Zeus Management Consultant Pvt. Ltd.		ACMM, 8th Court, Mumbai	Section 24(2) of SEBI Act	3867/S/03 (s c no.107/2006)	28/04/03
		1.Zeus Management Consultant Pvt. Ltd.
		2. Shri K. Ram Kumar
		3.  Shri V. Mahadevan
245	SEBI vs. Information Technologies of India Ltd. and ors		ACMM	Regulation 4 (a) to (e),6 (d) of SEBI (Prohibition of Fraudulent Trade Practices Relating to Securities Market) Regulations, 1995, Regulation 4 of SEBI (Insider Trading) Regulations 1992 and Regulation 11 (2) of SEBI (SAST) Regulations.	3882/S/03 (120/2006)	16/04/03
		1.Information Technologies (India) Ltd.
		2.Vinay Rai
		3. Anil Rai
		4. Amit Rai
		5. S. K. Mittal
		6. V. C. Rai
		7. Manoj Srivastava
		8. Suresh Sachdev
		9. Aditya Pittie
		10. RKKR Agencies Ltd.
		11.Utility Trade Links (Pvt.) Ltd.
		12.Pukhraj Holdings Pvt. Ltd.
		13.B. M. Joshi
		14. Anil Kanodia
		15.T. S. Nair
		16.Sunmac Iron & Steel Pvt. Ltd.
		17.D. B Sharma
		18. R. P Sharma
		19. New Age Commercial Pvt. Ltd.
		20.  P. K. Rao
		21.  Niranjan Kumar Lakhotia
		22.  Ambica Ferro Alloys Pvt. Ltd.
		23.  P K Rao
		24.  Shri Sanjay Gupta
		25.  Vedant Steel Casings Pvt. Ltd.
		26.  P . K Rao
		27.  Sanjay Gupta
		28.  Deep Trades and Advances Pvt. Ltd.
		29.  R. B. Agarwal
		30.  V. K. Bindlesh
		31.  Eureka Machineries Pvt. Ltd.
		32.  Radha Ballab
		33.  Vijay Kumar Gupta
		34.  Arunoday Vinimay Pvt. Ltd.
		35.  P. K Rao
		36.  Jugal Kishor
		37.  Anjaly Flat Rolled Sheets Pvt. Ltd.
		38.  R. P. Sharma
		39.  Anupam Agarwal
		40.  Amit Share Trading Pvt. Ltd.
		41.  V. K. Agarwal
		42.  Gopal Vijay
		43.  Parvati Casting Pvt. Ltd.
		44.  Shiv Kumar
		45.  Sandeep Vyas
		46.  KRP Consultants Pvt. Ltd.
		47.  Gopal Vijay
		48.  V. K. Agarwal
		49. Tauras Portfolio Ltd.
		50.  Santosh Gupta
		51.  Arun Aggarwal
		52.  Decent Dealers and Advances (Pvt.) Ltd.
		53.  V. K. Bindlesh
		54.  Om Prakash
		55.  Varren Financial Services (Pvt.) Ltd.
		56.  S. K. Gupta
		57.  Neeraj Gupta
		58.  Classic Dealers and Advances (P) Ltd.
		59.  Radha Ballab
		60.  V. K. Mantri
		61.  Aquarius steels Pvt. Ltd.
		62.  Anupam Kumar Agarwal
		63.  Gopal Vijay
246	Enkay Texofood Industries Ltd		ACMM, 8th Court, Mumbai	Section 19,20,21 & 22 of Depositories Act, 1996	2076/S/03 ( 37/2006)	28/05/03
		1. Enkay Texofood Industries Ltd.
		2.Shri Tulsidas Goyal
		3.Shri Murlimanohar Goyal
		4.Shri P. V. Nayak
247	Mukerian Papers Mills  Ltd		ACMM, 8th Court, Mumbai	Section 19,20,21 & 22 of Depositories Act, 1996	2075/S/03 (new s cno.36/06)	28/05/03
		1) Mukerian Papers Mills  Ltd
		2. Shri N. K. Oswal
		3. Shri H. R. Darwesh
		4.Shri N. K. Jain
248	Punjab Woolcombers Ltd		ACMM, 8th Court, Mumbai	Section 19,20,21 & 22 of Depositories Act, 1996	2073/S/03 (new s c no.34/2006)	28/05/03
		1.Punjab Woolcombers Ltd
		2.Shri N. K. Oswal
		3. Shri Jangilal Oswal
		4. Shri S. L. Goel
		5. Shri Surinder Nath Sharma
249	Suman Motels Ltd.		ACMM, 8th Court, Mumbai	Section 19,20,21 & 22 of Depositories Act, 1996	2074/W/03 (new s c no.35/2006)	28/05/03
		1.Suman Motels Ltd.
		2. Shri Mukhtar Hussain
		3. Shri Surendra M. Khandhar
		4.Shri Praful M. Khandhar
250	Bhupali Securities and ors		ACMM, Esplande, Mumbai	Rule 3 of SEBI (Stock Broker and Sub broker) Rules, 1992 and Regulation 5 of SEBI (PFUTP) Regulations, 1995	2521/S/03 (new SC No.73/06)	6/6/2003
		1. Bhupali Securites
		2. Sagar Kajbaje
		3. Smita Kajbaje
251	Rituja Finvest Pvt. Ltd. & ors(In the matter of Kreb Biochemicals Ltd.)		ACMM, Mumbai	Sec. 11C(6) of SEBI Act.	2291/W/03 ( 52/06)	26/6/03
		1. Rituja Finvest Pvt. Ltd.
		2. Anil D Doshi
		3. Dinesh D. Doshi
		4. Vinod Shah
252	Damayanti Finvest Pvt. Ltd. (In the matter of Kreb Biochemicals Ltd.)		ACMM, Mumbai	Sec.11C(6) of SEBI Act.	2293/W/03 (54/06)	26/06/03
		1. Damayanti Finvest Pvt. Ltd.
		2. Anil D Doshi
		3. Dinesh D. Doshi
		4. Vinod Shah
253	CDP Fincap Pvt. Ltd.(In the matter of Kreb Biochemicals Ltd.)		ACMM, Mumbai	Sec. 11C(6) of SEBI Act.	2292/W/03 (53/06)	26/06/03
		1. CDP Fincap Pvt. Ltd.
		2. Anil D Doshi
		3. Dinesh D. Doshi
		4. Vinod Shah
254	Alfavision Overseas (India) Ltd.		ACMM, Mumbai	Section 19,20,21 & 22 of Depositories Act, 1996	2294/W/03 (new s c no.55/06)	26/06/03
		1. Alfavision Overseas (India) Ltd.
		2. Shri Vishnu Prasad
255	Aay Pee Finstock Pvt. Ltd		ACMM, Mumbai	Rule 3 of SEBI (Stock Broker &Sub Broker) Rules 1992 and Section 23 of SCRA Act 1956	3942/W/03 (s c no.175/2006)	26/06/03
		Aay Pee Finstock Pvt. Ltd
256	Aee- Bee Stocks Pvt Ltd		ACMM, Mumbai	Rule 3 of SEBI (Stock Broker &Sub Broker) Rules 1992 and Section 23 of SCRA Act 1956	3940/W/03	26/06/03
		Aee- Bee Stocks Pvt Ltd
257	M/s Agrawal Investments		ACMM, Mumbai	Rule 3 of SEBI (Stock Broker &Sub Broker) Rules 1992 and Section 23 of SCRA Act 1956	2288/W/03 (new s c no.49/2006)	26/06/03
		M/s Agrawal Investments
258	M/s Ajaymeru Securities		ACMM, Mumbai	Rule 3 of SEBI (Stock Broker &Sub Broker) Rules 1992 and Section 23 of SCRA Act 1956	3937/W03 (s c no.170/2006)	26/06/03
		M/s Ajaymeru Securities
259	M/s A. M. Investments		ACMM, Mumbai	Rule 3 of SEBI (Stock Broker &Sub Broker) Rules 1992 and Section 23 of SCRA Act 1956	3930/W/03 (s c no.163/2006)	26/06/03
		M/s A. M. Investments
260	M/s B. L. Investment		ACMM, Mumbai	Rule 3 of SEBI (Stock Broker &Sub Broker) Rules 1992 and Section 23 of SCRA Act 1956	3911/S/03 (145/06)	26/06/03
		M/s B. L. Investment
261	Shri Balachandra Hegde		ACMM, Mumbai	Rule 3 of SEBI (Stock Broker &Sub Broker) Rules 1992 and Section 23 of SCRA Act 1956	3935/W/03 (s c no. 168/2006)	26/06/03
		Shri Balachandra Hegde
262	Bapna Investment and Consultancy Services Pvt. Ltd		ACMM, Mumbai	Rule 3 of SEBI (Stock Broker &Sub Broker) Rules 1992 and Section 23 of SCRA Act 1956	3934/W/03 (s c no.167/2006)	26/06/03
		Bapna Investment and Consultancy Services Pvt. Ltd
263	M/s Chitra R. Jagannathan		ACMM, Mumbai	Rule 3 of SEBI (Stock Broker &Sub Broker) Rules 1992 and Section 23 of SCRA Act 1956	3936/W/03 (s c no169/2006)	26/06/03
		M/s Chitra R. Jagannathan
264	M/s Endee Commercial Stock		ACMM, Mumbai	Rule 3 of SEBI (Stock Broker &Sub Broker) Rules 1992 and Section 23 of SCRA Act 1956	3932/W/03 (s c no.165/2006)	26/06/03
		M/s Endee Commercial Stock
265	M/s Ess Vee Associates		ACMM, Mumbai	Rule 3 of SEBI (Stock Broker &Sub Broker) Rules 1992 and Section 23 of SCRA Act 1956	3929/W/03 (s c no.162/2006)	26/06/03
		M/s Ess Vee Associates
266	Ford Brothers Capital Services Ltd		ACMM, Mumbai	Rule 3 of SEBI (Stock Broker &Sub Broker) Rules 1992 and Section 23 of SCRA Act 1956	3938/W/03 (s c no.171/2006)	26/06/03
		Ford Brothers Capital Services Ltd
267	M/s Fortune Investment		ACMM, Mumbai	Rule 3 of SEBI (Stock Broker &Sub Broker) Rules 1992 and Section 23 of SCRA Act 1956	2289/W/03 (s c no.50/2006)	26/06/03
		M/s Fortune Investment
268	M/s Gopi Investments		ACMM, Mumbai	Rule 3 of SEBI (Stock Broker &Sub Broker) Rules 1992 and Section 23 of SCRA Act 1956	3933/W/03 (s c no.166/2006)	26/06/03
		M/s Gopi Investments
269	M/s GS Investment		ACMM, Mumbai	Rule 3 of SEBI (Stock Broker &Sub Broker) Rules 1992 and Section 23 of SCRA Act 1956	2285/W/03 (s c no.46/2006)	26/06/03
		M/s GS Investment
270	M/s Indian Counter Equity Dealer		ACMM, Mumbai	Rule 3 of SEBI (Stock Broker &Sub Broker) Rules 1992 and Section 23 of SCRA Act 1956	3925/W/03 (s c no.158/2006)	26/06/03
		M/s Indian Counter Equity Dealer rep. by its partners Mrs. Shobhna Dalal and Shri Nikhil Dalal
271	M/s Jatin J Shah		ACMM, Mumbai	Rule 3 of SEBI (Stock Broker &Sub Broker) Rules 1992 and Section 23 of SCRA Act 1956	3941/W/03 (s c no.174/2006)	26/06/03
		M/s Jatin J Shah
272	M/s Kiran Parasrampuria		ACMM, Mumbai	Rule 3 of SEBI (Stock Broker &Sub Broker) Rules 1992 and Section 23 of SCRA Act 1956	3939/W/03 (s c no.172/2006)	26/06/03
		M/s Kiran Parasrampuria
273	M/s Kunal Associates		ACMM, Mumbai	Rule 3 of SEBI (Stock Broker &Sub Broker) Rules 1992 and Section 23 of SCRA Act 1956	2287/W/03 (s c no.48/2006)	26/06/03
		M/s Kunal Associates
274	M/s Kushmegh Investments		ACMM, Mumbai	Rule 3 of SEBI (Stock Broker &Sub Broker) Rules 1992 and Section 23 of SCRA Act 1956	3931/W/03 (s c no.164/2006)	26/06/03
		M/s Kushmegh Investments
275	Loko Securities Pvt. Ltd		ACMM, Mumbai	Rule 3 of SEBI (Stock Broker &Sub Broker) Rules 1992 and Section 23 of SCRA Act 1956	3943/W/03 (s c no.176/2006)	26/06/03
		Loko Securities Pvt. Ltd
276	M/s N M Investments		ACMM, Mumbai	Rule 3 of SEBI (Stock Broker &Sub Broker) Rules 1992 and Section 23 of SCRA Act 1956	2286/W/03 (new s c no.47/2006)	26/06/03
		M/s N M Investments
277	Nagarjuna Securities Ltd.,		ACMM, Mumbai	Rule 3 of SEBI (Stock Broker &Sub Broker) Rules 1992 and Section 23 of SCRA Act 1956	3910/W/03 (144/06)	26/06/03
		Nagarjuna Securities Ltd.,
278	M/s Om Investment Care		ACMM, Mumbai	Rule 3 of SEBI (Stock Broker &Sub Broker) Rules 1992 and Section 23 of SCRA Act 1956	3928/W/03 (new s c no.159/06)	26/06/03
		M/s Om Investment Care
279	M/s Om Investment		ACMM, Mumbai	Rule 3 of SEBI (Stock Broker &Sub Broker) Rules 1992 and Section 23 of SCRA Act 1956	3926/W/03 (s c no.159/2006)	26/06/03
		M/s Om Investment
280	PCS Stock Broking Pvt. Ltd		ACMM, Mumbai	Rule 3 of SEBI (Stock Broker &Sub Broker) Rules 1992 and Section 23 of SCRA Act 1956	3913/W/03 (new s c no.147/06)	26/06/03
		1.PCS Stock Broking Pvt. Ltd
		2.Shri P C Shah
		3.Shri M P Rawat
281	M/s R.G. Investments		ACMM, Mumbai	Rule 3 of SEBI (Stock Broker &Sub Broker) Rules 1992 and Section 23 of SCRA Act 1956	3924/W/03 (s c no.157/2006)	26/06/03
		M/s R.G. Investments
282	Shri Rajiv Mehta		ACMM, Mumbai	Rule 3 of SEBI (Stock Broker &Sub Broker) Rules 1992 and Section 23 of SCRA Act 1956	3916/W/03	26/06/03
		Shri Rajiv Mehta
283	M/s Rupani Enterprises		ACMM, Mumbai	Rule 3 of SEBI (Stock Broker &Sub Broker) Rules 1992 and Section 23 of SCRA Act 1956	3923/S/03 (new s c no.156/2006)	26/06/03
		M/s Rupani Enterprises
284	RVI Shares and Securities Pvt. Ltd		ACMM, Mumbai	Rule 3 of SEBI (Stock Broker &Sub Broker) Rules 1992 and Section 23 of SCRA Act 1956	3920/W/03 (new s c no.153/06)	26/06/03
		1. RVI Shares and Securities Pvt. Ltd
		2. Shri Virendra G Jariwala
285	M/s S S R Investments		ACMM, Mumbai	Rule 3 of SEBI (Stock Broker &Sub Broker) Rules 1992 and Section 23 of SCRA Act 1956	3914/W/03 (148/06)	6/6/2003
		M/s S S R Investments
286	M/s S. M. Samant		ACMM, Mumbai	Rule 3 of SEBI (Stock Broker &Sub Broker) Rules 1992 and Section 17 of SCRA Act 1956	3912/S/03 (146/2006)	26/06/03
		1) M/s S. M. Samant
287	S. Patwa & Associates		ACMM, Mumbai	Rule 3 of SEBI (Stock Broker &Sub Broker) Rules 1992 and Section 23 of SCRA Act 1956	3918/W/03 (new s c no.151/06)	26/06/03
		S. Patwa & Associates
288	M/s Smart Securities		ACMM, Mumbai	Rule 3 of SEBI (Stock Broker &Sub Broker) Rules 1992 and Section 23 of SCRA Act 1956	3922/W/03 (new s c no.155/06)	26/06/03
		M/s Smart Securities
289	M/s Suvidha Traders		ACMM, Mumbai	Sec. 24 of SEBI Act.	3921/W/03 (new s c no.154/06)	26/06/03
		M/s Suvidha Traders
290	M/s Timinab Investments		ACMM, Mumbai	Rule 3 of SEBI (Stock Broker &Sub Broker) Rules 1992 and Section 23 of SCRA Act 1956	3919/W/03 (s c no.152/2006)	26/06/03
		M/s Timinab Investments
291	Shri Vinod Tripathi		ACMM, Mumbai	Rule 3 of SEBI (Stock Broker &Sub Broker) Rules 1992 and Section 23 of SCRA Act 1956	3927/W/03 ( sc no.160/2006)	26/06/03
		Shri Vinod Tripathi
292	Shri Viraf N Sodawaterwala		ACMM, Mumbai	Rule 3 of SEBI (Stock Broker &Sub Broker) Rules 1992 and Section 23 of SCRA Act 1956	3915/S/03 (s c no.149/2006)	26/06/03
		Shri Viraf N Sodawaterwala
293	M/s Virtue Securities		ACMM, Mumbai	Sec. 24 of SEBI Act.	2290/W/03 (new s c no.51/2006)	26/06/03
		M/s Virtue Securities
294	M/s Waishram Finance and Investment Ltd		ACMM, Mumbai	Rule 3 of SEBI (Stock Broker &Sub Broker) Rules 1992 and Section 23 of SCRA Act 1956	3917/W/03 (s c no.150/2006)	26/06/03
		M/s Waishram Finance and Investment Ltd
295	Alkan Project Pvt. Ltd		ACMM, Mumbai	Section 11 (3) of SEBI Act.	2031/W/03 (63/06)	17/06/03
		1.Alkan Project Pvt. Ltd
		2. Shri Ramesh Balkrishna Gudi
296	Auto Investment Pvt. Ltd		ACMM, Mumbai	Section 11 (3) of SEBI Act.	2525/W/03 (new s c no.77/06)	6/6/2003
		1.Auto Investment Pvt. Ltd
		2.Shri Suresh Gurbux Motwani
		3.Shri Kishore G. Motwani
297	M’Belle International Pvt. Ltd		ACMM, Mumbai	Sec. 11(3) of SEBI Act.	2299/W/03 (s c no.61/2006)	17/06/03
		1.M’Belle International Pvt. Ltd
		2. Smt. Anupama S. Motwani
		3. Smt Rita K. Motwani
298	Mayfair Paper & Boards Pvt. Ltd		ACMM, Mumbai	Section 11 (3) of SEBI Act.	2526/W/03 (new s c no.78/06)	6/6/2003
		1.Mayfair Paper & Boards Pvt. Ltd
		2.Shri Vinod G. Motwani
		3.Shri  Kishore G. Motwani
		4.Shri Madan Relwani
299	Mayfair Realtors Pvt. Ltd		ACMM, Mumbai	Section 11 (3) of SEBI Act.	2300/W/03 (s c no.62/2006)	17/06/03
		1.Mayfair Realtors Pvt. Ltd
		2.Shri Madan Gurmukh  Relwani
		3.Shri Parmal Gopu Belani
300	Motwani Enterprises Pvt. Ltd		ACMM, Mumbai	Section 11 (3) of SEBI Act.	2524/W/03 (new s c no.76/06)	6/6/2003
		1.Motwani Enterprises Pvt. Ltd
		2.Shri Suresh G. Motwani
		3.Shri Vinod G. Motwani
		4. Shri Kishore G. Motwani
301	Onlooker Investment Pvt. Ltd		ACMM, Mumbai	Section 11 (3) of SEBI Act.	2302/W/03 (s c no.64/2006)	05.09.2006
		1.Onlooker Investment Pvt.Ltd
		2.Shri Suresh Hemwani
		3.Smt. Meenal V. Chabia
		4. Smt. Juliet Coutinho
		5.Shri Mayank Shah
302	Roofit Industries Ltd		ACMM, Mumbai	Section 11 (3) of SEBI Act	2527/W/03 (s c no.79/2006)	6/6/2003
		1. Roofit Industries Ltd.
		2.Shri Suresh G. Motwani
		3. Shri Vinod G. Motwani
		4. Shri Kishore G. Motwani
		5.Shri Milind Tamhane
		6.Shri E. V. Hariharan
		7.  Shri M. D. Gothivrekar
303	Sun Earth Ceramics Ltd		ACMM, Mumbai	Section 11(3) of SEBI Act.	2522/W/03 (new s c no.74/06)	6/6/2003
		1.Sun Earth Ceramics Ltd
		2. Shri Suresh G. Motwani
		3. Shri Vinod G. Motwani
		4. Shri Kishore G. Motwani
		5. Shri Madan Relwani
		6.Shri Joy Manglani
304	Veegee Holding & Finance Pvt. Ltd		ACMM, Mumbai	Section 11(3) of SEBI Act.	2528/W/03 (new s c no.80/06)	6/6/2003
		1.Veegee Holding &  Finance Pvt. Ltd
		2.Shri Suresh Gurbux Motwani
		3.Shri Vinod Gurbux Motwani
305	M/s Vynex Chemical Engg. (B) Pvt. Ltd.		ACMM, Mumbai	Section 11(3) of SEBI Act.	2529/W/03 (new s c no.81/06)	6/6/2003
		1. M/s Vynex Chemical Engg. (B) Pvt. Ltd.
		2.  Shri Gurbux G. Motwani
		3.  Shri Vinod G. Motwani
		4.  Shri Kishore G. Motwani
306	Wada Arun Asbestos Products Pvt. Ltd		ACMM, Mumbai	Section 11 (3) of SEBI Act.	2523/W/03 (new s c no.75/06)	6/6/2003
		1.Wada Arun Asbestos  Products Pvt. Ltd
		2.Shri Suresh G. Motwani
		3.Shri Vinod G. Motwani
		4.Shri Kishore G. Motwani
307	Akira Investments Pvt. Ltd		ACMM, 8th Court, Mumbai	Section 11 (3) of SEBI Act.	2295/W/03 (s c no.56/06)	2/7/2003
		1. Akira Investments Pvt. Ltd
		2. Shri Vijay Baburao Shirke
		3. Shri Ajay Baburao Shirke
		4. Smt Padmaja Vijay Shirke
		5. Shri Jaysinghrao Chimanrao Shinde
		6. Shri Ganpatroa Roaji Bharitkar
		7. Shri Situ R. Ramnath Shastri
		8. Shri Ramkumar Sunkara
		9.Shri Uday Suresh Ghorpade
308	Shri  Ketan V. Parekh (In the matter of Aftek Infosys Ltd.)		ACMM, MUMBAI	Sec. 24 (1) and 27 of SEBI Act. SEBI (PFUTP) Regulations	Old C.C. No.289/03 New C.C.No.3952/W/03 (spl case no.177/2006)	3/7/2003
		1. Shri  Ketan V. Parekh
		2. Classic Credit Ltd
		3. Shri Ketan V. Parekh
		4. Shri  Kirtikumar N. Parekh
		5. Shri  Kartik K. Parekh
		6. Panther Investrade Ltd
		7. Shri  Kirtikumar N.  Parekh
		8. Shri  Ketan V.  Parekh
		9. Shri  Kartik K.  Parekh
309	Shri Arun Kumar Bajoria   (in the matter of M/s Bombay Dyeing & Manufacturing Co. Ltd)		ACMM, 8th Court, Mumbai	Regulation 4 (a) of SEBI (PFUTP) Regulations, 1995	2296/W/03 (58/2006)	26/06/03
		1. Arun Kumar Bajoria
		2.  Mega Stocks Ltd
		3.  Mega Resources Ltd
		4. The Hooghly Mills Company Ltd
310	Shri Dilip S. Pendse - Complaint from Tata Finance Ltd. (Dealings in Global Telesystems Ltd.)		ACMM, 8th Court, Mumbai Pending before 47th court	Sec. 13 of Securities Contract (Regulations) Act.	305/W/03 - Renumbered as 2297/W/03 (new no 59/2006)	26.6.2003
		1. Shri Dilip S. Pendse
		2.  Niskalp Investments and Trading Company Ltd
		3.  Inshaallah Investments Ltd
		4.  Jhunhjunwala Stock Brokers Pvt. Ltd.
		5.  Nalini Properties Pvt. Ltd.
		6.  Khuda Gawah  Investments Private Ltd.
		7. Anjudi Property and  Investmnets Pvt. Ltd
311	Consent Financial Services Ltd.		ACMM,  Mumbai	Rule 3 of SEBI      (Stock Broker and Sub broker) Rule, 1992 and Section 12 of SEBI Act	2298/W/03 (s cno.60/2006)	2003
		1. Concept Financial Services Ltd.
		2.Jitendra Daga
312	Shailbhadra Securities Ltd.		ACMM,  Mumbai	Rule 3 of SEBI      (Stock Broker and Sub broker) Rule, 1992 and Section 12 of SEBI Act	29/SW/04 (S C NO.251/2006)	5/3/2004
		Shailbhadra Securities Ltd.
		Shri Hemendra V Shah
		Shri Rahul H Shah
		Nimisha H. Shah
313	Vatsa Corporation		ACMM, 8th Court, Mumbai	Sec 77 of Companies Act.	4039/W/03 (new s c no.179/2006)	28/07/03
		1. Vatsa Corporation
		2. Shri Pradep M Vakil
		3. Shri D B Deshmukh
		4. Shri Sudhir M.Mody
		5. Shri Gautam Kantharia
		6. Shri Arvind Mathur
		7. Shri B D Rathod
		8. Shri Ketan Shah
		9. Shri Rajeev S Parikh
		10. Shri B V Batt
		11. Shri Rajinder Miglani
314	Monarch Project & Finmarkets Ltd.		ACMM, 8th Court, Mumbai	Provisions of  SEBI (PFUTP ) Regulation 1995 and Schedule III of SEBI (Merchant Banking) Regulatoins, 1992	4053/W/03  (new s c no.182/2006)	6/8/2003
		1. Monarch Project &  Finmarkets Ltd.
		2.Shri Kamlesh M. Shah
315	Compuquick Datamation (India) Ltd.		ACMM, 8th Court, Mumbai	Regulation 3 of SEBI (PFUTP) Regulations 1995 r.w. SEBI ( Registrar & Share Tranfer Agent) Regulations 1993	4052/W/03 (new s c no.181/2006)	6/8/2003
		1. Compuquick Datamation (India) Ltd
		2. Shri Nalin  P  Patel
		3. Shri Paragi N. Pae
316	Laxmi Movers		ACMM, 8th Court, Mumbai	Provisions SEBI   (PFUTP)  Regulations, 1995	4054/W/03 (new s cno.183/2006)	6/8/2003
		1. Laxmi Movers
		2. Shri Pankaj Natvarlal  Mavani
		3.Shri Chandrakant Mohanlal Sangani
317	Sanjay Doshi (in the matter of American Remidies)		ACMM, 8th Court, Mumbai	Section 11 C 6 of SEBI Act.	4112/W/03 (new s c no.227/2006)	19/08/03
		1. Shri Sanjay Dosh
318	DSQ Holdings Ltd		ACMM Calcutta	Regulation 4 of  SEBI( PFUTP) Regulations 1995	C/4538/03	13/08/03
		1. DSQ Holdings Ltd
		2. Govind Baheti
		3. Hulda Properties & Trades Ltd.
		4. Ashok Sharma
		5. Manoj Kumar Bholotia
		6. K. R. Arvindakshan
		7. Cooltex Commodities Ltd.
		8. Brahmananda Biswal
		9. Greenfield Investment Pvt. Ltd.
		10. Parveen Ghulewale
		11. Bharat Kumar
		12. Arun Polymers Pvt. Ltd.
		13. Mahavir Jalan
		14. Aspolight Barter
		15. Raj Kumar Shaw
		16.M/s Naina Barter Pvt. Ltd.
		17. Manoj Kumar Bhalotia
		18.Dinesh Dalmia
319	Dinesh Dalmia (in the matte of Stock Holding Corporation Ltd)		CMM Calcutta	Provisions of  SEBI(PFUTP) Regulation 1995	C/4537/03	13/08/03
		1.Dinesh Dalmia
		2 Harish Chandra Biyani
		3. Ravindra Biyani
320	Ketan Parikh (Lupin Laboratories)		ACMM, 8th Court, Mumbai (C.C.No. 630/W/03)	SEBI (PFUTP) Regulations	4059/W/2003 (s c no.184/2006)	8/8/2003
		1. Shri  Ketan V. Parekh
		2. Classic Credit Ltd
		3. Shri Ketan V. Parekh
		4. Shri  Kirtikumar N. Parekh
		5. Shri  Kartik K. Parekh
		6. Panther Fincap &  Management Services Ltd
		7. Shri  Ketan V. Parekh
		8. Shri  Kirtikumar N. Parekh
		9. Shri  Kartik K. Parekh
		10. Shri  Navinchandra Parekh
		11. Saimangal Investrade Ltd.
		12. Shri Kaushik C. Shah
		13. Shri  Ketan V. Parekh
		14. Shri  Kartik K. Parekh
321	Om Prakash Arora		ACMM, 8th Court, Mumbai	Section 24 (2) of SEBI Act	2651/S/03 (NEW S C NO.85/06)	28/08/03
		1) Om Prakash Arora
322	Cyberspace		ACMM, 8th Court, Mumbai	Provisions of  SEBI(PFUTP) Regulation 1995, Regulation 7 of SEBI (stock broker & sub broker) Regulations 1992 and Section 11 (3) of SEBI Act	2652/W/03 (s c no.86/2006)	28/08/03
		1.M/s Cyberspace Ltd
		2. M/s Century Consultants Ltd
		3. Shri A.M. Johari
		4. Shri G.N. Johari
		5. Shri A.K. Johari
323	Anik Ship Breaking Industries Ltd.		ACMM, 8th Court, Mumbai	Voilation of SEBI (DIP) Guidelines and Section 11 of SEBI Act	799/W/03 (new s c no.12/2006)	29/8/2003
		1.Anik Ship Breaking Industries Ltd.
		2. Shri A B Lakhani
		3. Shri PP Bhuta
		4. Shri C P Bhuta
		5. Shri I B Lakhani
		6. Shri R K Irani
324	Mandu Industries Ltd		ACMM, 8th Court, Mumbai	Provisions of SEBI (PFUTP) Regulations 1995	794/W/03   ( NEW NO.10/2006)	12/9/2003
		1. Mandu Industries Ltd.
		2. Shri Madhusudan Jain
		3. Shri Basanti Lal Kakrecha
		4.Shri Madan Lal Jain
325	Shri V. R. Mathur		7th court, Addl. Sessions Judge,  (earlier ACMM 47th court, Esplanade), Mumbai	Non payment of penalty	4159/S/03 (s c no.229/2006)	20/9/03
		Shri V. R. Mathur
326	Jhunjhunwala Stock Brokers Pvt. Ltd.		ACMM, Esplanade, Mumbai	Regulation 4 of SEBI (PFUTP) Regulations, Regulation 4 of SEBI (Insider Trading) Regulatoins and SEBI (Stock Broker & Sub-Broker) Regulations	803/W/03 (NEW NO.16/2006)	12/9/2003
		1.Jhunjhunwala Stock Brokers Pvt. Ltd.
		2.Shri Rajendrapasad  K Jhunjhunwala
		3. Smt. Arti R. Jhunjhunwalal
		4. Malini Sanghvi Securities Pvt. Ltd.
		5.Shri Paras D. Shah
		6.Ms. Malini A Sanghvi
		7. Shri Ajit R. Sanghvi
327	Shri Dilip Pendse (In the matter of Tata Finance Ltd.)		ACMM, Esplanade, Mumbai	Reg. 3, 3 A & 4 of SEBI (Insider Trading) Regulations, 1993.	793/W/03  (NEW NO.9/2006)	12/09/03
		1.Shri Dilip Pendse
		2.Smt Anuradha Pendse
		3.Nalini Properties Pvt. Ltd.
		4.Shri Sudhakar Pendse
		5. Anjudi Property and  Investments Pvt. Ltd.
		6.Dr. Anjali Beke
		7.Dr. Dilip Beke
328	Tactful Investment LTd.		ACMM, Tees Hazari Delhi	Reg.7(3) of SEBI (SAST) 1997 & Disclosure and Investor Protection	815/03	09/11/03
		1.Tactful Investment Ltd.
		2.Vinod Gupta
		3.Ms. Ruchi Bamba
		4.Prashant Kumar Srivastava
		5. Shri Gopaldas Goyal
329	M/s Top Media Entertainment Ltd.		ACMM, Mumbai	Regulation 4 (a) to (d) of  SEBI          ( PFUTP) Regulations 1995 and Regulation 6, 7,8 & 11 of SEBI (SAST) Regulation 1997	1016/W/03 (695/2003)	29/9/03
		1.M/s Top Media Entertainment Ltd.
		2.Shri Deep Trivedi
		3.Shri INdrajeet Singh  Waghela
		4.Ms Neelam Doctor
		5.Shri Kapil Rawal
		6. Ms Jyoti Trivedi
330	Shri Deep Trivedi - (In the matter of M/s Top Media Entertainment Ltd.)		ACMM, Mumbai	Section 11 C 6 of SEBI Act.	1017/W/03	29/9/03
		1) Shri Deep Trivedi
331	M/s  Top Telemedia Ltd.		ACMM, Mumbai	Regulation 4 (a) to (d) of  SEBI          ( PFUTP) Regulations 1995 and Regulation 6, 7,8 & 11 of SEBI (SAST) Regulation 1997	1015/W/03 (c no.694/w/2003)	29/9/03
		1.M/s Top Telemedia Ltd.
		2.Shri Deep Trivedi
		3.Shri Indrajeet Singh Waghela
332	Home Trade Ltd.		ACMM, Mumbai	Section 19 (2) (b) of SCRA 1956, Regulation 11 (2) of SEBI (SAST) Regulations, Regulation 3, 4 (a) to (e) of SEBI (PFUTP) Regulations, 1995	1014/W/03	26/9/03
		1.Home Trade ltd.
		2.Shri Sanjay Agarwal
		3. Shri Subodh Bhandari
		4.Shri Rakesh Chandak
		5. Shri N. S. Trivedi
333	Incap Financial Services Ltd.		ACMM, Mumbai	Section 11 & 11 A of SEBI Act.	499/M/03	10-Jul-02
		1.Incap Financial Services Ltd.
		2.Shri Kanti Bhai Patel
		3.Shri Roopram Sharma
		4.Shri Nimesh Patel
		5.Shri Kirti S. Kotaria
		6.Shri Satyendra Nath Gandhi
334	Toubro Infotech & Industries Ltd.		CMM, Delhi	SEBI Act.	980/03	10/16/03
		1.Toubro Infotech & Industries Ltd.
		2.Kanwardeep Singh
		3.Ravinder Singh
		4.Maj Gurjeet Singh
		5.SL Baluja
		6. Sergio Coreno
335	Shri Maganbhai M Patel (in the matter of Growmore Solvents Ltd.)		ACMM, Mumbai	Section 11 (3) r.w. 24 and 11 C (6) of SEBI Act.	707/W/03 (new s c no.5/2006)	8-Oct-03
		1. Shri Maganbhai M Patel
336	Shri Kamlesh J Shroff –  (V.B. Desai Financial Services Ltd)		ACMM, Mumbai	Regulation 4 (a)to (d) and 11 & 12 of SEBI ( PFUTP) Regulations 1995 and Regulation 3 (i) & 4 of SEBI ( Insider Trading) Regulations, 1992	737/W/03 (new s c no.8/2006)	8/10/2003
		1.Shri Kamlesh J Shroff
		2.Shri Pradip R. Shroff
		3. M T Shroff
		4.M/s Marine Drive Investment & Trading Co. Pvt. Ltd.
		5.M/s Matunga Investment & Trading Co. Pvt. Ltd.
		6.M/s Mahim Investment & Trading Co. Pvt. Ltd.
		7. M/s Cumulative Investment & Trading Co. Pvt. Ltd.
		8.M/s Desai Investment & Trading Co. Pvt. Ltd.
		9. M/s Hemendra J Shrof
337	Suketu Kapadia  ( in the matter of M/s  V. B. Desai financial Services Ltd)		ACMM, Mumbai	Rule 3 of SEBI ( Stock Broker and Sub Broker) Rule, 1992 and Section 12 of SEBI Act	736/W/03 (new s c no.7/2006)	10-Aug-03
		Suketa Kapadia ( Propritor of M/s V. B. Desai financial Services Ltd)
338	Shri Ramesh K Parikh (Manna Glass Tech Industries Ltd.)		8th ACMM, Mumbai	Reg.4, SEBI (PFUTP) Regulations, Reg. 7 & 10 of SEBI (SAST)Regulations, 1997 r/w 24 of SEBI Act.	802/W/03 (NEW NO.15/2006)	09/12/03
		1.Ramesh K Parikh
		2.Varsha R Parikh
		3. Manubhai K Parikh
339	Manna Glass Tech Industries Ltd.		8th ACMM, Mumbai	Reg. 4 & 6 of SEBI(PFUTP) Regulations, r/w S.24 of SEBI Act.	800/W/03 (NEW NO.13/2006)	16/10/2003
		1. Mana Glass Tech Industries Ltd.
		2.Tushar A Majmudar
		3. Amidhar Amjmudar
		4. Rena A . Majmudar
		5. Reema T Majumdar
		6.Beena A Shah
		7.Sarlee Fabrics Exports Ltd.
		8.Dhiren Shah
		9.Omega Avenues Ltd.
		10.Growth Agro Industries Ltd
		11.Pravin Panwar
		12.Indian Shelters Ltd.
		13.Girish D Shah
		14.Shalin Resorts Ltd.
		15.Indo Care Pharmaceuticals Ltd.
		16.Gujarat Fun'n Water Park Ltd.
		17.Shree Corporation
		18.G Bhavsar & Co.
		19.Sofitel & Finstock Chandra Nagar Soc.
		20.Shri Noopur Kansara
		21.Shri Ashok Chokshi
340	Miral Financial Consultancy (In the matter of Manna Glass Tech Industries Ltd.)		8th ACMM, Mumbai	Reg.4, SEBI (PFUTP)Regulations, Reg. 7 & 10 of SEBI (SAST)Regulations, 1997 r/w 24 of SEBI Act.	801/W/03 (NEW NO.14/2006)	16/10/03
		1.Miral Financial Consultancy
341	Gujarat Capital Venture Ltd.		ACMM, Mumbai	Regulation 4 of SEBI (PFUTP) Regulation, 1995	973/S/03 (new s c no.23/06)	6/11/2003
		1.Gujarat Capital Venture Ltd
		2.Vrajesh Chokshi
		3. Dr. Arvind Mehta
		4.Dr. Anil Shah
		5. Ashwin Nagarwadia
		6. V. N. Nadkarni
		7. Bhaskar Chokshi
		8. Mohan Hulialkar
		9. Prakash Dhebar
342	Kunnamkulam Paper Mills Ltd.		XXIII Metropolitan Magistrate , Chennai	Section 11 & 11 B of SEBI Act	C.C.No. 8958/03 - 8159/03	10/03
		1.Kunnamkulam Paper Mills Ltd.
		2.K. C. Rajan
		3.T. A. Moammed Ali
		4.K C Appunkunjan
		5.C. U. Binoy
		6.P M Benny
		7.P D Gopalan
		8.P M Prabhakaran
		9.C P Mathew
		10.M M Mohammed Asharaf
		11.K P  George
		12.A P Mohammed Ali
		13. Sebastian Choondal
343	Shri V. R. Bathina & anr.( in the matter of Bathina Technologies Ltd)		ACMM, Mumbai	Section 24 (2) of SEBI Act.	1284/W/03 (NEW NO.SC NO.25/2006)	15/11/2003
		1.Shri V. R. Bathina & anr.
		2.Shri B Kamaraju
344	Greenfield Trading & Finance Ltd.		ACMM, Mumbai	Regulation 4 of SEBI (PFUTP) Regulation, 1995 and Section 11 (3) of SEBI Act	2281/W/03 (s c no.42/2006)	27.11.03
		1.Greenfield Trading & Finance Ltd.
		2.Amarjeet S Chandhok
		3 Harmohan S Chandhok
		4.Arun Pranjivandas Gandhi
345	Sawaca Business Machines Ltd.		ACMM, Mumbai	Section 4 of SEBI (PFUTP) Regulations, 1995	799/W/2003 (NEW NO.12/2006)	16.10.03
		1.Sawaca Business Machines Ltd.
		2.Mahendra A Shah
		3.Satish R Shah
		4.Sheetal R Shah
		5.Vishal S. Shah
		6. Jyotsna S. Shah
		7. Jalas Batra
		8. Hitesh J Sanghvi
346	Mahendra A. Shah (Sawaca Business Machines Ltd.)		ACMM, Mumbai	11 (c ) 6, SEBI Act.	798/W/03  (NEW NO.11/2006)	16-Oct-03
		1. Mahendra A. Shah
347	Bijal Securities Pvt. Ltd (in the matter of Sawaca Business Machines Ltd.).		ACMM, Mumbai	SEBI (USB)	3048/W/03( new s c no.90/06)	4/12/03
		1.Bijal Securities Pvt. Ltd.
		2.Shri Narendra T. Shah
		3. Shri Indumati N Shah
348	Nitin B Chokshi (In the matter of Sawaca Business Machine/ Sawaca Finance Ltd).		ACMM, Mumbai	SEBI (Brokers) Regulaitons	3045/W/03 (s c no.87/2006)	4/12/03
		1. Nitin B Chokshi
349	Harvic – Mgt. Services (Sawaca Business Machines Ltd)		ACMM, Mumbai	SEBI (Brokers) Regulaitons	1285/W/03 (new SC No.26/06)	15/11/03
		1.Harvic Mgt.  Services Ltd.
		2.Hemang D. Jangla
		3.Kalpesh Chawla
		4.Mayekar Investment Pvt. Ltd.
		5.Pankaj A Desai
		6.Kirtida P. Shah
		7.Anantrai Desai
		8.Rajesh N. Jhaveri
350	Rajesh N Jhaveri ( in the matter of Sawaca Business Machines Ltd./ Sawaca Finance Limited)		ACMM, Mumbai	Regulation 4 (a), (b) (d)  of SEBI ( PFUTP) Regulations, 1995 and Rule 3 of SEBI ( Stock Broker and Sub broker) Rule 1992	2478/W/03 (new s c no.72/06)	November 3, 2003
		1.Rajesh N. Jhaveri
351	Jyotish Bhogilal Shah  Brokers Pvt. Ltd.(In the matter of Sawaca Finance Limited)		ACMM, Mumbai	Rule 3 of SEBI ( Stock Broker and Sub broker) Rule, 1992 and Section 12 of SEBI Act.	3047/W/03 (new s c no.89/06)	4.12.03
		1. Jyotish Bhogilal Shah Brokers Pvt. Ltd.
		2.Jyotish Bhogilal Shah
		3.Mrs. Meena Jyotish Shah
		4.Shri Shailesh S Jhaveri
		5. Shri Ramnik N. Vyas
352	Shree Parshwa Finance ( in the matter of Sawaca Business Machines)		ACMM, Mumbai	Rule 3 of SEBI ( Stock Broker and Sub broker) Rule, 1992 and Section 12 of SEBI Act.	3046/W/03 (new no.88/2006)	4/12/03
		1. Shree Parshwa Finance through Shri Piyush Zaveri
353	Sawaca Communications Ltd.		ACMM, Mumbai	Regulation 4 of SEBI ( PFUTP) Regulations	2283/W/03 (s c no.44/2006)	3-Nov-03
		1.Sawaca Communication Ltd.
		2.Mahendra Shah
		3.Satish R Shah
		4.Sheetal R Shah
		5.Vishal S Shah
		6. Jyotsna S Shah
354	Mahendra A. Shah (Sawaca Business Machines Ltd)		ACMM, Mumbai	Regulation 4 of SEBI ( PFUTP) Regulations 1995	2282/W/03 (s c no.43/2006)	3-Nov-03
355	Mayekar Investment Pvt. Ltd ( In the matter of Sawaca Communication Ltd)		ACMM, Mumbai	Regulation 4 of SEBI (PFUTP) Regulations, 1995	3049/W/03 (s c no.91/2006)	December 4, 2003
		1.Mayekar Investment Pvt. Ltd.
		2. Pankaj A Desai
		3.Kirtida P. Shah
		4.Anantrai Desai
356	Shree Parshwa Finance ( in the matter of Sawaca Communication Ltd)		ACMM, Mumbai	Rule 3 of SEBI ( Stock Broker and Sub broker) Rule, 1992 and Section 12 of SEBI Act.	3051/W/03 (s c no.93/2006)	4/12/03
		1. Shree Parshwa Finance though Proprietor Shri Piyush Zaveri
357	Rajesh N Jhaveri (in the matter of Sawaca Communication Ltd)		ACMM, Mumbai	Regulation  4 of SEBI (PFUTP) Reguilations,1995 and Rule 3 of SEBI ( Stock Broker and Sub broekr) Rules, 1992	2280/W/03 (s c no.42/2006)	3-Nov-03
		1. Rajesh N. Jhaveri
358	Jyotish Bhogilal Shah  Brokers Pvt. Ltd.(In the matter of Sawaca Business Machines Limited)		ACMM, Mumbai	Rule 3 of SEBI ( Stock Broker and Sub broker) Rule, 1992 and Section 12 of SEBI Act.	3050/W/03 (new s c no.92/2006)	4/12/03
		1.Jyotish Bhogilal Shah Brokers Pvt. Ltd.
		2.Jyotish Bhogilal Shah
		3.Mrs. Meena Jyotish Shah
		4.Shri Shailesh S Jhaveri
		5.Shri Ramnik N. Vyas
359	Harvic Mgt. Services Ltd.(Sawaca communications Ltd)		ACMM, Mumbai	Regulation 4 of SEBI ( PFUTP) Regulations 1995	2284/W/03 (new s c no.45/2006)	3-Nov-03
		1.Harvic Mgt. services Ltd.
		2.Hemang D Jangla
		3. Kalpesh Chawla
360	Greenfield Trading & Finance Ltd.		ACMM, Mumbai	Section 113 of Companies Act	3052/W/2003 (s c no.94/2006)	4/12/03
		1.Greenfield Trading &  Fiannce Ltd.
		2.Amarjeet S Chandok
		3.Harmohan S Chandok
		4. Arun Pranjivandas Gandhi
361	Shri Deven Mehta – Vakrangee Software Ltd,		ACMM, Mumbai	Section 24 (2) of SEBI Act.	3884/W/03 (new s c no.121/2006)	17/12/2003
		1. Deven Mehta
		2. S. J. Impex
362	Vision Technology India Ltd.		ACMM, Mumbai	Regulation 4 (a), (b) (d)  of SEBI ( PFUTP) Regulations, 1995	20/SW/04 (new s c no.247/2006)	9-Feb-04
		1.Vision Technology India Ltd.
		2.Mr. B. Ranga Vasanth
		3.Mrs. Anitha Vasanth
		4.Mr. B. N. Haridas
		5.Mrs B.N. Leela
		6.Mr. B S Ranga
		7.Mrs Indira Haridas
		8.Mrs B R Shyamala Ranbga
363	M/s Alok Investment (Synthiko Foils Ltd.)		ACMM, Mumbai	Rule 3 of SEBI ( Stock Broker and Sub broker) Rule, 1992	19/SW/04 (new s c no.246/06)	9-Feb-02
		1.Alok Investment
		2.M/s Aditi Investment
		3.Mr. Dinesh Bohra
		4. Mr. Rajkumar Bohra
364	Gautam Nemani (in the matter of Synthiko Foils Ltd.)		ACMM, Mumbai	Rule 3 of SEBI ( Stock Broker and Sub broker) Rule, 1992 and Section 12 of SEBI Act.	18/SW/04 (new s c no.245/2006)	9-Feb-02
		1. Gautam Nemani
365	Giltedge Mgt. Services Ltd.		ACMM, Mumbai	Section 12 of SEBI Act, 2(i) of SCRA and Regulation 2 (c ) of SEBI (PFUTP) Regulations 1995	17/SW/04 (new s cno.244/06)	9-Feb-02
		2) Ketan Sheth
		3) Kritikant Kantesaria
		4) Mahendra Changela
366	Coverage & Consultants Ltd.( Design Auto system Ltd)		ACMM, Mumbai	Section 11 C (6) of SEBI Act	32/SW/04 (new s c no.253/06)	18/03/04
		1.Coverage & Consultantd Ltd.
		2.Shri Bhavarh Bhai Joshi
		3. Shri Deep Trivedi
367	Shivam Securities (Represented by Shri Ankush Gupta)		ACMM, Mumbai	Sec.12 of SEBI Act 92 & Rule 3 of SEBI (Stock Broker & Sub Broker) Reg. 1992	31/SW/2004( new no.252/06)	18.03.04
		1) Shivam Securities (Represented by Shri Ankush Gupta)
368	Ace Laboratories Ltd.		Judicial Magistrate No.2, Alwar, Rajasthan	Sec.113(2), 207 of Companies Act	34/2003	Jun-03
		1. Ace Laboratories Ltd.
		2. Ajit Chand
		3. Shailendra Piwadi
		4. Ravi Anand
		5. Paritosh K Deb
369	SRG Infotech Ltd.		CMM, Delhi	SEBI Act	552/04 (new s c no.103/2006)	18/03/04
		1.SRG Infotech Ltd
		2.Shri S. K Agarwal
		3.Shri Ashok Aggarwal
		4.Shri G. L. Sharma
		5.Shri Sahidanand Rai
		6.Shri Sandeep Bansal
370	SRG Infotech Ltd.		CMM, Delhi	113 Companies  Act	553/04	18/03/04
		1.SRG Infotech Ltd
		2.Shri S. K Agarwal
		3.Shri Ashok Aggarwal
		4.Shri G. L. Sharma
		5.Shri Sahidanand Rai
		6.Shri Sandeep Bansal
371	Shirish C Shah (in the matter of Spanco Telesystem and Solutions Ltd)		47th court, Esplanade, Mumbai	Regulation 4 (a) to (d) and Regulation 6 (a) of SEBI ( PFUTP) Regulations, 1995	50/SW/04/ S C No.256/2006	21/04/04
		1) Shirish C Shah
372	M/s Jem Fiscal Ltd.(In the Scrip of Morepen Laboratories Ltd)		47th court, Esplanade, Mumbai	Reg.12 of SEBI (PFUTP) Regulations,1995 and Section 11, 11B, 24 of SEBI Act	52/SW/04 (S C NO.257/06)	18/03/04
		1.Jem Fiscal Ltd.
		2.Nazir Hakeem
373	Shri Mukesh M Kothari   (in the matter of Solid Carbage Tools Ltd)		47th ACMM, Mumbai	Section 11 C (6) of SEBI Act	54/SW/04 (new s c no.258)	17.05.04
		1.Shri Mukesh M Kothari
374	Bhutra Financial Services Ltd.		CMM, Delhi	SEBI Act	(571/2004)	28/05/04
		1. M/s Bhutra Financial  Services Limited
		2. O.P.Maheshwari
		3. Rakesh Maheshwari
		4. Deepak Maheshwari
		5. Ajya Maheshwari
		6. Sudhir Maheshwari
375	Suresh Motwani ( in the matter of Sunearth Ceramics Ltd)		47,ACMM Esplanade,  Mumbai	Section 11 C (6) of SEBI Act.	158/SW/04  (C C no.37/SW/2006)	3-May-05
		1) Mr. Suresh Motwani
		2) Habiscus Investments Pvt. Ltd
		3) Onlooker Investments Pvt. Ltd
		4) Jaydeep Investments Pvt. Ltd
		5) New Bharat Builders Pvt. Ltd
		6) Mr. Deven Mehta,
		7) M/s Ami Impex
		8) Mr. Suresh Hemwani
		9) Meenal Chabadia
		10) Mayfair Realtors Pvt. Ltd
		11) M’Belle International Pvt. Ltd
376	Sunearth  Ceramics Ltd		47,ACMM Esplanade, Mumbai	Regulation 4 of SEBI  (PFUTP) Regualtions, 1995	159/M/2004 (cc no.11/SW/2007)	19/05/04
		1)Sunearth Ceramics Ltd
		2) New Bharat Builders Pvt. Ltd
		3)Jaideep Investments Pvt. Ltd
		4)Mr. Suresh Motwani
		5)Habiscus Investments Pvt. Ltd
		6)Onlooker Investments Pvt. Ltd
		7)Meenal Chabadia,
		8)Alkan Projects Pvt. Ltd
		9)Mr. Suresh Hemwani
		10)Mayfair Realtors Pvt. Ltd
		11)Mr. Madan Relwani
		12)M’Belle International Pvt. Ltd
		13)Mr. Sushil M Thakkar
		14)M/s Ami Impex
		15)Mr. Deven Mehta
377	R. Shivgurunathan (In the matter of Kashyap Radiant)		7th court, ASJ, (earlier 47, CMM Esplanade),  Mumbai	Section 24(2) of SEBI Act	55/SW/04 (s c no.259/06)	19/05/04
		1)R. Shivgurunathan
378	Padmini Technology Ltd.		ACMM Delhi	SEBI Act.	574/2004	28/05/04
		1) Padmini Technology Ltd
		2) Shri Vivek Nagpal
		3) Shri Vishnu Sarup Gupta
		4) Praveen Kumar Jain
		5) M/S Panther Fincap & Management Services Ltd.
		6) Shri Ketan Parekh
		7) Navinchandra Parekh
		8) Shri Kiriti Kumar N. Parekh
		9) Shri Jayant N. Parekh
		10) Shri Kartik N. Parekh
		11) Shri Vipul D. Parekh
		12) M/s Classic Credits Ltd.
		13) Shri Kailash Chandra Aggarwal (Partner of M/s Ashok Amar & Associates)
		14) Shri Sanjay Kumar
379	Shri Vivek Nagpal in the matter of Padmini Technology Ltd.		ACMM Delhi	SEBI Act.	575/2004	28/05/04
		1) Shri Vivek Nagpal
		2) Shri Sanjay Kumar
380	Essem Consultancy Pvt. Ltd( Olympia Securities Pvt.Ltd)		ACMM Mumbai	Rule 3 of SEBI ( Stock Broker and Sub broker) Rule, 1992 and Section 12 of SEBI Act.	57/SW/2004 (S C NO.260/06)	10/6/2004
		1) Essem Consultancy Pvt. Ltd
		2) Surya Prakash Toshniwal
		3) Samir Shah
381	Rajiv Sahney		ACMM Mumbai	Section 24 (2) of SEBI  Act.	63/SW/04 ( S C NO.266/06)	30/06/04
		1) Rajiv Sahney
382	Ms. Anupma Sahney		ACMM Mumbai	Section 24 (2) of SEBI  Act.	59/SW/04 (S C NO.262/06)	30/06/04
		1) Ms. Anup Sahney
383	Kanwaldeep Kaur Sahney		ACMM Mumbai	Section 24 (2) of SEBI  Act.	60/SW/04 (S C NO.263/06)	30/06/04
		1) Kanwaldeep Kaur Sahney
384	Devinder Sahney		ACMM Mumbai	Section 24 (2) of SEBI  Act.	62/SW/04 (S C NO.265/06)	30/06/04
		1) Devinder Sahney
385	Jasjiv Sahney		ACMM Mumbai	Section 24 (2) of SEBI  Act.	61/SW/04 ( S CNO.267/06)	30/06/04
		1) Jasjiv Sahney
386	Arihant Cotsyn Lts & ors		ACMM, Mumbai	Section 24 (2) of SEBI  Act.	58/SW/2004 (new s c no.261/2006)	30/06/04
		1) Arihant Cotsyn Lts & ors
		2) K.L.Jain
387	Supriya Pharmaceuticals		ACMM Delhi	U/S 63 of Companies Act	422/95	Feb-95
		1) Supriya Pharmaceuticals
		2) Vijay Julka
		3) Dinesh Ajmera
		4)Smt. Sadhna Julka
		5) Mukesh Seti
		6) Alok  Gupta
388	Shankar Growth Fund Pvt. Ltd. and its directors namely :		CMM, Delhi	Sec. 24 of Securities and Exchange Board of India Act, 1992	153/2000	29/03/2000
		1. Shankar Growth Fund Pvt. Ltd.
		2. Shri Gopal Paschisia
		3. Shri Satish Singhal
		4. Shri Amitabh Gupta
389	K. S. Aghoram (SSI International Ltd.)		47th Court CMM, Mumbai	Section 23-1(b) of Securities Contract              ( Regulations) Act 1956  (SCRA)	227/M/04 (new s c no.5)	20.07.04
		1)Shri K.S Aghoram
		2)Shri K.S Ganesh
		3) Shri K.S. Suresh
		4) Shri K. Kalaiselvi
		5) Shri K.V. Prakash
		6) Shri S. Venkatesh
390	Triumph International Ltd. & 7 ors including Ketan Parekh (In the matter of Lupin Laboratories Ltd., Global Trust Bank Ltd., Credit Suisse First Boston(I) Securities Pvt. Ltd.  and Himachal Furistic Communications Ltd.		47th Court CMM, Mumbai	SEBI Act PFUTP Violation	233/M/04 (new s c no.7)	29.07.04
		1) Triumph International Ltd.
		2) Shri Dharmesh Hasmukh Doshi
		3) Shri Jatin Rajnikant Sarvaiya
		4) Shri Ketan Vinaychandra Parekh
		5) Shri Kartik Kirtikumar Parekh
		6) Shri Abdul Razzak Kapadia
		7) Shri Vipul Dinesh Parekh
		8) Shri Dharmen Bhaskar Shah
391	Orbit Securities(Matter of Avinash Tech.)		47th Court CMM, Mumbai	Sec 11C(6) of SEBI Act	225/M/2004 (new  sc no.3)	21.07.04
		Orbit Securities
392	Nokia Finance (in the matter of Avinash Tech.)		47th Court CMM, Mumbai	Sec 11C(6) of SEBI Act	226/M/2004 (new s c no.4)	21.07.04
		Nokia Finance
		Tushar S Jhaveri
393	Shri Urvish Vora (Avinash Information Tech)		47th Court CMM, Mumbai	Sec 11C(6) of SEBI Act	81/SW/2004 ( S CNO. 280/06)	29.07.04
		Shri Urvish Vora
394	Ms. Pallavi Vora (Avinash  Information Tech		47th Court CMM, Mumbai	Sec 11C(6) of SEBI Act	77/SW/2004 ( S CNO.276/06)	29.07.04
		Ms. Pallavi Vora
395	Shri Raju B Shah (Avinash  Information Technologies Ltd)		47th Court CMM, Mumbai	Sec 11C(6) of SEBI Act	78/SW/2004 ( S CNO.277/06)	29.07.04
		1) Shri Raju B Shah
396	Shri Mahendra S. Varma  (Kedia Distilleries Ltd.)		47th Court CMM, Mumbai	Sec 11C(6) of SEBI Act	80/SW/2004 ( S CNO.279/06)	29.07.04
		Shri Mahendra S. Varma
397	Shri Ramakant Shukla (Kedia Distilleries Ltd.)		47th Court CMM, Mumbai	Sec 11C(6) of SEBI Act	79/SW/04	29.07.04
		1) Shri Ramakant Shukla
398	Shri Om Prakash Shukla ( in the matter of Kedia Distilleries Ltd)		47th Court CMM, Mumbai	Sec 11C(6) of SEBI Act	76/SW/2004 ( S CNO.275/06)	29.07.04
		1) Shri Om Prakash Shukla
399	Paragon Investments P.Ltd.(Avinash Information Technologies Ltd )		47th Court CMM, Mumbai	Sec 11C(6) of SEBI Act	240/M/2004 (new s c no.8)	30.07.04
		1) Paragon Investments Pvt.Ltd
		2) Rajani M. Patel
400	Ms. Heena Rajnibhai Patel (Avinash Information Technologies Ltd )		47th Court CMM, Mumbai	Sec 11C(6) of SEBI Act	242/M/2004 ( new s c no.10)	30.07.04
		1) Ms. Heena Rajnibhai Patel
401	Shri Nilesh J Patel (Avinash Information Technologies Ltd )		47th Court CMM, Mumbai	Sec 11C(6) of SEBI Act	241/M/2004 ( new s cno.9)	30.07.04
		1) Shri Nitesh J Patel
402	Shri Rajni Patel (Avinash Information Technologies Ltd )		47th Court CMM, Mumbai	Sec 11C(6) of SEBI Act	243/M/2003 (new s c no.11)	30.7.2004
		1) Shri Rajni Patel
403	Shri Ram Agarwal and Ors (in the matter of Saparna Infotech Ltd.)		47th Court, CMM, Mumbai	Section 24 (2) of SEBI Act	72/SW/04 ( NEW S CNO.273/06)	17.08.04
		1) Shri Ram Agarwal
		2) Shri Rajiv Agarwal
		3) Shri Harsh Vardhan Agarwal
		4) Smt. Bimladevi Agarwal
		5) Smt. Parinda Bajaj
404	M/s. Capital Investment		47th Court, ACMM, Mumbai	Rule 3 of SEBI ( Stock Broker & Sub broker) Rules, 1992	68/SW/04 (new s c no.268/2006)	17.08.04
		1) M/s. Capital Investment ( through its Propritor Shri Dipen Patel )
405	Silverline Technologies Ltd		47th Court CMM, Mumbai	Section 24 (2) of SEBI ACT	66/SW/2004 ( S C NO.267/06)	17.08.04
		1)  Silverline Technologies Ltd
		2)  Shri Ravi Subramanian
		3)  Shri K Kalathu Subramanian
		4) Shri Arjan R Daswani
		5) Shri S.V. Mony
		6) Shri Shankar Iyer
		7) Shri V Panchapakesan
		8) Shri George R Zoffinger
		9) Shri Pejavar Murari
406	Shree Shitalnath Stock Brokers Pvt. Ltd. (In the matter of Avinash Information Technologies)		7th court, Addl. Sessions Judge (earlier 47th Court CMM) , Mumbai	Section 11 C (6) of SEBI Act	71/SW/04 ( S C NO.272/06)	17.08.04
		1) Shree Shitalnath Stock  Brokers Pvt. Ltd.
		2) Shri Mehul Ankleshwaria
407	Shri M. C. Desai (In the matter of Avinash Information Technologies Ltd)		47th Court CMM , Mumbai	Section 11 C (6) of SEBI Act	70/SW/2004 (NEW S C NO.271/06)	17.08.04
		1) Shri M. C. Desai
408	Shri Tushar S. Jhaveri (In the matter of Avinash Information Technologies Ltd)		7th Court Addl. Sessions Judge, Mumbai	Section 11 C (6) of SEBI Act	69/SW/2004 (NEW S C NO.270/06)	17.08.04
		1) Shri Tushar S. Jhaveri
409	Ojas Technochem Products Ltd.,	1) Ojas Technochem Products Ltd.,	47th Court CMM , Mumbai	Sec.24(2) SEBI ACT Non payment of penalty	67/SW/04 (new s c no.268/2006)	17.08.04
		1) Ojas Technochem Products Ltd.,
		2) Shri Kanti Jayendra Shukla
		3) Shri Vinod Kanti Shukla
		4) Shri Jayendra Milap Shukla
		5) Shri Jayendra Milap Shukla
410	Suvidha Shares and Securities Pvt Ltd		47th Court ACMM , Mumbai	Rule 3 of SEBI ( Stock Broker & Sub broker) Rules, 1992 and Section 12 of SEBI Act	229/M/04 (new s c no.6)	23.07.04
		1) Suvidha Shares and Securities Pvt Ltd
		2) Shri V. Sriprasad
		3) Shri Nirmal Rajesh  A.M.
411	Prabhu Steel Industries Ltd.		47th Court CMM , Mumbai	Regulation 3 and 4 of SEBI ( PFUTP)  Regulation,1995	352/M/2004	21.09.04
		1.Prabhu Steel Industries Ltd.
		2.Shri Ganga Ram Aggarwal
		3.Shri Radheshyam L Aggarwal
		4.Shri Krishan Aggarwal
		5.M/s Hariyana Metal Ltd.
		6.Shri Gopal Finance ltd.
		7.Shri Rajesh Shah
		8.M/s Loko Securities Pvt. Ltd.
		9.M/s Uttam Investments
		10.Ms. Sarita Chowdhuri
		11.Shri Harish Agarwal
		12. Shri Dinesh Aggarwal
		13.Shri Manish Mankad
		14. Shri Yatin B Shah
412	Information Technologies India Ltd		ACMM Delhi	113 of Companies Act.	601/2004	30/09/2004
		1.Information Techologies (India)Ltd.
		2.Shri Vinay Rai
		3. Shri Anil Rai
		4. Shri Varun Rai
		5.Shri Amit Rai
		6.Shri M M Mittal
		7.Shri V C Rai
		8.Shri Manoj Srivastava
		9.Shri Aditya Pitte
		10.Shri Gagan Oberoi
		11.Shri M C Gupta
		12.   Shri Suresh Sachdev
413	Shri Mohanlal L. Nathany M/s Juggonpursad Baijnath (in the matter of Ankit Prachi)		47th Court CMM , Mumbai	Section 24(2) of SEBI ACT	75/SW/2004	15.09.04
		1.Shri Mohanlal L. Nathany (Juggonpursad Baijnath)
414	Hitachi Jewellery Industries  Ltd. & Ors		47th ACMM, Mumbai	Regulaiton 4(a) & (b)  of SEBI ( PFUTP) Regulations, 1995	396/M/2004 (NEW S C NO.15)	21-Oct-04
		Hitechi Jewellery Industries Ltd
		2) Shri N.C. Soni
		3) Shri D.N. Patadia
		4) Shri S.N. Patadia
		5) Shri J.T. Ranpara
		6) Shri A.S. Patrawala
		7) Smt. G.B. Mehta
		8) M/S. Vinayak Investment thru his  proprietor  Shri Dharmendra Panchal
		9) Shri Munir Gazi
415	Mobile Telecommunications Ltd.		47th CMM, Mumbai	Regulaiton 4 of SEBI          ( PFUTP) Regulations, 1995	375/M/04 (NEW S C NO.14)	11-Oct-04
		1) Mobile Telecommunications Ltd
		2)Shri Sunil Mehta
		3)Shri Anil B Vedmehta
		4)Shri Vipin C Gandhi
		5)Cardioid Securities Ltd
		5)Credit Link Finvest Ltd.
416	Pankaj Shah (Mobile Telecommunications ltd)		47th CMM, Mumbai	Section 11 C (6) of SEBI Act	374/2004	11/10/2004
		1) Pankaj Shah
417	Shri Rajesh C. Talsania (In the matter of Accurate Exports Ltd)		47th CMM, Mumbai	Section 11 C (6) of SEBI Act	418/M/2004 (NEW S C NO.18)	29-Oct-04
		1) Shri Rajesh C. Talsania
418	Shri Pradeep Kumar Kapoor   (In the matter of Accurate Exports Ltd)		47th CMM, Mumbai	Section 11 C (6) of SEBI Act	416/M/2004 (NEW S C NO.16)	29-Oct-04
		1) Shri Pradeep Kumar Kapoor
419	Sanidhya Holiday Resort & Estate Development Ltd (In the matter of Accurate Exports Ltd)		47th CMM, Mumbai	Section 11 C (6) of SEBI Act	417/M/2004 (NEW S C NO.17)	29-Oct-04
		1)Sanidhya Holiday Resort & Estate Development Ltd
		2)Shri Babubhai H. Chauhan
		3)Shri Muralidhar Hariyani
420	JVG Finance Ltd.,		CMM, Delhi	SEBI Act	650/2004 - New CC No. 133/05	30.10.2004
		1)JVG Finance Ltd.,
		2)V.K. Sharma
		3)Karnel Tripat Singh Bhan
		4)Viresh Prasad Singh
		5)Dr. Bharati Sharma
		6)M.S. Hoffland Finance Ltd.
		7)Shri B.B. Sharma
		8)A.Subba Rao
		9)Shri M.N. Padam
		10)Lt. Genenral Jagdish Narayan (Ret)
		11)Major Gen. Pramodh Kapur
		12)Shri Suraj Pal Sharma
		13)Shri Brij Kishore Kapur
		14)Shri Naveen Chandra Pandey
		15)Marisha Financial Services Ltd.
		16)Rakesh Mishra
		17)Shri Hari Kumar
		18)Shri Ranadas
		19)Shri S.K. Gupta
		20)M.S. Evergrow Financial  Services Pvt. Ltd.
		21)Shri Ashok Kumar Kohli
		22)Shri Pardeep Sharma
		23)Gopal Gupta
		24)V.M. Investments
421	Accurate Exports Ltd.		47th CMM, Mumbai	Section 6 (a) of SEBI        ( PFUTP) Regulations,1995	630/M/2004 (NEW S C NO.20)	30.11.04
		1) Accurate Exports Ltd.,
		2) Shri Hemant Gupta
		3) Shri Dinesh Sharma
		4) Smt Meeta Kapoor
		5) Shri Vijay Dinanath Khanduja
		6) Shri Dinanath Khanduja
		7) Shri Pradeep Kumar Kapoor
		8) Shri Rajesh C Talsania
		9) Sanidhya Holiday Resort & Estate Development Ltd.,
		10) Shri Babubhai H Chauhan
		11) Shri Muralishar Hariyani
422	Warner Multimedia Ltd.		47th CMM, Mumbai	Regulations 4 (a) and (b) of SEBI ( PFUTP) Regulations, 1995	499/M/04 (NEW S CNO.19)     56/S/2007	05.11.04
		1) Warner Multimedia Ltd.,
		2) Shri Jagdish Prasad Purohit
		3) Shri Kailash Prasad Purohit
		4) Vaisho Tradelink Pvt. Ltd.,
		5) Shri Arun Goyal
		6) Shri Gaje Singh Chahl
		7) Safal Investment Ltd.,
		8) Mumbadevi Finance and  Investment Ltd.,
		9) Pragati Merchant Pvt. Ltd.,
		10) Rolex Merchant Pvt. Ltd.,
		11) Success Merchant Pvt. Ltd.,
		12) Godaveri Commerce Pvt. Ltd.,
		13) Shri Govardhan Jain
423	Sachdev Securities Ltd.  -Hindustan Holdings		CMM, Delhi	SEBI Act	663/04 - 162/05	22.11.04
		1) M/s. Sachdev Securities Ltd.,
		2) Shri Darshan Sachdev
		3) Shri Sanjay Mehra
424	Money Growth Investment and  Consultants Pvt. Ltd.		CMM, Delhi	SEBI Act-(USB)	1/2005	24.12.04
		1. Money Growth Investment and Consultants Pvt. Ltd.
		1. Shri Pawan Gupta
425	Shonkh Technologies  International Ltd. & Ors		CMM, Delhi	SEBI Act(PFUTP)	2/2005	24.12.04
		1. Shonkh Technologies International Ltd.
		2. Shri Ankur Cultivators Pvt. Ltd.
		3. M/s.Advance Hovercrafts and Composites Pvt. Ltd.
		4. M/s.Padmini Technologies Ltd.,
		5. M/s.Churuwala Exports Pvt. Ltd.,
		6. M/s.Mikona Impex and Traders Pvt. Ltd.
		7. M/s.Sanyo  Finance Pvt. Ltd.,
		8. M/s.Spectrum Com Pvt. Ltd.,
		9. M/s.Iris Infrastructurals Pvt. Ltd.
		10. M/s.DKG Buildcon Pvt. Ltd.,
		11. M/s.Zodiac Com Pvt. Ltd.,
		12. M/s.Saral Website and Exim Pvt. Ltd.,
		13. M/s.Noted Infotech Pvt. Ltd.
		14. M/s.R.C. Gupta and Co.Pvt. Ltd.
		15. Shri C.V.R. Rao
		16. Shri Ravi Krishnamoorthi
		17. Shri Vivek Nagpal,
		18. Shri Sandeep Kumar Gupta
		19. Shri Sanjay Aggarwal
		20. Shri Rakesh Soni
		21. Shri Vinod Kumar
		22. Shri Navneet Kumar
		23. Shri Gaurav Bansal
		24. Shri R.P. Gupta
		25. Shri Gaurav Kumar
		26. Shri Pramod Kumar
		27. Shri Kaushal Aggarwal
426	Adani Export Ltd.,		ACMM Mumbai	Section 2 (i) (a) , 16, 23, 24 of SCRA 1956	686/M/2004 (NEW S C NO.21)	22-Dec-04
		) Adani Export Ltd.,
		2) Adani Agro Ltd.,
		3) Adani Impex Ltd
		4) Shahi Property Developers Ltd.,
		5) Adani Properties Ltd.,
		6) Advance Exports
		7) Intercontinental India
		8) Vinodbhai S Adani Family Trust
		9) Shri Vinod S Adani, Trustee
		10) Ms.Rajan V Adani, Trustee
		11) Rajesbhai S Adani Family Trust
		12) Shri Rajesh S Adani, Trustee
		13) Ms.Shilinben R Adani, Trustee
		14) Vasantbhai S Adani Family Trust
		15) Shri Vasant S Adani, Trustee
		16) Ms. Pushpa V. Adani, Trustee
		17) Mahsukhbhai S Adani Family Trust
		18) Shri Mahsukh S. Adani, Trustee
		19) Ms.Suvarna M. Adani, Trustee
427	Bonanza Biotech Ltd.		47th Court, Esplanade, Mumbai	Section 11 C 6 of SEBI Act	31/M/2005 (NEW S C NO.28/sw/2006)	18-Jan-05
		1.Bonanza Biotech Ltd.
		2. Shri Sunil Bajaj
		3. Shri B K Bajaj
		4. Shri Kinal Zaveri
		5. Shri Indrajeet Singh
		Shri Sharad Gujrati
428	Ojas Technochem Products Ltd		47th Court, Esplanade, Mumbai	Section 11 C 6 of SEBI Act	34/M/2005 (NEW S C NO.25)	18-Jan-05
		1.Ojas Technochem Products Ltd.
		2. Shri Jayendra Shukla
		3. Shri Suresh Shukla
		4. Shri Vinod Shukla
		5. Shri Alap Shukla
429	Shri Milap Shukla (Ojas Technochem Products Ltd)		47th Court, Esplanade, Mumbai	Section 11 C 6 of SEBI Act	33/M/2005 (NEW S C NO.24)	18-Jan-05
		1) Shri Milap Shukla
430	Mrs. Hansa Shukla (Ojas Technochem Products Ltd)		47th Court, Esplanade,  Mumbai	Section 11 C 6 of SEBI Act	32/M/2005  (54/sw/2006)	18-Jan-05
		1) Mrs. Hansa Shukla
431	Shri Heerachand Salecha  (Gujarat Fiscon Ltd.)		47th Court, Esplanade,  Mumbai	Sec.11C(6) non compliance of summons	39/M/05 (New CC No.31/SW/2006)	31.01.2005
		1) Shri Heerachand Salecha
432	Dinesh Chudasma  (Yes Investment)		47th Court, Esplanade,  Mumbai	Section 24 (2) of SEBI Act	42/M/04 (NEW S C NO.28)	31/01/2005
		1) Dinesh Chudasma
433	Pentafour Products Ltd.		47th Court, Esplanade,  Mumbai	Section 24 (2) of SEBI Act	41/M/04 (47/SW/2006)	31/01/2005
		1. Pentafour Products Ltd.
		2. Shri V Ramakrishna
		3. Shri S. N. Rajan
		4. Shri T. D. Sadasivam
		5. Shri s. Krishnamoorthy
434	Maganbhai Patel            ( Growmore Solvents )		47th Court, Esplanade, Mumbai	Section 24 (2) of SEBI Act	67/M/2005 (35/sw/2006)	9-Feb-05
		1) Mahganbhai Patel
		2) Growmore Solvents
435	SEBI vs. K. Vee Rajenthiran (Auroknit Exports Ltd.		37th ACMM Court, Mumbai	Section 20 & 22 of SEBI    (SAST) Regulations,1994	195/S/97	31-Mar-97
		1) K Vee Rajenthiran
		2) Shri V Jayaraman
		3) Mrs. Amutha Rajenthiran
		4) Mrs Kala Devi Jayaraman
		5) Shri R. Kousigan
		6) Mr A S Satish Kumar
436	Dhanlaxmi Lease Finance Ltd.		37th MM Court, Mumbai	Regulation 3 & 4 of SEBI (PFUTP) Reguilations,1992	4051/W/03 (s c no.180/2006)	6/8/2003
		1) Dhanlaxmi Lease Finance Ltd.
		2) Shri Avinash Gupta
		3) Shri Ramesh Chandra Gupta
		4) Shri Vasant L. Patel
		5) Shri Rajendra Sharma
		6) Shri Dinesh Dubey
437	Gujarat Fun 'N' Water Park Ltd		47th ACMM Mumbai	Sec.24(2) SEBI Act	245/M/04   85/SW/2004 (S C NO.281/06)	05.08.2004
		1) Gujarat Fun 'N' Water Park LTd
		2) Dharmendra Patel
		3) D H Barot
		4)  Smt Yogini Vyas
438	SEBI vs. Ashutosh Kothari/ (Design Auto)		ACMM, Mumbai	11 (c) 6 of SEBI Act	210/M/2005 (NEW S C NO.30)	14-Jun-05
		1) Shri Ashutosh Kothari
439	SEBI Vs Ujjwal Shende (Design Auto)		ACMM, Mumbai	11 (c) 6 of SEBI Act	211/M/2005 (NEW S C NO.311)	14-Jun-05
		1) Shri Ujjwal Shende
440	KARISHMA FLORICULTURE LD.		ACMM, Delhi	PFUTP	564/2005	29-Jul-05
		Shri S. N. Bansal
441	SEBI vs Krishna Naik (Golden Carpets Ltd)		Spl. Judge for Economic Offence, Hyderabad	11 & 14 of SEBI (SAST) Regulations 1997	169/05	22-Jul-05
		1) Shri Krishna Naik
442	Soundcraft Industries Ltd.			11 (c) 6 of SEBI Act	231/M/2005 (new s c no.32)	8-Aug-05
		1) Soundcraft Industries Ltd.
		2) Rajkumar Basantani
443	Mukerian Papers Ltd.		47th Court, ACMM, Mumbai	Section 24 (2) of SEBI Act	246/M/2005 (26/sw/2006)	5-Sep-05
		1) Mukerian Papers Ltd.
		2) Neelam Kumar Oswal
		3) Shri K T Ramalingasetty
		4) Shri Vidya Shankar Pande
		5) Shri R P Dhir
		6) Shri M K Katara
		7) Shri Mahesh K Poddar
444	Mahendra A Shah (Sawaca Communication  Ltd.)			Section 24 (2) of SEBI Act	245/M/2005 (NEW NO. 33/2006)	5-Sep-05
		Mahendra A Shah
445	Design Auto System Ltd. & Ors		47th Court, ACMM, Mumbai	Regulation 3,4 (a) to (d) of SEBI (PFUTP) Regulations,1995	252/M/2005 (new s c no.42/2006)	30-Sep-05
		1) Design Auto System Ltd. & Ors
		2) Survesh Garg
		3) Bonanza Biotech
		4) Sharad Gujurati
		5) Amit Patel
		6) Rakesh Pandya
		7) Smt. Druma Vaghela
		8) Arvind Vaswani
		9) Manish Ganeriwala
446	Soundcraft Industries Ltd.		47th Court, ACMM,  Mumbai	Regulation 4 (a) to (d) of SEBI (PFUTP) Regulations, 1995	253/M/2005 (new s c no.36/2006)	4-Oct-05
		1) soundcraft Industries
		2) Rajkumar Basantani
447	Harvinder Kumar Bagai  ( Media Vedio Ltd)		47th Court, ACMM,   Mumbai	Section 24 (2) of SEBI Act	46/SW/2006	4-Oct-05
		1) Harvinder Kumar Bagai
448	Parshwas Finance (Ojas Technochem Ltd.)		47th Court, ACMM,  Mumbai	Rule 3 of SEBI ( Stock Broker &Sub Broker) Rules 1992	271/M/2005 (new s c no.38/2006)	14-Nov-05
		1) Parshwas Finance
449	Parshwas Finance (Design Auto System Ltd..)		47th Court, ACMM,  Mumbai	Rule 3 of SEBI ( Stock Broker &Sub Broker) Rules 1992	270/M/2005 (new s c no.37/2006)	14-Nov-05
		1) Parshwas Finance
450	Bonanza Biotech Ltd. (in the matter of Design Auto System Ltd)		47th Court, ACMM,  Mumbai	11 (c ) 6 of SEBI Act (Non complaince of summons)	272/M/2005 (27/SW/2006)	17-Nov-05
		1) Bonanza Biotech Ltd.
		2) Sharad Gujarati
		3) Amit Patel
		4) Rakesh Pandya
		5) Druma Vaghela
		6) Arvind Vaswani
		7) Manish Ganeriwala
451	Dattatray Kadikar (in the matter of Netvista Information Technology Ltd)		ACMM, Mumbai	Sec 24(2) of SEBI Act, for non payment of penalty	277/M/05 (new s c no.41/2006) (spl case no.01/2008)	28.11.05
		Dattatray Kadikar
452	Rajiv Samani (in the  matter of Netvista Information Technology Ltd.)		ACMM, Mumbai	Sec 24(2) of SEBI Act, for non payment of penalty	276/M/05 (new s c no.40/2006)	28.11.05
		Rajiv Samani
453	Rituja Finvest Pvt. Ltd.		ACMM, Mumbai	Sec.24(2) of SEBI Act	256/SW/2005 ( SC NO.282/06)	9.12.2005
		1) Rituja Finvest Pvt. Ltd.
		2) Anil D Doshi
		3) Dinesh Doshi
		4) Vinod Shah
454	Damayanti Finvest Pvt.Ltd.		ACMM, Mumbai	Sec.24(2) of SEBI Act	257/SW/2005 ( S CNO.283/06)	9.12.2005
		1) Damayanti Finvest Pvt.Ltd.
		2) Anil D. Doshi
		3) Dinesh Doshi
		4) Vinod Shah
455	CDP Fincap Pvt.Ltd. & ors		ACMM, Mumbai	Sec.24(2) of SEBI Act	258/SW/2005 ( S C NO. 284/06)	9.12.2005
		1) CDP Fincap Pvt.Ltd. & ors
		2) Anil D. Doshi
		3) Dinesh Doshi
		4) Vinod Shah
456	Delta Alliance Financial Services & anr.		7th court, Addl. Sessions Judge,Mumbai	Sec.24(2) of SEBI Act	10/M/06  (spl case no.285/2006)	16.01.2006
		Delta Alliance Financial Services & anr.
		Rajiv Kapoor
457	Apnapan Vyapar (P) Ltd.		CMM, Calcutta	Sec.24(2) of SEBI Act	C/515/06	27.01.06
		1) Apnapan Vyapar (P) Ltd.
		2) Sushil Kumar Dosi
		3) Hanuman Mal Dosi
		4) Ram Kumar Sharma
		5) Shyamal Sharma
458	Wide Star Trade Wings (P) Ltd.		CMM, Calcutta	Sec.24(2) of SEBI Act	C/516/06	27.01.06
		1) Wide Star Trade Wings (P) Ltd.
		2) Sushil Kumar Dosi
		3) Hanuman Mal Dosi
		5) Santosh Kumar Gupta
459	Amalgamated Enterprises & ors.		CMM, Calcutta	Sec.24(2) of SEBI Act	C/514/06	27.01.06
		1) Amalgamated Enterprises & ors.
		2) Satyabrata Bhattacharjee
		3) Smt. Rama Bhattacharjee
		4) Satyendra Nath Chakraborty
460	Heerachand Salecha ( in the matter of Gujarat Fiscon Ltd.)		47th Court, Mumbai	Sec.24(2) of SEBI Act	33/M/2006 (new no. 44/2006) S C No.24/2007	17-Feb-06
		Heerachand Salecha
461	Kishor Corporation		47th Court, Mumbai	Sec.24(2) of SEBI Act	32/M/2006 (new s c no.43/2006)	17-Feb-06
		Kishor Corporation through its director Kishor V Takkar
462	Sawaca Communication Ltd.
		1) Sawaca Communication Ltd.	47th Court, Mumbai	Sec.24(2) of SEBI Act	34/M/2006 (new s c no. 45/2006)	17-Feb-06
		2) Satish Shah
		3) Makul H. Shah
		4) Kaushik C Ramaniy
		5) Kalpesh L. Trivedi
		6) Pinakin R. Patel
		7) Mahendra Shah
		8) Jelal I. Batra
		9) Mahesh Kumar Haribhai Hadvani Patel
		10) Raju B. Shah
463	Dinesh Dalmia Technology Trust		ACMM. 47th Court, Mumbai	Sec.24(2) of SEBI Act.	CC No.56/M/2006 (47/sw/2006)	28/03/2006
		Dinesh Dalmia Technology Trust
		K P Dalmia
		Pawan Kumar
		Dr Suryanil Ghosh
464	M/s Friends Portfolio Ltd. & Ors.		Chief Metropolitan Magistrate, Mumbai	Sec. 24(2) of SEBI Act	Mis.Case No.80/M/2006	17/04/2006
		Friends Portfolio Ltd.
		Bishan Chand Aggarwal
		Manoj Kumar Aggarwal
		Ms. Meenu Aggarwal
465	Orient Tradelink Ltd.
		Orient Tradelink Ltd.	ACMM, 47th Court Mumbai	Sec.11C(6) of SEBI Act, 1992	CC No. 95/M/2006 (107/sw/2007)	15.05.2006
		Aushim Khetrapal
		Daljeet Singh Kohli
		Mihir Patel
		\ajay Chopra
		Naveen Patel
		Anita Khetrapal
		(all the above directors of Orient Tradelink Ltd.)
466	Shri Aushim Khetrapal
		Aushim Khetrapal	ACMM, 47th Court Mumbai	Sec.11C(6) of SEBI Act, 1992	CC No. 94/M/2006 (106/sw/2007)	15.05.2006
467	Shri Sandeep Merchant (in the matter of AKL Soft & Infosys Ltd.		ACMM, 47th Court Mumbai	Sec.24(2) of sEBI Act	CC No.38/M/2006 (new s c no.46/2006) (s case no.04/2007)	23.02.2006
		Shri Sandeep Merchant
468	Baroda Agro Industries Ltd.		37th Metropolitan Magistrate Court at Esplanade, Mumbai	Sec.68 of Companies Act	CC No.450/S/97	1997
		M/s Baroda Agro Industries Ltd.
		Mr Arunkumar Ramanlal Choksi
		Mr Sanjay A Choksi
		Ravindra M patel
		Niranjan K Patel
		Parag D Mehta
469	M/s Kosha Investment Ltd. & its director		7th court,.Addl. Sessions Judge (47th ACMM, Mumbai)	Sec.24(1) of the SEBI Act.	CC No.111/M/2006 (new s c no.18/2007)	20.06.2006
		Kosha Investment Ltd.
470	Motorol Enterprises Ltd & ors.		47th ACMM, Mumbai	Sec.24(2) of the SEBI Act	CC No.112/M/2006 (NEW NO.51/2006)	20.06.2006
		Motorl Enterprises Ltd.
		Shashikant K Gandhi
		Chandrakant K Gandhi
		Rinki S Gandhi
		Thakar S Mahesh
471	Sure Capital Pvt.Ltd. & Ors.		47th ACMM, Mumbai	Sec.11(1) of the SEBI Act	CC No.113/M/2006 (new s c no.52/2006)	20.06.2006
		Sure Capital Pvt.Ltd.
		Milind Udaysing Badgujar
		Ashok Rajmal Nahar
		Surendra Punamchand Bedmutha
		Laxmikant Surechand Agarwal
472	Bonanza Biotech Ltd. & Ors. (in the matter of Ojas Technochem Ltd. )		47th ACMM Mumbai	Sec.24(2) of SEBI Act	C C No.132/M/2006 (52/w/2006)	21.07.2006
		M/s Bonanza Biotech Ltd.
		Shri Amit Patel
		Shri Rakesh Pandya
		Shri Drurma Vaghela
		Shri Arvind Vaswani
		Shri Manish Ganeriwala
473	Prakash Ceramics Ltd.		47th Ld. Metropolitan Magistrate, Mumbai	Sec.24(2) of SEBI Act	CC No.120/M/2006 (new s c no.53/2006)	30.06.2006
		Prakash Ceramics Ltd.
		Rajesh Jain
474	Rajesh Jain		47th Ld. Metropolitan Magistrate, Mumbai	Sec.24(2) of SEBI Act	CC No.122/M/2006 (new s cno.55/2006)	30.06.2006
		Rajesh Jain
475	Prakash Fortan Softech Ltd.		47th Ld. Metropolitan Magistrate, Mumbai	Sec.24(2) of SEBI Act	CC No.121/M/2006 (new s c no.54/2006)	30.06.2006
		Prakash Fotran Softech Ltd.
476	Roopalben Panchal  (In the IPO of IDFC, Yes Bank and Suzlon Energy)		47th ACMM Court, Mumbai	Sec.68A & 621 of Companies Act, Sec.12A & 24(1) of SEBI Act. (FUTP) Regulations SCRA Act, Depositories Act.	CC No. 57/SW/2006	04.09.2006
		Roopalben Nareshbhai Panchal
		Devangi Dipakbhai Panchal
		Hasmukhalal N Vora
		Jayesh P Kahndwala (HUF)
		Gautam N Jhaveri
		M/s Excel Multitech Limited
		Rajesh Kumar Vithabhai Patel
		Kiritben Rajesh Patel
		Soayuben H Vora
		Rakesh Sureshchandra Shah
		Zenet Software Ltd.
		Shri Rajesh Kumar Vithabhai Patel
		Kiritben Rajesh Patel
		Soayuben H Vora
		Rakesh Sureshchandra Shah
		Bhupendra T Joshi
		Dipak Jashwantlal Panchal
		Bhanuprasad Dipakkumar Trivedi
		Saumi A Bhavnagari
		Tauras Infosys Ltd.
		Rajesh Kumar Vithabhai Patel
		Kiritben Rajesh Patel
		Soayuben H Vora
		Nilesh Ramanlal Shah
		Seer Finlease Pvt Ltd.
		Vipinchandra Gordhanbhai Patel
		Jagdishbhai Govindlal Sheth
		Manharlal Kantalilal Kotadia
		Gautambhai Karsanbhai Patel
		Dr Hemlataben Vinubhai Patel
		Karvy Stock Broking Ltd.
		C Parthasarathy
		M Yaguandhar
		M S Ramakrishna
477	D-Link India Limited		47th Esplanade, Bombay	u/s 77A(4) r/w 621 of Companies Act 1956 (Act I of 1956)	C C No.147/M/2006 (30/W/2006)	September 2006
		D-Link India Ltd.
		K R Naik
		Dattraj V Salgaonkar
		K G Prabhu
478	Powerflow Holding & Trading Co.Pvt.Ltd.		47th Esplanade, Mumbai	Section 24(2) and 27 of SEBI Act, 1992	C C No.159/2006	16.09.2006
		Powerflow Holding & Trading Co.Pvt.Ltd.
		Shri Manoj Kumar Bhalotia
		Shri Ashok Kumar Sharma
		Shri S Ranjith kumar
479	DSQ Holdings Ltd.		47th Esplanade, Mumbai	Section 24(2) of SEBI Act	C C No.158/M/2006	16.09.2006
		DSQ Holding Ltd.
		Dinesh Dalmiya
		Rajan S Govind alias S Govind Rajan
		S Gopal Krishnan
480	Hulda Properties & Trade Ltd. & ors.
		Hulda Properties & Trade Ltd. & Ors.	47th Esplanade, Mumbai	Section 24(2) of SEBI Act	C C No.157/M/2006 (41/SW/2006)	16.09.2006
		Shri utpal Dey
		T R Padmanabhan
		Shri Pannalal Bardia
		Shri Hiralal Jalan
		Shri Sanjay Kumar Murarka
		Shri S Ranjit Kumar
		Shri Suresh Kumar Jalan
481	Rajkumar Chainrai Basantani		47th Esplanade, Mumbai	Section 24(2) of SEBI Act	CC No.160/Mis./06	16.09.2006
		Rajkumar Chainrai Basantani
482	Panchmahal Cement Limited		ACMM, Mumbai	Section 24(2) and 27 of SEBI Act	CC No.164/M/2006	13.10.2006
		Panchmahal Cement Ltd
		Mayur Manubhai Amin
		Tarpan Amin
		Jayant Purushottambhai Patel
		Ashok Raojibhai Patel
		Mafatlal Gordhanbhai Patel
		Nagibhai Chhotalal Shah
		Pratapsinh Vasantji Sampat
483	DSQ Holdings Ltd.		ACMM, Mumbai	Sec.11C(6) of SEBI Act	CC No.170/M/2006	31.10.2006
		DSQ Holdings Ltd.
		Dinesh Dalmiya
		Rajan S Govinda
		S Gopal Krishnan
484	DSQ Biotech Ltd.		ACMM, Mumbai	Sec.11C(6) of SEBI Act	CC No.171/M/2006	31.10.2006
		DSQ Biotech Ltd.
		Dinesh Dalmiya
		K Gopal Krishnan
		M G Anant Kumar
		S Ganapathy Subramanium
		P S Balasubramanium
		Vasudev Subanthore
485	Zodiac.Com Pvt Ltd.		ACMM, Mumbai	Sec.24(2) of SEBI Act	CC No. 169/M/2006	29.10.2006
	(in the matter of Shonkh Technologies)
		Zodiac.com Pvt Ltd.
486	Delta Financial Services		Ld. Chief Metroplitan Magistrate, Kolkata	Sec.24(1) of SEBI Act (Portfolio Managers)	CC No.C/11328/2006	17.10.2006
		Delta Financial Services
		Rajeev Kapoor
487	Washington Software Limited		ACMM 47th Court, Mumbai	181 IPC	CC No.31/M/2007	26.04.2007
		Abhay Shastri
488	DSQ Biotech Ltd
			Ld. Chief Metropolitan Magistrate, 47th Court Mumbai	PFUTP	CC No.178/M/2006)
		1. DSQ Biotech Limited
		2. Shri Dinesh Dalmia
		3. Shri K Gopala Krishnan
		4. Shri M G Anant Kumar
		5. Shri S Ganapathy Subramanium
		6. Shri P S Balasubramanium
		7. Shri Vasudev Subanthore
		8. DSQ Holding Ltd.
		9. Shri Dinesh Dalmia (director accused no.8)
		10. Shri Rajan S Govinda
		11. Shri S Gopal Krishnan
		12. Powerflow Holdings & Trading Pvt Ltd.
		13. Shri Ashok Kumar Sharma
		14. Shri Manoj Kumar Bhalotia
		15. Shri S Ranjit Kumar
		16. Hulda Properties & Trading Pvt Ltd.
		17. Shri Suresh Kumar Jalan
		18. Shri Hiralal Jalan
		19. Shri Pannalal Baradia
		20. Shri T R Padmanavan(appointed subsequent to offence)
		21.Shri S Rajnit Kumar (director of accused 16 appointed subsequent to offence)
		22. Shri Utpal Dey
		23. Shri Sanjay Kumar Murarka
		24. Cooltex Commodities Pvt Ltd.
		25. Shri Gagan Ch. Pradhan
		26. Shri Pradip Mitra
		27. Shri Mahabir Jalan
		28. Shri Kamal Kumar Singh
		29. Berral Trading & Investment Co. Pvt Ltd.
		30. Shri Manmohan Mimani
		31. Shri Radhashyam Karnani
		32. Shri Raj Kumar Sharma
		33. M/s Aspolight Barter
		34. Shri Bishnu Kumar Khaitan
		35. M/s. Arun Polymers Pvt Ltd.
		36. Shri Mahjabir Jalan
		37. Shri Niranjan Kumar Diswania
489	Inditalia Refcon Ltd. & Ors.		Additional Chief Metropolitan Magistrate 9th Court, Bandra, Mumbai	Sec.24(2) and Section 27 of SEBI Act, 1992	CC No.384/M/2007 (cc no.35/SW/2007)	03.05.2007
		M/s Inditalia Refcon Ltd.
		R K Mital
		Ms. Sujata R Mital
		Shri Navin D Sheth
		Mr/Mrs. G. Frachin
		Mr/Mrs. F Franchin
		Mr. S K Kajaria
		Mr Parekh T Navin
		Mr Subodh V Sapre
		A K Chabra
490	ENKAY TEXOFOOD INDUSTRIES LTD  (non payment of penalty)		9th court, Bandra, Mumbai	Sec.24(2) and Sec.27 R.W. section 15C of the SEBI Act, 1992	CC No.407/M/2007 (CC No.34/SW/2007)	31.05.2007
		Enkay Texfood Industries Limited
		Shri Tulsidas Goel (MD)
		Shri Atul Krishna Goel (Director)
		Shri Murli Manohar Goyal
		Shri D P Gupta
		Shri Suryakumar Avadhnarain Jha
491	Sanyo Finance & Investment Pvt Ltd. and Ors.		9th court, Bandra, Mumbai	Sec.24(2) of SEBI Act	CC No.31/SW/07	29.05.2007
		Sanyo Finance & Investment Pvt Ltd.
		Shri Rakesh Soni
492	Saral Website & Exim Pvt Ltd. & ors.		9th court, Bandra	Sec.24(2) of SEBI Act	CC No. 36/sw/2007	29.5.2007
		Saral Website & Exim Pvt Ltd. & ors.
		Gaurav Bansal
		Pramod Kumar
493	Churawala Exports Pvt Ltd. & Ors.		9th court, Bandra, Mumbai	Sec.24(2) of SEBI Act	CC No. 32/sw/2007	29.5.2007
		Churawala Exports Pvt Ltd. & Ors.
		Sandeep Kumar Gupta
		Sanjay Kumar Agarwal
494	Ankur Cultivation Pvt. Ltd. and Ors.		9th court, Bandra, Mumbai	Sec.24(2) of SEBI Act	CC No. 33/sw/2007	29.5.2007
		Ankur Cultivation Pvt. Ltd.
		Ravi Krishnamurthy
		Mahesh Malhotra
495	DSQ Holdings Limited & Ors. (pilliar pattiyar)		9th court, Bandra, Mumbai	Sec.24(2) of SEBI Act	CC No.37/SW/2007	18.06.2007
		DSQ Holdings Limited
		Shri Dinesh Dalmiya
		Shri Rajan S Govinda
		M/s Pillaiyar Pattiyar Textiles Ltd.
		Shri K M Venkateswaran
		Shri N M Mantri
		Shri Girdhar Das Binani
		Shri Girdhar Das Binani
		Shri Deepak Bhalotia
		Tickwell Commercial Ltd. (formerly known as Himadri Electronics Pvt Ltd. )
		Suresh Kumar Chhaochharia
		Mrs. Manju Chhaocharia
		Shri Gaurahis Basu
		Shri Ganesh Das Agarwal
		Shri Manohar Lal Agarwal
		Shri Karun Bhatta
		M/s Escorts Finvest (P) Ltd
		Shri Umesh Singh
		Shri Malia Koda
		M/s Gateway Financial Services
		Shri R Krishnakumar
		Mrs Bhavani Krishnakumar
		Shri Binod Kumar Agarwal
		Shri Pradeep Kumar Agarwal
496	Sun Infoways Limited		ACMM, 47th Court	Sec.24(1) and 27 of SEBI Act, 1992	CC No.42/M/2007	15.06.2007
		Kuldeep Kumar Handoo
		Anil Pujari
		Tanvir Zaki
		Pravin Sonalkar
		Prakash Pangarkar
		Hozefa Vohra
		Sanjay P Muthe
		Umesh Gowda
		Arif Mithani
		Abbas Mithani
		Dilip Nabera
		Sadhana Nabera
		Act React Holdings Pvt Ltd.
		Great Eastern Mercantile Pvt Ltd.
		Iqbal Rupani
		Adinath Propcorn Pvt Ltd.
		Anil Raina
		J L Raina
		Ashok Kumar Chaudhary
		Rajesh Kumar Chaudhary
		Suman Pandit
497	Alang Industrial Gases Limited		47th ACMM Court, Mumbai	u/s 190 of Crl Procedure 1973, R.W. sections 181 IPC	CC No. 94/SW/07	29.06.2007
		Rajesh Shah
498	Pentamedia Graphics Limited		Metropolitan Magistrade, Saidapet, Chennai	PFUTP violation	CC No.  /2007	19.06.2007
		1. Pentamedia Graphics Limited
		2. Dr. V Chandrasekaran
		3. S.D Viswanathan
		4. K Ganesh Babu, Director
		5.  T V Krishnamurthy,
		6. Dr S Ramani
		7. Ms. Usha Ganesarajah
		8. S Chandrasekaran
		9. Ms. Padma Suresh
		10. Vijaya Advertising Pvt Ltd.
		11. M Vardharajan
		12. Smt. Bhuvaneshwar
499	Classic Credit Limited (in the matter of Ranbaxy Laboratories Limited)		9th Court, Bandra	u/s 11C(6) r/w 11(3)	445/M/2007	06.07.2007
		1.  Classic Credit Limited & ors.
		2. Ketan V Parekh
		3. Kirtikumar N Parekh
		4. Kartik K Parekh
500	Anil Thukral (in the matter of Sunglow Capital)		ACMM Delhi	Sec.24 of SEBI Act, 1992 r/w SEBI (Portfolio Managers) Rules, 1993	1240/2007	19.07.2007
		Anil Thukral
501	Magadh Stock Exchange		9th Court, Bandra	u/s 11C(6) r/w 11(3)	CC No.38/SW/2007	24.07.2007
		1. Binod Jhunjhunuwala
		2.  Gopal Kumar
502	Patni Shares & Derivatives		9th Court, Bandra	u/s 11C(6) r/w 11(3)	CC No.41/SW/2007	27.07.2007
		1.  Shri Ashish Patni
		2.  Shri Ujwal Patni
503	Panther Fincap & Management Services Ltd. (in the matter of Ranbaxy Laboratories Ltd.)		9th Court, Bandra	Sec. 24(1) of SEBI Act	CC No. 465/M/2007	14.07.2007
		1.  Panther Fincap and Management Services Ltd.
		2. Ketan V Parekh
		3. Kirtikumar N Parekh
		4.  Kartik K Parek
504	N H Securities Ltd. (in the matter of Ranbaxy Laboratories Ltd. )		9th Court, Bandra	Sec. 24(1) of SEBI Act  11(3) of SEBI Act	CC No. 466/M/2007	14.07.2007
		1. N H Securities Ltd.
		2. Ketan Parekh
		3. Navin Chandra N Parekh
		4. Vinay Chandra Parekh
		5. Kirti Kumar N Parekh
505	Jayant V Parekh (in the matter of Ranbaxy Laboratories Ltd.)		9th Court, Bandra	Sec. 24(1) of SEBI Act 11(3) of SEBI Act	CC No. 462/M/2007	14.07.2007
		1. Jayant V Parekh
506	A B Corporation (in the matter of Ranbaxy Laboratories Ltd. )		9th Court, Bandra	Sec. 24(1) of SEBI Act 11(3) of SEBI Act	CC No.463/M/2007	14.07.2007
		1.  A B Corporation
		2. Bhavin Parekh
507	Ace Investments (in the matter of Ranbaxy Laboratories Ltd.)		9th Court, Bandra	Sec. 24(1) of SEBI Act 11(3) of SEBI Act	CC No. 464/M/2007	14.07.2007
		1. Ace Investments
		2. Shri Kaushik C Shah
		3. Shri Sai Mangal Investments Ltd.
		through its director Ketan & Kartik Parekh
		4. Panther Investrade Ltd.
		thoruhg its directors Ketan, Kirti & Kartik Parekh
508	Nitin Capital Services Ltd (in the matter of Shonkh Technologies)		9th Court, Bandra	Sec. 24(1) of SEBI Act 11(3) of SEBI Act	CC No.39/SW/2007	03.08.2007
		1. Nitin Capital Services
		2. Shri Nitin Kohli
		3. Smt Asha Kohli
		4. Smt Sonali Kohli
509	Ransi Software Ltd.		23rd Court, Mumbai	SEBI 24(1) of SEBI Act (PFUTP) VIOLATIONS	CC No.56/S/2007	12.09.2007
		1. Ransi Software Ltd.
		2. Mahendra Amrutlal Shah
		3. Kunaram Chaudhary
		4. Vangini Srinivas
510	Information Technology Ltd.		9th Court, Bandra	Non payment of Penalty	Cc No. 47/SW/2007	28.09.2007
		1. Information Technology Ltd.
		2. S K Mittal
		3. V C Roy
		4. M C Gupta
		5. Suresh Sachdev
		6. R P Sharma
		7. M N Choudhary
		8. Sanjay Gupta
		9. Manoj Srivastav
511	Jhaveri Securities		9th Court, Bandra	Sec. 24(2) of SEBI Act	CC No.554/M/2007 (10/sw/2008)	23.10.2007
		Jhaveri Securities
		Tushar Jhaveri
512	Luminant Investment Privte Ltd.		9th court, Bandra	11(3) of SEBI Act	CC No.579/M/2007	23.11.2007
		1. Luminant Investment Private Ltd.
		2. Ketan V Parekh
		3. Mukesh J Joshi
		4. Arun J Shah
513	Linear Investment  (Partnership Firm)		9th court, Bandra	11(3) of SEBI Act	CC No.578/M/2007	23.11.2007
		1. Linear Investment (Proprietor)
		2. N K Joshi
514	K N P Securities Private Ltd. (Ranbaxy)		9th court, Bandra	11(3) of SEBI Act	CC No.580/M/2007	23.11.2007
		1. K N P Securities Private Ltd.
		2. Kirtikumar N Parekh
		3. Kaushik C Shah
		4. Ketan Parekh
		5. Paresh H Shah
515	Profile Investment (Ranbaxy)		9th court, Bandra	11(3) of SEBI Act	CC No. 613/M/2007	19/12/2007
		Profile Investment
		Panther Fincap & Management Services
		Dhruv J Shah
516	Panther Investrade Ltd.		9th court, Bandra	11(3) of SEBI Act	CC No. 614/M/2007	19/12/2007
		Panther Investrade Ltd.
		Kirtikumar N Parekh
		Kartik K Parekh
		Ketan V Parekh
517	Saimangal Investrade Ltd.		9th court, Bandra	11(3) of SEBI Act	CC No. 616/M/2007	20/12/2007
		Sai Mangal Investrade Ltd.
		Ketan V Parekh
		Kartik V Parekh
518	Online Investment		9th court, Bandra	11(3) of SEBI Act	CC No. 617/M/2007	20/12/2007
		Online Investments
519	Triumph Securities Ltd.		9th court, Bandra	11(3) of SEBI Act	CC No. 618/M/2007	20/12/2007
		Trimph Securities Ltd.
		Ketan V Parekh
		Kartik K Parekh
		Ami K Parekh
		Dhiren Bhatia
520	Upfront Investments		9th court, Bandra	11(3) of SEBI Act	CC No. 619/M/2007	20/12/2007
		Mukesh Kantilal Joshi
		Panther Fincap & Management Services Ltd.
		Navin Chandra Parekh
		Kirtikumar N Parekh
		Ketan V Parekh
		Kartik K Parekh
521	Options Investments		9th court, Bandra	11(3) of SEBI Act	CC No. 620/M/2007	20/12/2007
		Options Investments
		Mukesh K Joshi
		Saimangal Investrade Ltd.
522	V N Parekh Securities Ltd.		9th court, Bandra	11(3) of SEBI Act	CC No. 621/M/2007	20/12/2007
		V N Parekh Securities Ltd.
		V N Parekh
		Kartik Parekh
		Vipul D Parekh
523	Y P SINGH		9th Court, Bandra	499 of IPC	CC No.51/M/2008 (NEW NO.3202/SS/2008)	28/01/2008
		Y P Singh
524	Soundcraft Industries Ltd.		9th Court, Bandra	24(2) of SEBI Act (Non payment of penalty)	CC No. 11/sw/2008	1/2/2008
		1. Soundcraft Industries Ltd.
		2. Rajkumar Basantani
		3. Babu Parsu Basan
		4. Vishnu Parsu Basan
		5. Ramesh Tulsiram Verma
525	Hitachi Jewellery Industries Ltd.		9 th Court, Bandra	Non complainace of 11B order	CC No.61/M /2008 (193/SW/2008)	7/2/2008
		1. Shri N C Soni
		2. Shri D N Patadia
		3. Shri S N Patadia
		4. Shri J T Ranpara
		5. A S Patrawala
		6. G B Mehta
526	CYBERSPACE		9th Court, Bandra	Non payment of penalty	CC No. 170/M/2008 (spl case no.31/SW/2008)	13/03/2008
		G N Johari
527	CSJ Technologies		Special Judge for Economic Offences, Hyderabad	24(2) of SEBI Act, non payment of penalty	CC No.	24.03.2008
		1. Shri C L Jawant
		2. C L Jaisimha
		3. Smt Shobha Jaiwant
528	Bellary Steels & Alloys  Industries Ltd		Magistrate Court, Bangalore	PFUTP	CC No. 32/2008	16/05/2008
		1. Bellary Steels & Alloys  Industries Ltd
		2. S Madhav
		3. S Parvathi
		4. Ran Narain Pandey
		5. S N Finance Ltd.
		6. G H Patil
		7. P S Murali
		8. Harikrishna
		9. V R Gundananavar
		10. Kondiganti Investments Ltd.
		11. C Ranganathan
		12. K C Kondaiah
		13. K Meenakshi
		14. Panchaloha Hotel P Ltd.
		15. S Madhava
		16. S Parvathi
529	Veronica Laboratories Ltd.		Bandra Court,	24(1) violation of 11B order	CC No. 901/M/2008	28/05/2008
		M/s hakeem Auto Ltd.
		Mr Nazir Hakeem
		Mr Fakruddin Taherali Moiyadi
530	Rajkumar Basantani		Chief Additional Metropolitan Magistrate, 9th Court, Bandra	Sec. 24(2) of SEBI Act	CC No. 912/M/2008 (cc no.33/SW/2008)	25/06/2008
		1. Rajkumar Basantani
		2. Soundcraft Industries Limited
531	Kolar Sharex Pvt Ltd.		Chief Additional Metropolitan Magistrate, 9th Court, Bandra	Sec. 24(2) of SEBI Act	CC No. 913/M/08 (cc no.34/SW/2008)	25/06/2008
		1. Kolar Sharex P Ltd.
		2. Rajkumar Basantani
532	Jaitra Estate Developers Pvt Ltd.		Chief Additional Metropolitan Magistrate, 9th Court, Bandra	Sec. 24(2) of SEBI Act	CC No. 911/M/08 (cc no.32/SW/2008)	25/06/2008
		1. Jaitra Estate Developers Pvt Ltd.
		2. Ramesh Verma
		3. Nitin Sawant
533	Sparkling Securities & Anr.		Chief Additional Metropolitan Magistrate, 9th Court, Bandra	Sec. 24(2) of SEBI Act	CC No. 910/M/08 (CC No.31/SW/2008)	25/06/2008
		1. Sparkling Securities
		2. Manohar K Milwani
534	Rajeev Kapoor (M/s Imax Equity Research)		ACMM Delhi	PFUTP and Portfolio Manager.	CC No.	11.07.2008
		Rajeev Kapoor
535	Mega Corporation Limited & ors.		ACMM, 9th court, Bandra	24(1) of SEBI Act, PFUTP violation	CC No.931/M/2008	14/07/2008
		1. Mega Corporation Limited
		2. Shri Kunal Lalani
		3. Shri Hemanshu Ramniklal Mehta
		4. Shri Surendra Chhalani
		5. DPS Shares & Securities Ltd.
		6. Shri Pratik Chandrakant Shah
		7. Shri Sujal Chandrakant Shah
536	G S Organics Limited		ACMM, Esplanade , Mumbai	24(1) PFUTP	CC No.104/M/2008	17.07.2008
		1. G S Organics Ltd
		2. Shri Yogendra Dubey
		3. Shri Milind Vipradas
		4. Shri Pramod Joshi
537	Brahaspati Financers Ltd.		ACMM Delhi	Sec.63 and 68 read with Sec.621 of companies Act.	CC No.	30/07/2008
		1. M/s Brahaspati Financers Ltd.
		2. S K Gupta
		3. Suman Gupta
		4. K M Gupta
538	AMI Computers (I) Ltd & Ors.		9th court, Bandra	24(1) of SEBI Act  (Sec.12 of the Act)	CC No.955/M/2008	5/8/2008
		1. AMI Computers (I) Ltd
		2. Shri Ratan Kumar Mishtra
		3. Shri Kundan Mal Jain
		4. Shri V K Jain
		5. Shri G S Prasad
		6. Shri Kundan Mal Banthia
539	S K Gupta		ACMM Delhi	SEBI Act		25.08.2008
		S K Gupta
540	Soundcraft Industries Ltd.		9th court, Bandra	Sec. 24(2) SEBI Act	CC No.988/M/2008	17.09.2008
		1. Sound Craft Industries Ltd.
		2. Rajkumar Basantani
541	RiteDeal Trading Co. Pvt. Ltd.		9th court, Bandra	Sec. 24(2) SEBI Act	CC No.47/SW/2008	03.10.2008
		RiteDeal Trading Co. Pvt. Ltd.
		Shri Ajit Sambhaji Suryavanshi
		Shri Santosh Rohidas Jagtap
542	Shravan Kumar Goyal (in the matter of Radaan Media Works India Ltd. )		9th court, Bandra	Sec. 24(2) SEBI Act	CC No.121/SW/2008	02.12.2008
		Shravan Kumar Goyal
543	Mayur Jadeja (in the matter of Alka India Ltd.)		9th court, Bandra	Sec. 24(2) SEBI Act	CC No.122/sw/2008	02.12.2008
		Mayur Jadeja
544	Sawaca Business Machines Ltd.		9th court, Bandra	Sec. 24(2) SEBI Act	CC No. 127/SW/2008	04.12.2008
		Sawaca Business Machines Ltd.
545	Websity Infosys Ltd.		ACMM, Delhi	Section 113 of Companies Act.	CC No.286/2008	08.12.2008
		Websity Infosys Ltd.
		S L Maloo
546	Websity Infosys Ltd.		ACMM, Delhi	Section 63 and 68 of Companies Act.		23.12.2008
		Websity Infosys Ltd.
547	Softrack Technologies Limited		9th court, Bandra	24(1) PFUTP	CC No. 210/SW/2008	23.12.2008
		1. Shri Sunil D Gaglani
548	Falgun Finvest		9th court, Bandra	24(1) PFUTP	CC No.211/SW/2008	23.12.2008
		1. Charu Niraj Sanghvi
549	M'belle International Pvt. Ltd.		9th court, Bandra	24(1) Unregistered Sub-broker	CC No.13/sw/2009	28.01.2009
		1. M'belle International Pvt Ltd.
		2. Shri Suresh Hemwani
		3. Shri Gopu Parimal Belani
		4. Ms. Anupam S Motwani
		5. Rita K Motwani
		6. Sushil M Thakkar
550	Luxuary Foams Ltd.		ACMM, Delhi	Sec.24(2) of SEBI Act.		29.04.2009
		1. Luxuary Forma Ltd.
		2. S L Maloor
		3. M C Maloor
		4. Sunil Aggarwal
551	Echo Chemicals Pvt Ltd.		ACMM, Delhi	Sec24(2) of SEBI Act		29.04.2009
		1. Echo Chemical Pvt Ltd.
		2. S L Maloo
		3. M C Maloo
		4. Digamber Mandal
552	Yare Engineering Pvt Ltd.		ACMM, Delhi	Sec24(2) of SEBI Act		29.04.2009
		1. Yare Engineering Pvt Ltd.
		2. S L Maloo
		3. M C Maloo
		4. Digamber Mandal
		5. S C Sethia
553	TMS Boards and Industries Pvt Ltd.		ACMM, Delhi	Sec.24(2) of SEBI Act		29.04.2009
		1. TMS Boards and Industries Pvt Ltd.
		2. S L Maloo
		3. M C Maloo
		4. S C Sethia
		5. Pramod Singh
554	Cook Fast Foods Pvt Ltd.		ACMM, Delhi	Sec.24(2) of SEBI Act		29/04/2009
		1. Cook Fast Foods Pvt Ltd.
		2. S L Maloo
		3. M C Maloo
		4. Pramod Singh
		5. Jaswant Singh
555	Econo Commercial Evaluators Pvt Ltd.		ACMM, Delhi	Section 24(2) of SEBI Act		29/04/2009
		Econo Commercial Evaluators Pvt Ltd.
		S L Maloo
		M C Maloo
		Kailash Prasad
556	Ajay Roadways Pvt Ltd.		ACMM, Delhi	Section 24(2) of SEBI Act		29/04/2009
		Ajay Roadways Pvt Ltd.
		S L Maloo
		M C Maloo
		Kailash Prasad
		A Mukherjee
557	Castle Builders Pvt Ltd.		ACMM, Delhi	Section 24(2) of SEBI Act		29/04/2009
		Castle Builders Pvt Ltd.
		S L Maloo
		M C Maloo
		A Mukherjee
		Kailash Prasad
		Shikhar Chand Sethia
558	Dilli Soaps and Chemicals Pvt Ltd.		ACMM, Delhi	Section 24 ( 2) of SEBI Act		29/04/2009
		Dilli Soaps and Chemicals Pvt Ltd.
		S L maloo
		M C Maloo
		M C Chhajer
		Kamal Sharma
559	Rai Chemicals Pvt Ltd.		ACMM, Delhi	Section 24(2) of SEBI Act		29/04/2009
		Rai Chemicals Pvt Ltd.
		S L Maloo
		M C Maloo
		D Mandal
		A Mukherjee
560	C M C Marketing Pvt Ltd.		ACMM, Delhi	Section 24(2) of SEBI Act		29/04/2009
		CMC Marketing PVt Ltd.
		S L Maloo
		M C Maloo
		S c Sethia
		Jaswant Saini
561	Mr Sanjay R Shah (in the matter of monalisa)		9th court, Bandra	Section 24(2) of SEBI Act	CC No.149/2009	07.07.2009
		Sanjay R Shah
562	Rajiv R Shah Proprietor of classic Consultancy (in the matter of Monalisa )		9th court, Bandra	Section 24(2) of SEBI Act	CC No.148/2009	07.07.2009
		Rajiv R Shah
563	Tushar S Jhaveri (in the matter of monalisa)		9th court, Bandra	Section 24(2) of SEBI Act	CC No.147/2009	07.07.2009
		Tushar S Jhaveri
564	Bornfree Finance Pvt Ltd. (in the matter of Soundcraft Industries Ltd. )		9th court, Bandra	Section 24(2) of SEBI Act	CC No.165/M/2009	21.07.2009
		Bornfree Finance Pvt Ltd.
		Hari Om Sharma
565	Jay Shah (in the matter of IFSL Limited)		9 th court Bandra	Section 24(2) of SEBI Act	CC No.164/M/2009	21.07.2009
		Jay Shah
566	Somani Cements Ltd.		9th court, Bandra	Section 24(1) & 11C(6) of SEBI Act	CC No.150/M/2009	09.07.2009
		1. Somani Cements Ltd.
		2. Bimilesh Kumar Mishra
		3. Rajesh Somani
		4. A K Singh