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In the matter of P R Shah Shares and Stock Brokers

Jun 15, 2006
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Orders : Orders of SAT

IN THE SECURITIES APPELLATE TRIBUNAL

MUMBAI

 

Appeal No: 63 of 2006

 

Date of Decision

15/06/2006

 

 

1. P.R. Shah Share & Stock Brokers Pvt. Ltd.

 

2. Kanan Chetan Sheth

…..Appellants

 

Versus

 

 

1. Securities & Exchange Board of India

 

2. The Stock Exchange, Mumbai

….Respondents





 

 

Mr.  Bharat Merchant, Advocate for the appellant

 

Mr. Dipan Merchant, Sr. Advocate with Mr. U.N. Das, Advocate for respondent no. 1.

 

None for respondent no.2.

 

 

CORAM

 

          Justice N.K. Sodhi, Presiding Officer

          R.N. Bhardwaj, Member

 

Per:    Justice N.K. Sodhi, Presiding Officer (Oral)

 

The dispute herein is in regard to the benefit of fee continuity as claimed by appellant no.1. Learned counsel for the parties are agreed that the dispute herein is squarely covered in favour of the appellants and against the respondent Board by our order dated 09/05/2006 in Alliance Finstock Limited and another v. Securities and Exchange Board of India and another, appeal no. 123 of 2004 and they pray that this appeal be decided in the same terms.  We order accordingly.

 

Sd/-

Justice N.K. Sodhi
Presiding Officer

Sd/-

R.N.Bhardwaj
Member