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In the matter of SS Corporate Securities Ltd

Jun 13, 2006
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Orders : Orders of SAT

IN THE SECURITIES APPELLATE TRIBUNAL

MUMBAI

 

Appeal No. 40 of 2005

 

Date of Decision

13.6.2006

 

 

S.S. Corporate Securities Ltd.

……

Appellant

 

Versus

 

 

 

Securities & Exchange Board of India

 

 

National Stock Exchange of India Ltd.

……

Respondents

 

Present :  Mr.  Ravikumar Varanasi, Advocate for the appellant

                  Mr. Dipan Merchant, Sr. Advocate with Mr. U.N. Das, Advocate      for respondent no. 1

 

Coram:

          Justice N.K. Sodhi, Presiding Officer

            R. N. Bhardwaj, Member

 

Per:  Justice N.K. Sodhi, Presiding Officer (oral)

 

            Having heard the learned counsel for the parties we are clearly of the view that the present appeal is not maintainable.  It is directed against the notice dated October 8, 2003 calling upon the appellant to show cause as to why penalties specified in Regulation 13(1) of the enquiry regulations be not imposed.  This notice came to be issued because, according to the respondent Board, the appellant had failed to pay the registration fee.  The learned senior counsel appearing for the Board informs us that on receipt of the aforesaid notice the appellant deposited the arrears of fee due from it and that the proceedings in pursuance thereof have since been dropped.

   2.            In view of what has been stated on behalf of the Board the appeal has become infructuous.  Not only this, there is no order passed by the Board against which the present appeal has been filed.  It is accordingly dismissed with no order as to costs.

 


Justice N.K. Sodhi
Presiding Officer

R.N.Bhardwaj
Member

 

13.6.2006