DEPUTY GENERAL MANAGER
INVESTIGATION DEPARTMENT
IVD/ID6/BM/NR/NUM/ 102756/2007
August 30, 2007
Shri. Vivek Ruparel
Numero Uno Projects Ltd.
2, Laxmi Bhavan
260, Sion Matunga (E)
Scheme No.6, Sion (E)
Mumbai – 400 022.
Dear Sir,
Sub: Personal hearing in the matter of Numero Uno Projects Ltd.
This has reference to our show cause notice dated August 25, 2004 with regard to the SEBI investigation in the matter of Numero Uno Projects Ltd.
In this connection, this is to inform you that personal hearing has been granted to you by the Whole Time Member (Shri V K Chopra), SEBI. The personal hearing is scheduled on September 18 at 11.00 a.m. before WTM (Shri V.K. Chopra) at the venue stated below:-
Securities and Exchange Board of India
Plot No.C4-A, “G” Block, Bandra Kurla Complex
Bandra (E), Mumbai- 400 051
Please confirm your attendance by September 10, 2007.
You may note that this opportunity is given to you to adduce all evidences and clarifications in support of your contentions, if any for the charges leveled against you in the said case. If you do not appear before WTM on the said date of hearing, it will be presumed that you have nothing further to state and SEBI may proceed further in this matter and pass order as it deems fit based on the material available on record including your submissions made earlier.
Vide Circular no. EFD/ED/Cir-1/2007 dated April 20, 2007 (available at www.sebi.gov.in), SEBI has come out with guidelines for passing of consent orders. If you wish to avail the consent process, you may apply in the prescribed form given in the said Circular. Your application should be forwarded to the address mentioned in the said Circular under intimation to the undersigned.
Yours faithfully,
BARNALI MUKHERJEE
DEPUTY GENERAL MANAGER
INVESTIGATION DEPARTMENT
IVD/ID6/BM/NR/NUM/102757/2007
August 30, 2007
Numero Uno Credit Capital & Investment P Ltd.
2, Laxmi Bhavan
260, Sion Matunga (E)
Scheme No.6, Sion (E)
Mumbai – 400 022.
Dear Sir,
Sub: Personal hearing in the matter of Numero Uno Projects Ltd.
This has reference to our show cause notice dated August 25, 2004 with regard to the SEBI investigation in the matter of Numero Uno Projects Ltd.
In this connection, this is to inform you that personal hearing has been granted to you by the Whole Time Member (Shri V K Chopra), SEBI. The personal hearing is scheduled on September 18 at 11.00 a.m. before WTM (Shri V.K. Chopra) at the venue stated below:-
Securities and Exchange Board of India
Plot No.C4-A, “G” Block, Bandra Kurla Complex
Bandra (E), Mumbai- 400 051
Please confirm your attendance by September 10, 2007.
You may note that this opportunity is given to you to adduce all evidences and clarifications in support of your contentions, if any for the charges leveled against you in the said case. If you do not appear before WTM on the said date of hearing, it will be presumed that you have nothing further to state and SEBI may proceed further in this matter and pass order as it deems fit based on the material available on record including your submissions made earlier.
Vide Circular no. EFD/ED/Cir-1/2007 dated April 20, 2007 (available at www.sebi.gov.in), SEBI has come out with guidelines for passing of consent orders. If you wish to avail the consent process, you may apply in the prescribed form given in the said Circular. Your application should be forwarded to the address mentioned in the said Circular under intimation to the undersigned.
Yours faithfully,
BARNALI MUKHERJEE
DEPUTY GENERAL MANAGER
INVESTIGATION DEPARTMENT
IVD/ID6/BM/NR/NUM/102758/2007
August 30, 2007
Numero Uno Securities Ltd.,
2, Laxmi Bhavan
260, Sion Matunga (E)
Scheme No.6, Sion (E)
Mumbai – 400 022.
Dear Sir,
Sub: Personal hearing in the matter of Numero Uno Projects Ltd.
This has reference to our show cause notice dated August 25, 2004 with regard to the SEBI investigation in the matter of Numero Uno Projects Ltd.
In this connection, this is to inform you that personal hearing has been granted to you by the Whole Time Member (Shri V K Chopra), SEBI. The personal hearing is scheduled on September 18 at 11.00 a.m. before WTM (Shri V.K. Chopra) at the venue stated below:-
Securities and Exchange Board of India
Plot No.C4-A, “G” Block, Bandra Kurla Complex
Bandra (E), Mumbai- 400 051
Please confirm your attendance by September 10, 2007.
You may note that this opportunity is given to you to adduce all evidences and clarifications in support of your contentions, if any for the charges leveled against you in the said case. If you do not appear before WTM on the said date of hearing, it will be presumed that you have nothing further to state and SEBI may proceed further in this matter and pass order as it deems fit based on the material available on record including your submissions made earlier.
Vide Circular no. EFD/ED/Cir-1/2007 dated April 20, 2007 (available at www.sebi.gov.in), SEBI has come out with guidelines for passing of consent orders. If you wish to avail the consent process, you may apply in the prescribed form given in the said Circular. Your application should be forwarded to the address mentioned in the said Circular under intimation to the undersigned.
Yours faithfully,
BARNALI MUKHERJEE
DEPUTY GENERAL MANAGER
INVESTIGATION DEPARTMENT
IVD/ID6/BM/NR/NUM/102745/2007
August 30, 2007
Shri. Harish Deviji Ruparel
Numero Uno Projects Ltd.
2, Laxmi Bhavan
260, Sion Matunga (E)
Scheme No.6, Sion (E)
Mumbai – 400 022.
Dear Sir,
Sub: Personal hearing in the matter of Numero Uno Projects Ltd.
This has reference to our show cause notice dated August 25, 2004 with regard to the SEBI investigation in the matter of Numero Uno Projects Ltd.
In this connection, this is to inform you that personal hearing has been granted to you by the Whole Time Member (Shri V K Chopra), SEBI. The personal hearing is scheduled on September 18 at 11.00 a.m. before WTM (Shri V.K. Chopra) at the venue stated below:-
Securities and Exchange Board of India
Plot No.C4-A, “G” Block, Bandra Kurla Complex
Bandra (E), Mumbai- 400 051
Please confirm your attendance by September 10, 2007.
You may note that this opportunity is given to you to adduce all evidences and clarifications in support of your contentions, if any for the charges leveled against you in the said case. If you do not appear before WTM on the said date of hearing, it will be presumed that you have nothing further to state and SEBI may proceed further in this matter and pass order as it deems fit based on the material available on record including your submissions made earlier.
Vide Circular no. EFD/ED/Cir-1/2007 dated April 20, 2007 (available at www.sebi.gov.in), SEBI has come out with guidelines for passing of consent orders. If you wish to avail the consent process, you may apply in the prescribed form given in the said Circular. Your application should be forwarded to the address mentioned in the said Circular under intimation to the undersigned.
Yours faithfully,
BARNALI MUKHERJEE
