SUMMON TO COMPEL THE PRODUCTION OF DOCUMENTS BEFORE THE INVESTIGATING AUTHORITY
[Under Section 11(3) of the Securities and Exchange Board of India Act, 1992]
(Act 15 of 1992)
To,
Tarak Consultants Pvt Ltd
91 N.S. Road
Kolkata – 700 001
WHEREAS your attendance is required in connection with the investigations instituted by Securities and Exchange Board of India (hereinafter referred to as `SEBI') in the case relating to the dealings in the scrip of M/s Blue Print Securities Limited
AND WHEREAS you were summoned to appear on March 27, 2007 and April 09, 2007, April 18, 2007 before the investigating officer(s) named below in person and again on April 27, 2007. You failed to appear on all the above dates.
AND WHEREAS you are hereby given last and final opportunity to appear on July 20, 2007 at 11.30 A.M. before the investigating officer(s) named below in person with all the details mentioned in the annexure attached. Please note that you will not be given any further opportunity to appear before the investigating authority, if you fail to appear on the aforesaid date. You can be accompanied by person(s) able to answer all questions in relation to the said investigation. You are further directed to produce on that date all the documents asked from you at our office.
Securities and Exchange Board of India
L&T Chambers, 3rd Floor,
16, Camac Street,
Kolkata – 700 017.
Take notice that, in default of your appearance on the above-mentioned date, investigation proceedings would be continued in your absence. Further take notice that without prejudice to the provisions of any other law for the time being in force, if you omit to attend and give evidence or to produce the books of accounts and/or documents as required, SEBI will initiate adjudication proceedings against you under which you could be levied a penalty of one lakh rupees for each day during which such failure occurs continuously or one crore rupees, whichever is less as provided under section 15A of Securities and Exchange Board of India Act. Further, criminal prosecution may also be launched against you under section 11C(6) which provides for a punishment with imprisonment for a term which may extend to one year or with fine which may extend to one crore, or with both, and also a further fine which may extend to five lakh rupees for each day after the first during which the failure or refusal continues.
GIVEN under my hand and the seal of the Board, this day Tuesday, July 12, 2007
Signature of the Investigating Officer
Name of the Investigating Officer JAYANTA JASH
DIVISION CHIEF
Seal
ANNEXURE
Sub: Trading in the scrip of M/s Blue Print Securities Ltd.
1. Address
2. PAN NO.
3. Demat Account Details
4. Details of directorships in companies (details such as name and address of registered office address of the companies). Please also state whether you have any other business interest related to securities market such as sole proprietary firm etc. If yes the name and address of the same should be provided.
5. Details of directorships in companies/ other business interest such as sole proprietary firm related to securities market etc. of relatives of your proprietor.
6. Details of your transactions in the scrip of M/s Blue Print Securities Ltd. in the following format during the period from October 2004 to March 2005 :
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Sl. No.
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Date
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Quantity
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Rate
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Buy/ Sell
|
|
|
|
|
|
|
|
|
|
|
|
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7. Copies of the Contract Notes issued by the broker for your transactions in the scrip for the period October 2004 to March 2005
8. Copies of the relevant statement of accounts issued by the broker for your transactions in the scrip during the period October 2004 to March 2005 duly highlighting the transactions
9. Statement of deliveries made to the broker and received from the broker for your transactions in the scrip during the period October 2004 to March 2005 in the following format:
|
Sl. No
|
Tran.
Date
|
Qty
|
Bought/
Sold
|
Date of del. recd. from/
made to broker
|
Qty. recd./
delivered
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|
|
|
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|
|
|
10. To furnish the details of relevant bank transactions, evidencing the receipts and payments from/to the broker for your transactions pertaining to the scrip in the following format:
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Sl. No
|
Tran.
Date
|
Qty
|
Bought/
Sold
|
Date of Pay-in made to/pay-in recd. From broker
|
Amount
|
|
|
|
|
|
|
|
11. Details of all off market transactions, if any in the scrip during the period from October 2004 to March 2005
12. Details of relationship with the promoters/ directors of the company M/s Blue Print Securities Ltd., if any
13. Details of relationship with the brokers dealing in the scrip, if any
14. Reasons for trading in this scrip
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