SUMMONS TO APPEAR IN PERSON AND COMPEL THE PRODUCTION OF DOCUMENTS BEFORE THE INVESTIGATING AUTHORITY
[Under Section 11(3), 11 C (3) & 11C (5) of the Securities and Exchange Board of India Act, 1992 (Act 15 of 1992)]
Sanjay Enterprises
4 Ballav Das Street
Kolkata – 700 007
WHEREAS your co-operation is required in connection with the investigation instituted by Securities and Exchange Board of India (hereinafter referred to as ‘SEBI') in the case of M/s Sangotri Constructions Ltd.
AND WHEREAS you were summoned to appear on June 15, 2007, June 27, 2007 and July 05, 2007 before the investigating officer(s) named below in person and you failed to appear on all the above dates.
AND WHEREAS you are summoned to appear in person on July 24, 2007 at 11.30 A.M. with all the details mentioned in the Annexure before the Investigating Authority named below, at the following address:
Securities and Exchange Board of India
L&T Chambers, 3rd Floor,
16, Camac Street,
Kolkata – 700 017
Further please take notice that, without prejudice to the provisions of any other law for the time being in force, if you intentionally do not appear before the Investigating Authority or omit to produce the books of accounts and/or documents as required, SEBI may initiate prosecution / adjudication against you under Section 24 and /or Section 11(C)(6) and /or Section 15 of the Securities and Exchange Board of India Act, 1992.
GIVEN under my hand and the seal of the Board, this day Monday, July 16, 2007
Signature of the Investigating Authority Sd/-__
Name of the Investigating Authority: JAYANTA JASH
GENERAL MANAGER
Seal
ANNEXURE
Sub: Trading in the scrip of M/s Sangotri Constructions Ltd.
1. Address
2. PAN NO.
3. Demat Account Details
4. Details of directorships in companies (details such as name and address of registered office address of the companies). Please also state whether you have any other business interest related to securities market such as sole proprietary firm etc. If yes the name and address of the same should be provided.
5. Details of directorships in companies/ other business interest such as sole proprietary firm related to securities market etc. of relatives of your proprietor.
6. Details of your transactions in the scrip of M/s Sangotri Constructions Ltd. in the following format during the period from April 2003 to March 2005:
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Sl. No.
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Date
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Quantity
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Rate
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Buy/ Sell
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7. Copies of the Contract Notes issued by the broker for your transactions in the scrip for the period April 2003 to March 2005
8. Copies of the relevant statement of accounts issued by the broker for your transactions in the scrip during the period April 2003 to March 2005 duly highlighting the transactions
9. Statement of deliveries made to the broker and received from the broker for your transactions in the scrip during the period April 2003 to March 2005 in the following format:
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Sl. No
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Tran.
Date
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Qty
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Bought/
Sold
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Date of del. recd. from/
made to broker
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Qty. recd./
delivered
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….2
: 2 :
10. To furnish the details of relevant bank transactions, evidencing the receipts and payments from/to the broker for your transactions pertaining to the scrip in the following format:
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Sl. No
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Tran.
Date
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Qty
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Bought/
Sold
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Date of Pay-in made to/pay-in recd. From broker
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Amount
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|
|
|
|
|
|
|
11. Details of all off market transactions, if any in the scrip during the period from April 2003 to March 2005
12. Details of relationship with the promoters/ directors of the company M/s Sangotri Constructions Ltd., if any
13. Details of relationship with the brokers dealing in the scrip, if any
14. Reasons for trading in this scrip
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