SUMMONS TO COMPELL PERSONAL APPEARANCE BEFORE THE INVESTIGATING AUTHORITY
[Under Section 11(3) of the Securities and Exchange Board of Act, 1992]
(Act 15 of 1992)
To
Consortex Karl Doelitzsch (India) Ltd.,
Sri Fort
Sadhbhavana Nagar
Balampally Village
Hindupur,
Anathpur Dist.
Andhra Pradesh
BY SPEED POST WITH ACK DUE
WHEREAS your co-operation is required in connection with the investigations instituted by Securities and Exchange Board of India (hereinafter referred to as 'SEBI') vide an order by Chairman in the case of Consortex Karl Doelitzsch (India) Ltd.
AND WHEREAS you are hereby summoned to appear before the investigating officer(s) named below on 17th March 2008 at 03:30pm, at our following Office, along with the documents mentioned in the Annexure:
SECURITIES AND EXCHANGE BOARD OF INDIA
3rd Floor DeMonte Building
DeMonte Colony, TTK Road, Alwarpet,
CHENNAI - 600 018
Further take notice that, without prejudice to the provisions of any other law for the time being in force, if you intentionally omit to produce the books of accounts and/or documents as required, criminal prosecution may be launched against you under Section 11C (6) which provides for a punishment with imprisonment for a term which may extend to one year or with fine which may extend to one crore, or with both, and also with a further fine which may extend to five lakh rupees for each day after the first during which the failure or refusal continues. Further, take notice that without prejudice to the provisions of any other law for the time being in force, if you omit to attend and give evidence or to produce the books of accounts and/or documents as required, SEBI will initiate adjudication proceedings against you under Section 15A of Securities and Exchange Board of India Act.
Given under my hand and the name of the Board, this 3rd March 2008.
Signature of the investigating Office :
Name of the Investigating Officer : A Sunilkumar
General Manager
Seal
Annexure
IT HAS BEEN OBSERVED that you have confirmed the DRNs covering, inter alia, the following share certificates for dematerialisation, lodged by Mr.Shravan Rao V.P., through his DP, Centurion Bank:
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Sl. No.
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DRN No.
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Certificate Numbers.
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Distinctive Numbers
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|
From
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To
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From
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To
|
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1.
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152163
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00300001
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00300009
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0000000001
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0000427270
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|
2.
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153712
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00305501
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00305602
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0000976201
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0001359000
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In this regard, you are advised to furnish copies of the DRNs, share certificates surrendered for dematerialization.
IT HAS BEEN NOTED that share certificates with the same set of dinstinctive numbers, as above, are still held by Andhra Pradesh Industries Development Corporation Ltd., in physical form. You are advised to furnish to us complete details, along with copies of supporting documents, of the basis of issue/transfer/dematerialization of another set of certificates with the same set of distinctive numbers.
ALSO, Audit Report by a qualified Chartered Accountant or a practicing Company Secretary on the reconciliation of the records of dematerialized securities with all the securities issued by Consortex Karl Doelitzche (India) Ltd., as has been directed by SEBI Order dated 29.09.2005.
You have also stated vide your earlier correspondence that the company had lodged an FIR with police in relation to the fraud committed by M/s. M.K. Securities Ltd. You are advised to provide details about the developments subsequent to filing of FIR with police.