Formats For Reports/Disclosures as per SEBI (SAST) Regulations 2011

Nov 22, 2011
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Takeovers : Formats as per SEBI (SAST) Regulations 2011

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Formats and the related Regulations of SAST Regulations 2011

1.

Format under Regulation 10(5) - Intimation to Stock Exchanges in respect of acquisition under regulation 10(1)(a).

2.

Format under Regulation 10(5) - Intimation to Stock Exchanges in respect of acquisition under regulation 10(4)(e).

3.

Format under Regulation 10(5) - Intimation to Stock Exchanges in respect of acquisition under regulation 10(4)(f).

4.

Format under Regulation 10(6) - Report to Stock Exchanges in respect of any acquisition made in reliance upon exemption provided for in regulation 10.

5.

Format under Regulation 10(7) - Report to SEBI in respect of any acquisition made in reliance upon exemption provided for in regulation 10 (1)(a)(i).

6.

Format under Regulation 10(7) - Report to SEBI in respect of any acquisition made in reliance upon exemption provided for in regulation 10(1)(a)(ii).

7.

Format under Regulation 10(7) - Report to SEBI in respect of any acquisition made in reliance upon exemption provided for in regulation 10(1)(a)(iii).

8.

Format under Regulation 10(7) - Report to SEBI in respect of any acquisition made in reliance upon exemption provided for in regulation 10(1)(a)(iv).

9.

Format under Regulation 10(7) - Report to SEBI in respect of any acquisition made in reliance upon exemption provided for in regulation 10(1)(a)(v).

10.

Format under Regulation 10(7) - Report to SEBI in respect of any acquisition made in reliance upon exemption provided for in regulation 10(1)(d)(iii).

11.

Format under Regulation 10(7) - Report to SEBI in respect of any acquisition made in reliance upon exemption provided for in regulation 10(1)(h).

12.

Format under Regulation 10(7) - Report to SEBI in respect of any acquisition made in reliance upon exemption provided for in regulation 10(2).

13.

Format under Regulation 10(7) - Report to SEBI in respect of any acquisition made in reliance upon exemption provided for in regulation 10(3) and (4)(c).

14.

Format under Regulation 10(7) - Report to SEBI in respect of any acquisition made in reliance upon exemption provided for in regulation 10(4)(a) and 10(4)(b).

15.

Format under Regulation 10 (7) - Report to SEBI in respect of any acquisition made in reliance upon exemption provided for in regulation 10(4)(f).

16.

Format under Regulation 15(1) - Public Announcement

17.

Format under Regulation 15(2) - Detailed Public Statement

18.

Format under Regulation 16(1) - Letter of Offer

19.

Format under Regulation 18(6) - Disclosure to Stock Exchanges about acquisitions made by the acquirer / PAC during the Offer Period.

20.

Format under Regulation 18(7) - Pre-offer Advertisement.

21.

Format under Regulation 18(12) - Post-offer Advertisement.

22.

Format under Regulation 26(7) - Recommendation on the Offer by the committee of independent directors of the Target Company.

23.

Format under Regulation 27(7) - Post-offer report to SEBI by Manager to the Offer.

24.

Format under Regulation 29(1)- Disclosure of Shareholding

25.

Format under Regulation 29(2)- Disclosure of acquisition/disposal of shares

26.

Format under Regulations 30(1) & (2) - Annual disclosure of shareholding / voting rights to the Stock Exchanges and the Target Company.

27.

Format under Regulations 31(1) & (2) - Disclosure of encumbered shares and details of any invocation / release of such encumbrances to the Stock Exchanges and the Target Company.