वार्षिक रिपोर्टें 1996-1997

31 Mar 1997
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Annual Reports

Annual Report 1996-97




PART I  Policies and Programmes

  1. Review of The General Economic Environment and The Investment Climate
  2. Review of Policies and Programmes
    1. Primary Securities Market
    2. Secondary Securities Market
    3. Mutual Funds
    4. Intermediaries Associated with the Securities Markets
    5. Foreign Institutional Investment
    6. Other Policies and Programmes Having a Bearing on the Working of the Securities Markets
    7. Assessment and Prospects


PART II  Review of The Working and Operations of SEBI in
    The Securities Market
  1. Primary Securities Market
  2. Secondary Securities Market
  3. Mutual Funds
  4. Intermediaries Associated with the Securities Markets
  5. Foreign Institutional Investors
  6. Substantial acquisition of Shares and Take-overs
  7. Investigation, Enforcement and Surveillance (IES)
  8. Litigation, Appeals and Court Pronouncements


PART III  Functions of SEBI in Respect of Matters Specified in Section 11 of
    The Securities and Exchange Board of India Act, 1992
  1. Regulation of Business in the Stock Exchanges
  2. Registration and Regulation of the Working of Intermediaries
  3. Registration and Regulation of Collective Investment Schemes including Mutual Funds
  4. Promotion and Regulation of Self Regulatory Organisations
  5. Fraudulent and Unfair Trade Practices
  6. Investor Education and the Training of Intermediaries
  7. Prohibition of Insider Trading
  8. Substantial Acquisition of Shares & Take-overs
  9. Inspections and Inquiries
  10. Fees and Other Charges
  11. Research and Other Studies
  12. Other Functions


PART IV  Organisational Matters of The Securities and Exchange Board of India