OFFER DOCUMENTS RECEIVED / WITHDRAWN AND OBSERVATIONS
ISSUED BY SEBI FROM JANUARY 16, 2006 TO January 22, 2006
During the period, the following offer documents were filed with SEBI:
Sr.
No
Company
Lead Manager
(Pre-Issue)
Date of Receipt
Type of Issue#
Type of Instru-ment
Issue Price (Rs) (Face Value+
Premium)
Issue Size (Rs. in crores) (including Promoters Contribu-tion)
Promoters
Dealing
Office
1.
Kewal Kiran Clothing Ltd.
ENAM FINANCIAL CONSULTANTS PVT LTD.
16-Jan-06
IPO
Equity
(10 + *)
**
1. SHRI KEWALCHAND PUKHRAJ JAIN
2. SHRI HEMANT PUKHRAJ JAIN
3. SHRI DINESH PUKHRAJ JAIN
4. SHRI VIKAS PUKHRAJ JAIN
HO
2.
Prime Focus Limited
CENTRUM CAPITAL LIMITED
ICICI SECURITIES LTD.
1. MR.NARESH MALHOTRA
2. MRS. NEETA MALHOTRA
3. MR.NAMIT MALHOTRA
3.
GEE Limited
ARYAMAN FINANCIAL SERVICES LTD.
17-Jan-06
Rights
(10 + 5)
2.84
1. SHRI SHANKARLAL AGARWAL
2. SHRI GOVIND KUMAR SARAF
4.
D S Kulkarni Developers Ltd – Composite
A.K. CAPITAL SERVICES LTD.
INDIAN OVER- SEAS BANK
Composite
(10 + 100)
Public
1.SHRI D S KULKARNI
2.SHRI S M DESHPANDE
3.MS HEMLATA N PHADKE
4.SHRI MAKARAND S KULKARNI
5.MS JYOTI D KULKARNI
6.MS ASHWINI S DESHPANDEY
7.SHRI ANIL D KULKARNI
5.
Tata Teleservices(Maharashtra)Limited-Rights
DSP Merrill Lynch Ltd
18-Jan-06
(10 + (15-17)
@
1.TATA TELESERVICES
2.TATA SONS LTD
3.THE TATA POWER COMPANY LTD
6.
Lokesh Machines Ltd
KARVY INVESTOR SERVICES LTD
UTI SECURITIES LTD
19-Jan-06
(10+ *)
1. SHRI MULLAPUDI LOKESWARA RAO
2. SHRI B KISHORE BABU
3. SHRI M SRINIVAS
4. SHRI M SRIKRISHNA
5. MRS. M KANAKA DURGA
6. MRS. C SRIREKHA
7. M VIJAYA LAKSHMI
8. M RADHA KRISHNA
7.
Opto Circuits (India) Ltd – BB issue
Karvy Investor Services Ltd
20-Jan-06
FPO
1.SHRI VINOD RAMNANI
2.MS USHA RAMNANI
3.SHRI THOMAS DIETTKER
4.SHRI JAYESH C PATEL
8.
Today’s Writing Products Ltd – FPO
KEYNOTE CORPORATE SERVICES LTD
CANARA BANK
(10 + 70-84)
35.00 – 42.00
1. SHRI RAJESH KUMAR DROLIA
2. MS ANITA DROLIA
9.
Apollo Sindhoori Capital Investments Ltd.
SBI Capital Markets Ltd.
(10 + 90)
5.54
1.MS SUNITHA REDDY
2.DR PRATAP C REDDY
3.MS PREETHA REDDY
4.MS SUCHARITA REDDY
5.MS SANGEETA REDDY
6.MS SHOBANA KAMINENI
7.PCR INVESTMENTS LTD
SRO
10
RS Software (I) Pvt Ltd.
Ashika Capital Ltd
(10 + 55)
15.98
1.RAJNIT RAI JAIN
2.SARITA JAIN
ERO
During the said period, SEBI had issued observations on the following offer documents filed with it:
Sr. No.
Lead Manager (Pre-Issue)
Type of Issue
Type of Instrument
Issue Price (Rs) (Face Value + Premium)
Issue Size (Rs. in crores) (including Promoters Contribution)
Date of Final Observation
Dealing Office
Kilburn Engineer-ing Ltd.
IDBI CAPITAL MARKET SERVICES LTD.
(10 + 15)
16.87
Indo Tech Transfor-mers Ltd.
# IPO – Initial Public Offer; FPO – Follow-on Public Offer, OFS – Offer for Sale, RI – Rights Issue
* Premium cannot be ascertained as it is a book-built issue.
** Issue Size cannot be ascertained as it is a book-built issue.
@ Issue size not given.
Draft offer documents are available to the public from dealing offices of SEBI (on payment of Rs.100/- per document by DD in favour of SECURITIES AND EXCHANGE BOARD OF INDIA), Lead Managers & Stock Exchanges. The draft offer documents are also posted on the website (www.sebi.gov.in) under “Issues and Listing“.
Mumbai
January 27, 2006