Order in the matter of CapitalVia Global Research Limited

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Shri S. Raman, Whole Time Member, Securities and Exchange Board of India (SEBI), has passed an interim order cum show cause notice dated November 11, 2016 under sections 11(1), 11B and 11D of SEBI Act, 1992  against  CapitalVia Global Research Limited (SEBI registered investment adviser bearing registration no. INA200001512)  and its directors  viz. Mr. Kiran Ravindra Kumar Choudhary, Mr. Rohit Gadia, and Mr. Anshul Mansingka.

CapitalVia Global Research Limited and its directors have been directed:

1. not to solicit or  undertake any fresh advisory business with immediate effect till further directions.
2. to redress the grievances received and to comply with all provisions of IA Regulations and submit a compliance report to SEBI within three (3) months from the date of receipt of this order.

The full text of the order is available on the website: www.sebi.gov.in.