PROCESSING STATUS OF DRAFT OFFER DOCUMENTS FILED WITH SEBI DURING THE FINANCIAL YEAR 2007-08
(Status as on June 05, 2009)
1. SEBI (Disclosure and Investor Protection) Guidelines, 2000 require every issuer, being an unlisted company desirous of making an initial public offer and a listed company desirous of making a rights issue for a value exceeding Rs. 50 lacs or a public offer, to file a draft offer document with SEBI through a merchant banker(s). The merchant banker(s) correspond with SEBI on behalf of the issuer.
2(a) In terms of the Guidelines, SEBI may issue observations on a draft offer document filed with it within 30 days from the date of receipt of such draft offer document.
(b) If any additional information / clarification is sought by SEBI in relation to the draft offer document from the merchant banker(s), SEBI may issue such observations within 15 days from the date of receipt of satisfactory reply from the merchant banker(s).
3. In terms of General Order no. 1 of 2006, viz., SEBI (Issuance of Observations on Draft Offer Documents Pending Regulatory Actions) Order, 2006, issued by SEBI on December 8, 2006, under certain circumstances, SEBI is obligated to keep issuance of observations in abeyance for a period of 45 days or 90 days, as the case may be. Any time taken by entities/notice(s), being the issuer/its promoter(s)/director(s)/group companies against whom show cause notice has been issued by SEBI, shall be excluded while computing the period of 90 days.
4. SEBI issues observations only after receiving copy of in-principle approval from all stock exchanges on which the issuer intends to list its securities offered through the offer document.
5. If any reference is made by SEBI to other agencies in relation to any draft offer document, SEBI may await comments from such agencies before issuing observations on the draft offer document.
6. Certain abbreviations have been used in the report, the meaning of which is as under:
IPO (Fresh) = Initial public offer through issue of shares
IPO (Offer for Sale (OFS)) = Initial public offer through offer for sale of existing shares
IPO (Fresh + OFS) = Initial public offer through issue of shares as well as offer for sale of existing shares
FPO (Fresh) = Public offer by a listed company through issue of shares
FPO (Fresh + OFS) = Public offer by a listed company through issue of shares as well as offer for sale of existing shares
FPO (OFS) = Public offer by a listed company through offer for sale of existing shares
RI = Rights issue by a listed company, for a value in excess of Rs. 50 lacs
Composite Issue = Public offer cum rights issue by a listed company
SE = Stock Exchange
OD = Offer Document
LM = Lead Manager to the Issue
Coordinating LM (Pre-issue) =Lead Manager responsible for
coordinating with SEBI in respect of
he offer document.
7. This report is for the limited purpose of informing the processing status of draft offer documents filed with SEBI. For any further details, issuer / public may contact the LM(s) concerned.
8. In the report, draft offer documents on which observations have been issued or which have been withdrawn / closed have been highlighted in grey colour for easy reference.
9. Given below is the processing status of draft offer documents filed with SEBI for the FY 2007- 2008. The status is as on June 05, 2009. The report is being updated on a weekly basis and the next update would fall on June 12, 2009.
|
Issuer company |
Coordinating LM (Pre-issue) |
Type of Issue |
Draft OD receipt date |
Processing Status
|
|
|
1. |
Niraj Cement Structurals Limited |
Allbank Finance Limited |
IPO (Fresh)
|
April 02, 2007 |
Withdrawn vide letter dated 12-Jul-2007. Refiled on 02-Aug-2007 (Refer to sr. no. 42) |
|
2. |
National Hydroelectric Power Corporation Limited |
Enam Financial Consultants Private Limited |
IPO (Fresh+OFS) |
April 02, 2007 |
Draft offer document closed on April 11, 2008. [Refer para 8 above] |
|
3. |
Motilal Oswal Financial Services Limited |
Citigroup Global Markets India Private Limited |
IPO (Fresh)
|
April 02, 2007 |
Observations issued on 19-Jul-2007 |
|
4. |
Aries Agro Limited |
SREI Capital Markets Limited |
IPO (Fresh) |
April 04, 2007 |
Observations issued on 23-Oct-2007 |
|
5. |
Saamya Biotech (India) Limited |
UTI Securities Limited |
IPO (Fresh) |
April 09, 2007 |
Observations issued on 18-Jul-2007 |
|
6. |
Bharat Earth Movers Limited |
ICICI Securities Limited
|
FPO |
April 09, 2007 |
Observations issued on 24-May-2007 |
|
7. |
Koutons Retail India Limited |
JM Morgan Stanley Private Limited |
IPO (Fresh+ OFS) |
April 16, 2007 |
Observations issued on 6-Aug-2007 |
|
8. |
Power Grid Corporation of India Limited |
Kotak Mahindra Capital Company Limited |
IPO (Fresh+ OFS) |
April 17, 2007 |
Observations issued on 10-Aug-2007 |
|
9. |
Uma Precision Limited |
Karvy Investor Services Limited |
IPO (Fresh)
|
April 18, 2007 |
Observations issued on 25-Jun-2007 |
|
10. |
Burnpur Cement Limited |
Srei Capital Markets Limited |
IPO (Fresh) |
April 18, 2007 |
Observations issued on 11-Sep-2007 |
|
11. |
SVPCL Limited |
BOB Capital Markets Limited |
IPO (Fresh) |
April 27, 2007 |
Observations issued on 11-Sep-2007 |
|
12. |
Maytas Infra Limited |
DSP Merrill Lynch Limited |
IPO (Fresh) |
April 30, 2007 |
Observations issued on 27-Jul-2007 |
|
13. |
SVEC Constructions Limited |
Karvy Investor Services Limited |
IPO (Fresh) |
April 30, 2007 |
Observations issued on 13-Nov-07 |
|
14. |
Bodal Chemicals Limited |
Canara Bank |
RI |
May 03, 2007 |
Observations issued on 6-Feb-2008. |
|
15. |
Brahamputra Consortium Limited |
A. K. Capital Services Limited |
IPO (Fresh) |
May 04, 2007 |
Observations issued on 26-Jul-2007 |
|
16. |
Nandan Exim Limited |
Canara Bank |
RI |
May 11, 2007 |
Observations issued on 11-Oct-2007 |
|
17. |
ICICI Bank Limited |
Goldman Sachs (India) Securities Private Limited |
FPO(Fresh) |
May 14, 2007 |
Observations issued on 12-Jun-2007 |
|
18. |
Sakthi Finance Limited |
Keynote Corporate Services Limited |
RI |
May 17, 2007 |
Observations issued on 14-Sep-2007 |
|
19. |
Central Bank of India |
ICICI Securities Limited |
IPO (Fresh)
|
May 21, 2007 |
Observations issued on 6-Jul-2007 |
|
20. |
Kiri Dyes & Chemicals Limited |
Centrum Capital Limited |
IPO (Fresh) |
May 21, 2007 |
Withdrawn vide letter dated 20-Jul-2007. Refiled on 3-Sep-2007 (Refer to sr. no. 54) |
|
21. |
Orbit Exports Limited |
Keynote Corporate Services Limited |
RI |
May 23, 2007 |
Observations issued on 4-Sep-2007 |
|
22. |
Empee Distilleries Limited |
Allianz Securities Limited |
IPO (Fresh)
|
May 24, 2007 |
Observations issued on 19-Sep-2007 |
|
23. |
Entegra Limited |
Ashika Capital Limited |
RI |
May 29, 2007 |
Withdrawn vide letter dated 24-Dec-2007 |
|
24. |
Consolidated Construction Consortium Limited |
Enam Financial Consultants Private Limited |
IPO (Fresh)
|
May 31, 2007 |
Observations issued on 31-Jul-2007 |
|
25. |
UB Engineering Limited |
Ambit Corporate Finance Private Limited |
RI |
June 18, 2007 |
Observations issued on 12-Oct-2007 |
|
26. |
Varun Industries Limited |
IDBI Capital Market Services Limited |
IPO (Fresh) |
June 28, 2007 |
Observations issued on 20-Sep-2007 |
|
27. |
Jyothy Laboratories Limited |
Kotak Mahindra Capital Company Limited |
IPO (OFS) |
June 28, 2007 |
Observations issued on 19-Oct-2007 |
|
28. |
Kamayani Patients Care (India) Limited |
Nexgen Capitals Limited |
IPO (Fresh) |
June 29, 2007 |
Withdrawn vide letter dated 12-Mar-2008. |
|
29. |
ITD Cementation India Limited |
SBI Capital Markets Limited |
RI |
June 29, 2007 |
Observations issued on 10-Sep-2007 |
|
30. |
CHL Limited |
RR Financial Consultants Limited |
RI |
June 29, 2007 |
Withdrawn vide letter dated May 01, 2008. |
|
31. |
DIC India Limited |
SBI Capital Markets Limited |
RI |
June 29, 2007 |
Observations issued on 03-Oct-2007 |
|
32. |
Religare Enterprises Limited |
Enam Financial Consultants Private Limited |
IPO (Fresh) |
July 02, 2007 |
Observations issued on 28-Sep-2007 |
|
33. |
Ramsarup Lohh Udyog Limited |
Microsec Capital Limited |
IPO (Fresh) |
July 05, 2007 |
Observations issued on 23-Nov-2007 |
|
34. |
Renaissance Jewellery Limited |
Edelweiss Capital Limited |
IPO (Fresh) |
July 06, 2007 |
Observations issued on 17-Oct-2007 |
|
35. |
Precision Pipes and Profiles Company Limited |
UTI Securities Limited |
IPO (Fresh) |
July 11, 2007 |
Observations issued on 11-Oct-2007 |
|
36. |
Midvalley Entertainment Limited |
Religare Securities Limited |
IPO (Fresh) |
July 11, 2007 |
Withdrawn vide letter dated 19-Dec-2007. |
|
37. |
Aishwarya Telecom Limited |
SREI Capital Markets Limited |
IPO (Fresh) |
July 13, 2007 |
Observations issued on 18-Jan-2008. |
|
38. |
RNS Infrastructure Limited |
ICICI Securities Limited |
IPO (Fresh) |
July 13, 2007 |
Withdrawn vide letter dated 25-April-2008. |
|
39. |
Globus Spirits Limited |
SREI Capital Markets Limited |
IPO (Fresh) |
July 18, 2007 |
Observations issued on 28-Dec-2007 |
|
40. |
Bang Overseas Limited |
Almondz Global Securities Limited (Formerly Allianz Securities Limited) |
IPO (Fresh) |
July 20, 2007 |
Observations issued on 27-Dec-2007 |
|
41. |
Cholamadalam DBS Finance Limited |
Enam Financial Consultants Private Limited |
RI |
July 24, 2007 |
Observations issued on 31-Aug-2007 |
|
42. |
Niraj Cement Structurals Limited (refiled) |
Allbank Finance Limited |
IPO (Fresh)
|
August 02, 2007 |
Observations issued on 28-Feb-2008 |
|
43. |
BGR Energy Systems Limited |
SBI Capital Markets Limited |
IPO (Fresh)
|
August 03, 2007 |
Observations issued on 19-Oct-2007 |
|
44. |
Porwal Auto Components Limited |
Keynote Corporate Services Limited |
FPO |
August 09, 2007 |
Observations issued on 23-Nov-2007 |
|
45. |
Manjushree Extrusions Limited |
Centrum Capital Limited |
Composite Issue |
August 10, 2007 |
Observations issued on 8-Nov-2007 |
|
46. |
Edelweiss Capital Limited |
Kotak Mahindra Capital Company Limited |
IPO (Fresh)
|
August 17, 2007 |
Observations issued on 19-Oct-2007 |
|
47. |
Wockhardt Hospitals Limited |
Citigroup Global Markets India Private Limited |
IPO (Fresh) |
August 21, 2007 |
Observations issued on 27-Nov-2007 |
|
48. |
Tata Steel Limited |
Citigroup Global Markets India Private Limited |
RI |
August 21, 2007 |
Observations issued on 27-Sep-2007 |
|
49. |
Mukesh Steels Limited |
SPA Merchant Bankers Limited |
RI |
August 22, 2007 |
Observations issued on 24-Dec-2007 |
|
50. |
Sita Shree Food Products Limited |
Keynote Corporate Services Limited |
IPO (Fresh) |
August 22, 2007 |
Observations issued on 20-Dec-2007 |
|
51. |
Rural Electrification Corporation Limited |
IL&FS Investsmart Limited |
IPO (Fresh + OFS) |
August 23, 2007 |
Observations issued on 30-Jan-2008 |
|
52. |
Tecpro Systems Limited |
SBI Capital Markets Limited |
IPO (Fresh) |
August 27, 2007 |
Observations issued on 28-Dec-2007 |
|
53. |
Somi Conveyor Beltings Limited |
Ashika Capital Limited |
IPO (Fresh) |
August 27, 2007 |
Refiled on 16-Nov-2007, as there were certain non-compliances of SEBI (DIP) Guidelines, 2000 (Refer to sr. no. 99) |
|
54. |
Kiri Dyes and Chemicals Limited (Refiled) |
Centrum Capital Limited |
IPO (Fresh) |
September 03, 2007 |
Observations issued on 28-Dec-2007 |
|
55. |
Tulsi Extrusions Limited |
Almondz Global Securities Limited |
IPO (Fresh) |
September 03, 2007 |
Observations issued on 19-Dec-2007 |
|
56. |
Alkali Metals Limited |
Religare Securities Limited |
IPO (Fresh) |
September 05, 2007 |
Observations issued on 31-Dec-2007 |
|
57. |
eClerx Services Limited |
JM Financial Consultants Private Limited |
IPO (Fresh + OFS) |
September 10, 2007 |
Observations issued on 19-Oct-2007 |
|
58. |
Cords Cable Industries Limited |
Collins Stewart Inga Private Limited |
IPO (Fresh) |
September 10, 2007 |
Observations issued on 30-Nov-2007 |
|
59. |
Khadim India Limited |
Microsec Capital Limited |
IPO (Fresh) |
September 11, 2007 |
Observations issued on 21-May-2008 |
|
60. |
Brigade Enterprises Limited |
J. P. Morgan India Private Limited |
IPO (Fresh) |
September 14, 2007 |
Observations issued on 20-Nov-2007 |
|
61. |
OnMobile Global Limited |
ICICI Securities Limited |
IPO (Fresh + OFS) |
September 14, 2007 |
Observations issued on 04-Dec-2007 |
|
62. |
J.Kumar Infraprojects Limited. |
Anand Rathi Securities Limited. |
IPO (Fresh) |
September 17, 2007 |
Observations issued on 03-Dec-2007 |
|
63. |
The Federal Bank Limited |
SBI Capital Markets Limited |
RI |
September 17, 2007 |
Observations issued on 19-Oct-2007 |
|
64. |
Hindustan Oil Exploration Company Limited |
JM Financial Consultants Private Limited |
RI |
September 19, 2007 |
Observation issued on 05-Nov-2007 |
|
65. |
Avon Weighing System Limited |
Keynote corporate Services Limited. |
IPO (Fresh) |
September 21, 2007 |
Observation issued on 12-Mar-2008. |
|
66. |
Rithwik Projects Limited |
Saffron Capital Advisors Private Limited |
IPO (Fresh) |
September 21, 2007 |
Observation issued on 14-Jan-2008. |
|
67. |
Elysium Pharmaceuticals Limited |
Canara Bank |
IPO (Fresh) |
September 24, 2007 |
Withdrawn vide letter dated 13-August-2008. |
|
68. |
Neel Metal Products Limited |
ICICI Securities Limited |
IPO (Fresh) |
September 24, 2007 |
File closed vide letter dated 04-Oct-2007 to LM, on account of non-disclosure of Auditor’s Report in draft offer document and incorrect disclosure regarding eligibility for the issue. Refiled on 22-Oct-2007 (Refer to sr. no. 90) |
|
69. |
KNR Constructions Limited |
Axis Bank Limited |
IPO (Fresh) |
September 26, 2007 |
Observation issued on 10-Dec-2007 |
|
70. |
NKG Infrastructure Limited |
SPA Merchant Bankers Limited |
IPO (Fresh) |
September 26, 2007 |
Observation issued on 6-Feb-2008. |
|
71. |
Emmar MGF Land Limited |
Enam Securities Private Limited |
IPO (Fresh) |
September 26, 2007 |
Observations issued on 7-Jan-2008 |
|
72. |
Ybrant Technologies Limited |
Yes Bank Limited |
IPO (Fresh) |
September 27, 2007 |
Withdrawn vide letter dated 15-Feb-08. |
|
73. |
Transformers and Rectifiers (India) Limited |
Enam Securities Private Limited |
IPO (Fresh) |
September 27, 2007 |
Observations issued on 15-Nov-07 |
|
74. |
Network 18 Fincap Limited (refiled) |
ICICI Securities Limited |
RI
|
September 27, 2007 |
Observations issued on 01-Jan-08. |
|
75. |
Vijai Infrastructure Limited |
SPA Merchant Bankers Limited |
IPO (Fresh) |
September 28, 2007 |
Observations issued on 10-June-08. |
|
76. |
Austral Coke & Projects Limited |
Allbank Finance Limited |
IPO (Fresh) |
September 28, 2007 |
File closed vide letter dated 12-Oct-2007 to LM, on account of incorrect Auditor’s Report disclosed in draft offer document and incorrect disclosure regarding promoters’ contribution. Refiled on 6-Nov-2007 (Refer to sr. no. 94) |
|
77. |
Anu’s Laboratories Limited |
Almondz Global Securities Limited |
IPO (Fresh) |
September 28, 2007 |
Observations issued on 21-Feb-08. |
|
78. |
IRB Infrastructure Developers Limited |
Deutsche Equities India Private Limited |
IPO (Fresh) |
September 28, 2007 |
Observations issued on 18-Dec-07 |
|
79. |
TCG Life sciences Limited |
Kotak Mahindra Capital Company Limited |
IPO (Fresh) |
September 28, 2007 |
Observations issued on 14-Feb-08 |
|
80. |
The Indian Hotels Company Limited |
JM Financial Consultants Private Limited |
RI |
September 28, 2007 |
Observations issued on 25-Jan-08 |
|
81. |
Shriram EPC Limited |
Kotak Mahindra Capital Company Limited |
IPO (Fresh) |
September 28, 2007 |
Observations issued on 03-Jan-08 |
|
82. |
Future Capital Holdings Limited |
Kotak Mahindra Capital Company Limited |
IPO (Fresh) |
September 28, 2007 |
Observations issued on 24-Dec-07 |
|
83. |
Prince Foundations Limited |
Anand Rathi Securities Limited |
IPO (Fresh) |
September 28, 2007 |
Observations issued on 24-Jan-08 |
|
84. |
The Dhanalakshmi Bank Limited |
Enam Securities Private Limited |
RI |
September 28, 2007 |
Observations issued on 03-Jan-08 |
|
85. |
Reliance Power Limited |
Kotak Mahindra Capital Company Limited |
IPO (Fresh) |
October 03, 2007 |
Observations issued on 28-Dec-07 |
|
86. |
Gammon Infrastructure Projects Limited (Refiled) |
SSKI Corporate Finance Limited |
IPO (Fresh) |
October 03, 2007 |
Observations issued on 18-Jan-2008. |
|
87. |
Exide Industries Limited |
SBI Capital Markets Limited |
RI |
October 09, 2007 |
Observations issued on 30-Nov-07. |
|
88. |
Persistent Systems Limited |
Enam Securities Private Limited |
IPO (Fresh+ OFS) |
October 12, 2007 |
Observations issued on 06-Dec-07. |
|
89. |
Titagarh Wagons Limited (Refiled) |
Kotak Mahindra Capital Company Limited |
IPO (Fresh+ OFS) |
October 16, 2007 |
Observation issued on 8-Feb-2008. |
|
90. |
Neel Metal Products Limited (Refiled) |
ICICI Securities Limited |
IPO (Fresh) |
October 22, 2007 |
Observations issued on 18-Jan-2008. |
|
91. |
First Winner Industries Limited |
Almondz Global Securities Limited. |
IPO (Fresh) |
October 26, 2007 |
Observations issued on 30-April-2008. |
|
92. |
Jhaveri Flexo India Limited |
Saffron Capital Advisors Private Limited |
IPO (Fresh) |
November 01, 2007 |
Observations issued on 20-Feb-2008. |
|
93. |
Archidply Industries Limited |
Motilal Oswal Investment Advisors Private Limited |
IPO (Fresh) |
November 06, 2007 |
Observations issued on 29-April-2008. |
|
94. |
Austral Coke & Projects Limited (Refiled) |
Allbank Finance Limited |
IPO (Fresh) |
November 06, 2007 |
Observations issued on 16-May-2008. |
|
95. |
Gokul Refoils and Solvent Limited |
Anand Rathi Securities Limited |
IPO (Fresh) |
November 07, 2007 |
Observations issued on 27-Feb-2008. |
|
96. |
Surya Food & Agro Limited |
Keynote Corporate Services Limited |
IPO (Fresh) |
November 08, 2007 |
Observations issued on 27-Feb-2008. |
|
97. |
Lotte India Corporation Limited |
SBI Capital Markets Limited |
RI |
November 14, 2007 |
Observations issued on 10-Jan-2008. |
|
98. |
Vascon Engineers Limited |
Kotak Mahindra Capital Company Limited |
IPO (Fresh) |
November 15, 2007 |
Observations issued on 18-Jan-2008. |
|
99. |
Somi Conveyor Beltings Limited |
Ashika Capital Limited |
IPO (Fresh) |
November 16, 2007 |
Observations issued on 01-April-2008. |
|
100. |
V-guard Industries Limited |
Anand Rathi Securities Limited |
IPO (Fresh) |
November 20, 2007 |
Observations issued on 10-Jan-2008. |
|
101. |
Acme Tele power Limited |
Kotak Mahindra Capital Company Limited |
IPO (Fresh) |
November 27, 2007 |
Observation issued on 6-Feb-2008. |
|
102. |
Xenitis Infotech Limited |
Yes Bank Limited |
IPO (Fresh) |
November 28, 2007 |
Observation issued on 5-Feb-2008. |
|
103. |
Maral Overseas Limited |
Chartered Capital and Investment Limited |
RI |
November 28, 2007 |
Observation issued on 07-May-2008. |
|
104. |
Sejal Architectural Glass Limited |
Saffron Capital Advisors Private Limited |
IPO (Fresh) |
December 04, 2007 |
Incomplete documentation. Processing commenced from the date of receipt of complete documentation, which has been taken as the inward date (Refer to sr. no. 105) |
|
105. |
Sejal Architectural Glass Limited (Refer to sr. no. 104) |
Saffron Capital Advisors Private Limited |
IPO (Fresh) |
December 11, 2007 |
Observations issued on 29-April-2008. |
|
106. |
Mandhana Industries Limited |
Edelweiss Capital Limited |
IPO (Fresh) |
December 12, 2007 |
Observations issued on 21-Aug-2008. |
|
107. |
Mahindra Holidays & Resorts India Limited |
Kotak Mahindra Capital Company Limited |
IPO (Fresh) |
December 14, 2007 |
Observations issued on 27-May-2008. |
|
108. |
Resurgere Mines & Minerals India Limited |
Motilal Oswal Investment Advisors Private Limited |
IPO (Fresh) |
December 11, 2007 |
Incomplete documentation. Processing commenced from the date of receipt of complete documentation, which has been taken as the inward date (Refer to sr. no. 109) |
|
109. |
Resurgere Mines & Minerals India Limited (Refer to sr. no. 108) |
Motilal Oswal Investment Advisors Private Limited |
IPO (Fresh) |
December 14, 2007 |
Observations issued on 13-May-2008. |
|
110. |
Damodar Threads Limited |
Canara Bank |
RI |
December 14, 2007 |
Observations issued on 08-August-2008. |
|
111. |
Oil India Limited |
Morgan Stanley |
IPO (Fresh) |
December 14, 2007 |
Observations issued on 11-September-2008. |
|
112. |
Shankara Pipes India Limited |
Keynote Corporate Services Limited |
IPO (Fresh) |
December 17, 2007 |
Incomplete documentation. Processing commenced from the date of receipt of complete documentation, which has been taken as the inward date (Refer to sr. no. 120) |
|
113. |
Ramky Infrastructure Limited |
Enam Securities Private Limited |
IPO (Fresh) |
December 17, 2007 |
Observations issued on 28-Aug-2008. |
|
114. |
DB Corp Limited |
Enam Securities Private Limited |
IPO (Fresh) |
December 17, 2007 |
Observations issued on 11-July-2008. |
|
115. |
Bafna Pharmaceuticals Limited |
Keynote Corporate Services Limited |
IPO (Fresh) |
December 19, 2007 |
Incomplete documentation. Processing commenced from the date of receipt of complete documentation, which has been taken as the inward date (Refer to sr. no. 126) |
|
116. |
Pride Hotels Limited |
Edelweiss Capital Limited |
IPO (Fresh) |
December 24, 2007 |
Observations issued on 29-Feb-2008. |
|
117. |
Infinity Infotech Parks Limited |
Anand Rathi Securities Limited |
IPO (Fresh) |
December 24, 2007 |
Observations issued on 29-April-2008. |
|
118. |
Birla Cotsyn (India) Limited |
Allbank Finance Limited |
IPO (Fresh) |
December 24, 2007 |
Incomplete documentation. Processing commenced from the date of receipt of complete documentation, which has been taken as the inward date (Refer to sr. no. 127) |
|
119. |
The Oudh Sugar Mills Limited. |
Enam Securities Private Limited |
RI |
December 24, 2007 |
Incomplete documentation. Processing commenced from the date of receipt of complete documentation, which has been taken as the inward date (Refer to sr. no. 133) |
|
120. |
Shankara Pipes India Limited (Refer to sr. no. 112) |
Keynote Corporate Services Limited |
IPO (Fresh) |
December 28, 2007 |
File Closed. |
|
121. |
Dhandapani Finance Limited |
Centrum Capital Limited |
RI |
December 28, 2007 |
Observations issued on April 09, 2008. |
|
122. |
GE Capital Transportation Financial Services Limited |
JM Financial Consultants Private Limited |
RI |
December 28, 2007 |
Observations issued on 22-April-2008. |
|
123. |
Godrej Consumer Products Limited |
JM Financial Consultants Private Limited |
RI |
December 28, 2007 |
Observations issued on 4-Mar-2008. |
|
124. |
JK Tyres and Industries Limited |
Ambit Corporation Finance Private Limited |
RI |
December 31, 2007 |
Observations issued on 07-May-2008. |
|
125. |
Chemcel Biotech Limited |
AllBank Finance Limited |
IPO (Fresh) |
December 31, 2007 |
Observations issued on 12-June-2008. |
|
126. |
The Tengpani Tea Co. Limited. |
VC Corporate Advisors Pvt. Limited. |
RI |
January 01, 2008 |
Withdrawn vide letter dated 06-November-2008. |
|
127. |
Bafna Pharmaceuticals Limited (Refer to sr. no. 115) |
Keynote Corporate Services Limited |
IPO (Fresh) |
January 01, 2008 |
Observations issued on 23-April-2008. |
|
128. |
Birla Cotsyn (India) Limited (Refer to sr. no. 118) |
Allbank Finance Limited |
IPO (Fresh) |
January 02, 2008 |
Observations issued on 27-May-2008. |
|
129. |
Jaiprakash Power Ventures Limited |
Enam Securities Private Limited |
IPO (Fresh) |
January 09, 2008 |
Observations issued on 3-April-2008. |
|
130. |
Euro Multivision Limited. |
Anand Rathi Securities Limited |
IPO (Fresh) |
January 09, 2008 |
Incomplete documentation. Processing commenced from the date of receipt of complete documentation, which has been taken as the inward date (Refer to sr. no. 140) |
|
131. |
United Breweries Limited |
Ambit Corporation Finance Private Limited |
RI |
January 10, 2008 |
Observations issued on 01-April-2008. |
|
132. |
UTIAMC Limited. |
JM Financial Consultants Private Limited |
IPO (Offer For Sale) |
January 10, 2008 |
Observations issued on 22-April-2008. |
|
133. |
The Oudh Sugar Mills Limited. (Refer to sr. no. 119) |
Enam Securities Private Limited |
RI |
January 10, 2008 |
Observations issued on 27-May-2008. |
|
134. |
PNC Infratech Limited. |
Enam Securities Private Limited |
IPO (Fresh) |
January 15, 2008 |
Observations issued on 08-August-2008. |
|
135. |
Nu Tek India Limited. |
SPA Merchant Bankers Limited. |
IPO (Fresh+ OFS) |
January 15, 2008 |
Observations issued on 08-May-2008. |
|
136. |
Sea TV Limited. |
Chartered Capital and Investment Limited |
IPO (Fresh) |
January 17, 2008 |
Incomplete documentation. Processing commenced from the date of receipt of complete documentation, which has been taken as the inward date. |
|
137. |
Ashoka Buildcon Limited. |
IDFC-SSKI Pvt. Limited. |
IPO (Fresh) |
January 18, 2008 |
Observations issued on 14-Aug-2008. |
|
138. |
Pipavav Shipyard Limited. |
JM Financial Consultants Private Limited |
IPO (Fresh) |
January 18, 2008 |
Observation issued on September 18, 2008. |
|
139. |
Virgo Engineers Limited. |
Enam Securities Private Limited |
IPO (Fresh) |
January 18, 2008 |
Observations issued on 03-April-2008. |
|
140. |
Euro Multivision Limited. (Refer to sr. no. 130) |
Anand Rathi Securities Limited |
IPO (Fresh) |
January 23, 2008 |
Observation issued on March 16, 2009 |
|
141. |
JSW Energy Limited. |
JM Financial Consultants Private Limited |
IPO (Fresh) |
January 23, 2008 |
Withdrawn vide letter dt. 25.07.08 |
|
142. |
Cox And Kings (India) Limited |
Enam Securities Private Limited |
IPO (Fresh) |
January 25, 2008 |
Observations issued on 30-May-2008. |
|
143. |
Sea TV Network Limited. (Refer to sr. no. 135) |
Chartered Capital and Investment Limited |
IPO (Fresh) |
January 29, 2008 |
Observations issued on 23-Sep-2008. |
|
144. |
Lotus Eye Care Hospital Limited. |
Keynote Corporate Services Limited |
IPO (Fresh) |
January 31, 2008 |
Observations issued on 17-April-2008. |
|
145. |
The Ugar Sugar Works Limited. |
BOB Capital Markets Limited |
RI |
February 01, 2008 |
Observations issued on 22-Aug-2008. |
|
146. |
Century Extrusions Limited. |
VC Corporate Advisors Pvt. Limited. |
RI |
February 04, 2008 |
Observations issued on 02-May-2008. |
|
147. |
Reliance Infratel Limited. |
JM Financial Consultants Private Limited |
IPO (Fresh) |
February 04, 2008 |
Observations issued on 12-May-2008. |
|
148. |
SGN Telecoms Limited. |
Chartered Capital and Investment Limited |
RI |
February 05, 2008 |
File has been closed since the Lead Manager has failed to respond to SEBI’s letters Seeking clarification after giving adequate time. The Lead Manager has been informed about the closure of the file. |
|
149. |
Microsec Financial Services Limited. |
SBI Capital Markets Limited. |
IPO (Fresh) |
February 05, 2008 |
Observations issued on 06-August-2008. |
|
150. |
Sanguine Media Limited |
Fortress Capital Management Services Limited |
RI |
February 06, 2008 |
Observations issued on 30-May-2008. |
|
151. |
KSK Energy Ventures Limited. |
Kotak Mahindra Capital Company Limited |
IPO |
February 12, 2008 |
Observations issued on 29-May-2008. |
|
152. |
Impex Ferro-Tech Limited. |
Microsec Capital Limited |
RI |
February 15, 2008 |
Observations issued on 24-Oct-2008. |
|
153. |
Multi Commodity Exchange of India Limited. |
DSP Merrill Lynch Limited. |
IPO (Fresh+ OFS) |
February 18, 2008 |
Observations issued on 12-May-2008. |
|
154. |
Future Ventures India Limited. |
JM Financial Consultants Private Limited |
IPO (Fresh) |
February 22, 2008 |
Observations issued on 04-September-2008. |
|
155. |
ARSS Infrastructure Projects Limited. |
IDBI Capital Markets Services Limited. |
IPO (Fresh) |
February 25, 2008 |
Observations issued on 02-January-2009. |
|
156. |
Entegra Limited. |
Keynote Corporate Services Limited. |
RI |
February 04, 2008 |
Observations issued on 06-June-2008. |
|
157. |
20 Microns Limited. |
Keynote Corporate Services Limited. |
IPO (Fresh) |
March 05, 2008 |
Incomplete documentation. Processing commenced from the date of receipt of complete documentation, which has been taken as the inward date. |
|
158. |
Fineotex Chemical Limited. |
First Overseas Capital Limited. |
IPO (Fresh) |
March 04, 2008 |
File has been closed since the Lead Manager has failed to respond to SEBI’s letters Seeking clarification after giving adequate time. The Lead Manager has been informed about the closure of the file. |
|
159. |
Vishal Information Technologies Limited. |
Keynote Corporate Services Limited. |
IPO (Fresh+ OFS) |
March 12, 2008 |
Observations issued on 10-June-2008. |
|
160. |
20 Microns Limited. |
Keynote Corporate Services Limited. |
IPO (Fresh+ OFS) |
March 11, 2008 |
Observations issued on 26-June-2008. |
|
161. |
Apollo Health Street Limited |
ICICI Securities Limited |
IPO (Fresh) |
March 18, 2008 |
Observations issued on 25-August-2008. |
|
162. |
Chiripal Industries Limited |
IDBI Capital Market Services Limited |
IPO (Fresh) |
March 19, 2008 |
Observations issued on 25-February-2009. |
|
163. |
Tayo Rolls Limited. |
ICICI Securities Limited. |
RI |
March 24, 2008 |
Observations issued on 28-August-2008. |
|
164. |
Shoppers Stop Limited. |
Enam Securities Private Limited |
RI |
April 04, 2008 |
Observations issued on 11-September-2008. |
|
165. |
VRL Logistics Limited. |
Edelweiss Capital Limited |
IPO (Fresh) |
March 27, 2008 |
Observations issued on 25-August-2008. |
|
166. |
Bharat Oman Refineries Limited |
SBI Capital Markets Limited |
IPO (Fresh) |
March 28, 2008 |
Withdrawn vide letter dt. 03.03.09 |
|
167. |
Fact Enterprises Limited |
Saffron Capital Advisors Pvt Limited |
RI |
March 31, 2008 |
Observations issued on 28-May-2008. |
|
168. |
Restile Ceramics Limited |
Keynote Corporate Services Limited |
RI |
March 31, 2008 |
Observations issued on 02-September-2008. |