Annexure A

 

CUSTODIANS QUARTERLY REPORT FOR QUARTER ENDED ___________

A. GENERAL PARTICULARS

 

a.	NAME
b.	ADDRESS
c.	SEBI REGISTRATION NO.
d.	Telephone Nos.
e.	Fax Nos.
f.	E-mail Id
g.	Addresses of other offices, if any.
h.	Name and designation of compliance officer
i.	List of activities conducted
j.	List of other registrations held with SEBI
k.	List of other associate / subsidiary companies operating in the securities markets, their activities and registration numbers
l.	Networth as on ________ (Rs. in crores) (Please mention steps taken to fulfill the networth requirement, if inadequate)
m.	Detail of changes in infrastructure facilities eg. change / addition / reduction of office, computers, vault capacity, key employees etc during the quarter:

 

B. DETAILS OF CLIENTS & CORPUS VALUE

 

 

Type of Client	No.	Corpus Value as on ________ (Rs. in Crores)
FI
FII / SA
MF – Schemewise
NRIs
OCBs
Corporates
Brokers
Banks
Foreign Depository
Others
TOTAL

 

 

 

C. DETAILS OF CLIENTS / ACCOUNTS ADDED / DELETED DURING LAST 3 MONTHS

 

 

Name, Category, Corpus

 

 

D. DETAILS OF BUSINESS HANDLED

 

 

Details			Delayed Settlement		Not Settled
	No of Trns.	Value  Rs in Crs	No of Trns.	Value Rs in Crs	No of Trns.	Value Rs in Crs
B/F
Purchase
Sales
Total

 

Note:

1.      Delayed Settlement – trades which were settled beyond the stipulated settlement date.

2.      Not Settled – means trades for which the stipulated settlement date is over but the trade is yet to be settled.

3.      The particulars of trades which have not been settled are to be carried forward to subsequent quarters.

E. ADDITIONAL INFORMATION IF ANY

 

 

 

Signature

(Name and Designation)

 

DATE:

 

 

 

 

 

Note:

 

1.      Statement to be signed by authorised signatory of custodian

2.      This statement is to be submitted on quarterly basis as at the end of March, June, September & December.

3.      The statement is to be submitted so as to reach the Board within 15 days of end of quarter.