ANNEXURE 'A'


 
 

1 Name of the DP and 

SEBI Registration Number.

 
2 Name of the person in-charge of DP Operations  
2a Telephone Number   
3 Report Date  
4 Status of Demat Request Forms (DRF) No. of DRF No of shares
4a Pending at the beginning of the period (i.e. week)    
4b Received during the period    
4c Processed during the period    
4d Pending at end of the period     
4e DRF pending for less than 15 days    
4f 15 days to 1 month    
4g 1 month to 2 months    
4h 2 months and above    
5 Reasons for pending (give the top five reasons for delay)  Apprx. % of cases pending under each category
5a    
5b    
5c    
5d    
5e Others  
6 Remarks (suggestions/steps taken for improvement/ specific difficulties if any, with any company/registrar/others etc)  
7 Name and Signature of authorised person