Fees and Other Charges

Under various Regulations, SEBI is empowered to levy fees for offer documents and prospectuses which are filed with it, registration and renewal of registration of various intermediaries, mutual funds and in connection with take- overs. Table 34 gives details of fees and other charges collected by SEBI during 1996-97.

Table 34 : Fees Received

Item Fees Received (Rs. Lakh)
1995-96 1996-97*
Offer documents and prospectuses filed
Merchant Bankers
Underwriters
Portfolio Managers
Registrar to an Issue and Share Transfer Agents
Stock Brokers and Sub Brokers
Bankers to an Issue
Debenture Trustees
Take-over offer documents filed
Mutual Funds
Venture Capital Funds
Foreign Institutional Investors (approximate)
Depository
Depository Participants
Custodian of Securities
-
964.38
75.00
25.50
44.55
814.13
192.50
46.00
10.50
76.80
-
791.38
-
-
-
114.65
629.33
41.00
30.50
52.00
748.18
95.00
34.00
10.50
135.25
7.75
380.62
35.00
30.13
1.50
Total 3,040.74 2,345.41
*Figures for the year 1996-97 are unaudited.