List of Registered Custodian of Securities Sr. No. | Name of Custodian | Contact Address | Registration Valid Until | 1. | The Royal Bank Of Scotland N.V. (Formerly ABN Amro Bank N.V.) | Custodian Services, 1st Floor, Brady House, 14 Veer Nariman Road, Fort, Mumbai - 400 001. Tel. 022 - 66585908 Fax.- 022 – 22812589 | October 31, 2012 | 2 | Axis Bank Limited
| Solaris ‘C’ Wing, 9th Floor, Saki Vihar Road, Opp. L & T Gate No. 6, Powai, Mumbai – 400072. Tel No.: 022-40754264/83; Fax No.: 022-40754261/62 | April 25, 2013 | 3 | BNP Paribas | 62, Homji Street, Fort, Mumbai – 400 001 Phone: 022-66501300 Fax: 022-22642004 | January 31, 2013 | 4. | Citibank N. A. | Citibank, N.A., Securities & Fund Services Trend House, 3rd Floor, ‘G’ Block, Plot No. 60, Bandra Kurla Complex, Bandra (East), Mumbai – 400051 Tel. No. 022-40296300 Fax no. 022-26532202 | October 31, 2012 | 5 | DBS Bank Ltd. India | 3rd Floor, Fort House 221, Dr. D.N.Road, Fort , Mumbai - 400 001. Tel.- 022- 5638 8888, Fax.- 022 – 56388899 | October 31, 2012 | 6. | Deutsche Bank AG | Domestic Custodial Services DB House, Hazarimal Somani Marg, Fort Mumbai-400 001. Tel.No.: 022 - 56584600 Fax : 022 – 22075975 | October 31, 2012 | 7. | Edelweiss Custodial Services Limited | 14th Floor, Express Towers, Nariman Point, Mumbai-400021 Phone: 022-22864400 Fax: 022-40040793 | August 17, 2013 | 8. | HDFC Bank Ltd. | Custody Services, Lodha –I Think Techno Campus, Building -Alpha, 8th Floor, Opposite Crompton Greaves, Kanjur Marg (East), Mumbai – 400 042. Tel.No. – 022-30752800 Fax.- 022-25799861/25799862 | October 31, 2012 | 9. | Hongkong and Shanghai Banking Corporation Limited | Custody and Clearing, Plot No. 139-140 B, Western Express Highway, Sahar Road Junction, Vile Parle (East),, Mumbai – 400 057. Tel.No. – 022 – 40357000, Fax.- 022 – 40357469 | October 31, 2012 | 10. | ICICI Bank Limited. | Securities Markets Services, Empire Complex, 1st Floor, E7/F7 Senapati Bapat Marg, Lower Parel, Mumbai – 400 013, Tel.No. – 022 – 66672071/2005. Fax.- 022 – 66672740/2779 | October 31, 2012 | 11 | IL&FS Securities Services Ltd.
| IL&FS House, Plot No. 14, Raheja Vihar, Chandivli, Andheri East, Mumbai 400 072 Tel.No.: 022 – 2857 0965 Fax : 022- 2857 0948/49 | October 31, 2012 | 12 | JPMorgan Chase Bank, N.A. | 6th Floor, Paradigm Towers, Wing B, Mindspace, Malad, Mumbai - 400 064. Tel.- 022- 66506000 Fax.- 022- 66492504/05 | October 31, 2012 | 13. | Kotak Mahindra Bank Limited | Kotak Infiniti, 6th Floor, Zone IV, Custody Services Unit Building No. 21, Infinity Park, Off Western Express Highway, General A K Vaidya Marg, Malad (E), Mumbai 400 097 Tel.- 02266056825/66056933/ 66056898 Fax.- 022-67259060 | October 31, 2012 | 14. | Orbis Financial Corporation Ltd. | 4A Technopolis, Sector 54, Golf Club Road, Gurgaon - 122 002 Tel.-0124 –4546565 Fax.- 0124- 4546500 | June 16, 2011 | 15. | SBI-SG Global Securities Services Pvt. Ltd (Formerly SBI Custodial Services Pvt. Ltd.) | 12th Floor, State Bank Bhavan, Madam Cama Road, Mumbai 4000 21 Phone: 022-22833008/22855821 Fax: 022-22855822 | November 19, 2012 | 16. | Standard Chartered Bank | Custodial Services 23-24, Mahatma Gandhi Road Fort, Mumbai - 400 001. Tel.No: 022 – 2204 4444 Fax : 022 - 2285 3857/8 | October 31, 2012 | 17. | State Bank of India | Depository Participant & Global Custodial Services, Division (DP&GCS), Mumbai Main Branch, Mezzanine Floor, Post Box No. 13, Mumbai Samachar Marg, Fort, Mumbai - 400 001. Tel. No.: 022 – 22691088/22690749 Fax No.: 022 - 22624643 | October 31, 2012 | 18. | Stock Holding Corporation of India Limited | Centre Point , Unit No. 301, 3rd Floor, Dr. B. Ambedkar Road, Opposite Bharatmata Cinema, Parel, Mumbai 400 012. Tel.: 022 61779400-09 | October 31, 2012 | 19 | The Bank of Nova Scotia (Only for Gold and Gold related instrument)
| Mittal Tower, “B” Wing, Nariman Point, Mumbai 400 021 Tel.-022 – 883411-15, Fax.- 022- 22881078 | October 31, 2012 |
List of entities where in-principle approval has been granted Sr. no. | Name of Entity | Contact Address | Approval Valid Until | 1. | India Infoline Ltd. | Building No. 75, Nirlon Complex, Off Western Express Highway, Goregaon (East), Mumbai 400 063 Phone:022-66775900 Fax: 022-66489000 | June 04, 2010 | 2. | DSP Merrill Lynch Limited * | Mafatlal Centre, 10th Floor, Nariman Point, Mumbai 400 021 Phone: 022-66328454 Fax: 022-66328985 | October 21, 2010 | 3. | MF Global Sify Securities India Pvt. Ltd. * | No. 1, 2nd Floor, C-Block, Modern Centre, 101 K.K.Marg, Jacob Circle, Mahalaxmi, Mumbai 400 011 Phone: 022-23002999 Fax: 022-23002909 | February 05, 2010 | 4. | Globe Capital market Ltd. | 609-Ansal Bhawan, 16-K.G.Marg, New Delhi – 110001 Phone : 011-30412345 Fax: 011-23720883 | December 03, 2010 |
* Application withdrawn for registration as Custodian of Securities Note: The in –principle approval is valid upto one year within which the entities are required to satisfy the conditions mentioned in their respective approvals. Some of the general conditions inter-alia are as given below: a) Confirm the fulfillment of networth criteria as per the Regulation on the basis of audited financials. b) File documents evidencing presence of necessary vaults for safe custody of securities, computer systems capability, software to support custody operations required to effective discharge of your activities as custodian of securities. c) Undergo a system audit prior to commencement of operations. (The scope of the audit to be defined in consultation with SEBI.) d) Confirm the presence of adequate and competent persons who have the experience, capacity and ability of managing the business of the custodian of securities before the commencement of business.
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