Legal

Search ▼

Search

Date :

To

Department

Sub Section

Sub Sub Section

Intermediary

1 to 25 of 2581 records

1
2
3
4
5
6

Date	Title
Dec 05, 2024	Repository of documents relied upon by Merchant Bankers during due diligence process in Public issues
Dec 03, 2024	SMS and E-mail alerts to investors by stock exchanges
Nov 28, 2024	Business Continuity for Interoperable Segments of Stock Exchanges
Nov 26, 2024	Valuation of repurchase (repo) transactions by Mutual Funds.
Nov 22, 2024	Guidelines to Stock Exchanges, Clearing Corporations and Depositories
Nov 21, 2024	Withdrawal of Master Circular on issuance of No Objection Certificate (NOC) for release of 1% of Issue Amount
Nov 18, 2024	Amendment to Para 15 of Master Circular for Credit Rating Agencies (CRAs) dated May 16, 2024 (“Master Circular”)
Nov 13, 2024	Relaxation from certain provisions for units allotted to an employee benefit trust for the purpose of a unit based employee benefit scheme, Alignment of timelines for making distribution by InvITs and Format of Quarterly Report and Compliance Certificate – Infrastructure Investment Trusts (InvITs)
Nov 13, 2024	Relaxation from certain provisions for units allotted to an employee benefit trust for the purpose of a unit based employee benefit scheme, Alignment of timelines for making distribution by REITs and Format of Quarterly Report and Compliance Certificate - Real Estate Investment Trusts (REITs)
Nov 12, 2024	Simplified registration for Foreign Portfolio Investors (FPIs)
Nov 11, 2024	Trading supported by Blocked Amount in Secondary Market
Nov 11, 2024	Procedure for reclassification of FPI investment to FDI
Nov 05, 2024	Disclosure of expenses, half yearly returns, yield and risk-o-meter of schemes of Mutual Funds
Nov 04, 2024	Investments in Overseas Mutual Funds/ Unit Trusts by Indian Mutual Funds
Oct 25, 2024	Annual Compliance Certificate for Client Level Segregation by Non-individual Investment Advisers and timeline for submission of periodic reports
Oct 25, 2024	Periodic Reporting format for Research Analysts and Proxy Advisers
Oct 24, 2024	Clarification with respect to advertisement code for Research Analysts (RAs)
Oct 22, 2024	Modification in Annexure to Common Application Form (CAF)
Oct 22, 2024	Association of persons regulated by the Board and their agents with certain persons
Oct 22, 2024	Inclusion of Mutual Fund units in the SEBI (Prohibition of Insider Trading) Regulations, 2015
Oct 18, 2024	Clarification with regard to usage of 3 – in – 1 type accounts for making an application in public issue of securities
Oct 16, 2024	Introduction of Liquidity Window facility for investors in debt securities through Stock Exchange mechanism
Oct 15, 2024	Monitoring of position limits for equity derivative segment
Oct 14, 2024	Monitoring Shareholding of Market Infrastructure Institutions (MIIs)
Oct 14, 2024	Corrigendum to Circular on Ease of Doing Business in the context of Standard Operating Procedure for payment of “Financial Disincentives” by Market Infrastructure Institutions (MIIs) as a result of Technical Glitch

1 to 25 of 2581 records

1
2
3
4
5
6