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1 to 25 of 445 records

Date	Title
Nov 08, 2024	Request for interpretative letter under the Securities and Exchange Board of India (Informal Guidance), Scheme 2003 in connection with ‘fit and proper person’ criteria as specified under Schedule II of SEBI (Intermediaries) Regulations, 2008 by Baroda BNP Paribas Trustee India Private Limited.
Nov 08, 2024	Informal Guidance request received from CMS Info Systems Limited in relation to regulation 31 and 31A of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 read with regulation 2(1)(oo) and 2(1)(pp) of SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018
Nov 08, 2024	In the matter of Glenmark Life Sciences Limited under SEBI (Prohibition of Insider Trading) Regulations, 2015
Oct 11, 2024	Informal guidance in the matter of Bajaj Finserv Limited with respect to Regulation 23 of the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015
Aug 13, 2024	Informal Guidance request received from Anjani Portland Cement Limited on applicability of clause 3(b) of Part 1(A) of Securities and Exchange Board of India Master Circular dated June 2023 (“Master Circular on Scheme of Arrangement”)
Jul 08, 2024	Request for interpretative letter under the Securities and Exchange Board of India (Informal Guidance), Scheme 2003 in connection with Securities and Exchange Board of India (Issue and Listing of Non-Convertible Securities) Regulations, 2021 by Belstar Microfinance Limited.
May 18, 2024	Informal Guidance request received from Jagatjit Industries Limited in relation to Regulation 41A of Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015
Mar 15, 2024	Informal Guidance request received from ASKWA Multi Opportunities Fund in relation to Regulation 18 of Securities and Exchange Board of India (Alternative Investment Funds) Regulations, 2012
Mar 12, 2024	Informal Guidance request received from Mangalkari Asset Investment AIF in relation to Regulation 15(1)(c) of Securities and Exchange Board of India (Alternative Investment Funds) Regulations, 2012
Feb 29, 2024	Informal Guidance request received from K.J Joseph and Thomas John in relation to the provisions of the Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 2011
Jan 25, 2024	Informal Guidance request received from Axis Bank Limited in relation to the provisions of SEBI Master Circular dated July 11, 2023 on SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015
Jan 24, 2024	Informal Guidance request received from LV Angel Fund in relation to provisions for Angel Funds under the Securities and Exchange Board of India (Alternative Investment Funds) Regulations, 2012
Jan 15, 2024	In the matter of Share India Securities Limited under SEBI (Prohibition of Insider Trading) Regulations, 2015
Dec 27, 2023	Informal Guidance request received from Arihant Capital Markets Limited in relation to the provisions of the Securities and Exchange Board of India (Delisting of Equity Shares) Regulations, 2021
Dec 14, 2023	Informal Guidance request received from Athena Alternative Investments Trust in relation to Regulation 18 of Securities and Exchange Board of India (Alternative Investment Funds) Regulations, 2012
Nov 23, 2023	Request for informal guidance by way of an interpretative letter under the Securities and Exchange Board of India (Informal Guidance) Scheme, 2003 in connection with Regulation 30(4) of the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015
Nov 17, 2023	Informal Guidance request received from Jain Irrigation Systems Limited on applicability of Regulation 167(2) of the Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2018
Nov 15, 2023	Informal Guidance request received from Paramount Communications Limited in relation to the provisions of the Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2018.
Oct 25, 2023	Request for Informal Guidance by way of an Interpretative letter sought by Kreon Financials Services Ltd. in relation to Regulation 3(2) read with Regulation 3(3) of the SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 (“Takeover Regulations”)
Oct 25, 2023	In the matter of Rama Mines (Mauritius) Ltd. under SEBI (Prohibition of Insider Trading) Regulations, 2015
Oct 04, 2023	Request for informal guidance by way of an interpretative letter under the Securities and Exchange Board of India (Informal Guidance) Scheme, 2003 in relation to the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015
Sep 13, 2023	Informal Guidance Sought by Guardian Asset Management Private Limited regarding SEBI (Portfolio Managers) Regulations, 2020
Aug 08, 2023	Informal Guidance request received from Dolat Algotech Limited on applicability of Regulation 31(4) of the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015
Jul 31, 2023	Informal Guidance request received from Gujarat Gas Limited on applicability of regulation 44(5) read with regulation 3(2) of the SEBI (LODR) Regulations, 2015
Jun 23, 2023	Informal Guidance Letter to Vidli Restaurants Ltd. with regard to Regulation 10(1)(a)(i) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 (Takeover Regulations).

1 to 25 of 445 records