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1 to 25 of 401 records

Date	Title
Oct 18, 2022	Informal Guidance to PNB Investment Services Ltd with respect to Regulation 13A of the SEBI (Merchant Bankers) Regulations, 1992
Jul 20, 2022	Informal Guidance Sought by Club Millionaire Financial Services Pvt. Ltd. regarding shareholding in CDSL and treatment as Person Acting in Concert for a SEBI registered Portfolio Manager
Jul 12, 2022	In the matter of Deepak Nitrite Limited under SEBI (Prohibition of Insider Trading) Regulations, 2015
Jun 13, 2022	Informal Guidance sought by Ace Lansdowne Investments Services LLP under SEBI (Alternative Investment Funds) Regulations, 2012 and SEBI (Portfolio Managers) Regulations, 2020
May 23, 2022	Informal Guidance Sought by Guardian Capital Investment Advisors Private Limited under the SEBI (Investment Advisers) Regulations, 2013
May 01, 2022	Informal Guidance in the matter of Dhampur Sugar Mills Limited under Securities and Exchange Board of India (Informal Guidance) Scheme, 2003
Mar 31, 2022	Informal Guidance sought by Equirus Capital Private Limited in relation to provisions of Chapter III (Prospectus and Allotment of Securities) – Part I (Public Offer) of Companies Act, 2013
Mar 16, 2022	In the matter of Yes Bank Limited under SEBI (Prohibition of Insider Trading) Regulations, 2015
Feb 24, 2022	Informal Guidance sought by Genus Power Infrastructures Limited with respect to Securities and Exchange Board of India (Infrastructure Investment Trusts) Regulations, 2014
Feb 14, 2022	Informal Guidance sought by HDFC Securities Limited regarding Securities Contracts (Regulations) Rules, 1957
Feb 11, 2022	Informal Guidance sought by Sicomoro Advisors Pvt. Ltd. regarding SEBI (Investment Advisers) Regulations, 2013
Jan 17, 2022	Informal Guidance Sought by HDFC Securities Limited regarding SEBI (Research Analyst) Regulations, 2014
Dec 16, 2021	Informal guidance request of India Infradebt Limited by way of an interpretive letter under the SEBI (Informal Guidance) Scheme, 2003 in connection with SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2008, 2015 [Last amended on September 07, 2021] ( LODR Regulations)
Nov 26, 2021	Informal Guidance sought by SV Capital regarding SEBI (Investment Advisers) Regulations, 2013
Nov 01, 2021	Informal Guidance Sought by ASK Wealth Advisors Private Limited regarding SEBI (Portfolio Managers) Regulations, 2020
Oct 14, 2021	Informal guidance request of Muthoot Finance Limited under SEBI (Issue ad Listing of Non- convertible Securities) Regulations, 2021 regarding clarification on requirement of financial statements accompanied with the Auditor’s Report
Sep 30, 2021	Informal Guidance sought by Ambit Private Limited with respect to Securities and Exchange Board of India (Infrastructure Investment Trusts) Regulations, 2014
Sep 24, 2021	Informal Guidance sought by Jammu and Kashmir Bank Ltd. with respect to Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2018
Sep 22, 2021	Informal Guidance Letter to Emmessar Biotech and Nutrition Limited regarding Reg. 31A of SEBI (LODR) Regulations, 2015
Sep 13, 2021	In the matter of KDDL Limited under SEBI (Prohibition of Insider Trading) Regulations, 2015
Aug 12, 2021	Informal Guidance Sought by Vansh Capital Private Limited regarding SEBI (Investment Advisers) Regulations, 2013
Jul 02, 2021	Informal Guidance sought by Waterfield Financial and Investment Advisors Private Limited regarding SEBI (Investment Advisers) Regulations, 2013
Jun 29, 2021	Informal Guidance Sought by iFast Financial India Private Limited regarding SEBI (Investment Advisers) Regulations, 2013
May 20, 2021	Informal Guidance sought by Purnartha Investment Advisers Pvt. Ltd. regarding SEBI (Portfolio Managers) Regulations, 2020
May 11, 2021	Informal Guidance sought by Jade Capital Markets Pvt. Ltd. in connection with SEBI (Investment Advisers) Regulations, 2013

1 to 25 of 401 records