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1 to 25 of 398 records
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Date
Title
Jun 13, 2022
Informal Guidance sought by Ace Lansdowne Investments Services LLP under SEBI (Alternative Investment Funds) Regulations, 2012 and SEBI (Portfolio Managers) Regulations, 2020
May 23, 2022
Informal Guidance Sought by Guardian Capital Investment Advisors Private Limited under the SEBI (Investment Advisers) Regulations, 2013
May 01, 2022
Informal Guidance in the matter of Dhampur Sugar Mills Limited under Securities and Exchange Board of India (Informal Guidance) Scheme, 2003
Mar 31, 2022
Informal Guidance sought by Equirus Capital Private Limited in relation to provisions of Chapter III (Prospectus and Allotment of Securities) – Part I (Public Offer) of Companies Act, 2013
Mar 16, 2022
In the matter of Yes Bank Limited under SEBI (Prohibition of Insider Trading) Regulations, 2015
Feb 24, 2022
Informal Guidance sought by Genus Power Infrastructures Limited with respect to Securities and Exchange Board of India (Infrastructure Investment Trusts) Regulations, 2014
Feb 14, 2022
Informal Guidance sought by HDFC Securities Limited regarding Securities Contracts (Regulations) Rules, 1957
Feb 11, 2022
Informal Guidance sought by Sicomoro Advisors Pvt. Ltd. regarding SEBI (Investment Advisers) Regulations, 2013
Jan 17, 2022
Informal Guidance Sought by HDFC Securities Limited regarding SEBI (Research Analyst) Regulations, 2014
Dec 16, 2021
Informal guidance request of India Infradebt Limited by way of an interpretive letter under the SEBI (Informal Guidance) Scheme, 2003 in connection with SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2008, 2015 [Last amended on September 07, 2021] ( LODR Regulations)
Nov 26, 2021
Informal Guidance sought by SV Capital regarding SEBI (Investment Advisers) Regulations, 2013
Nov 01, 2021
Informal Guidance Sought by ASK Wealth Advisors Private Limited regarding SEBI (Portfolio Managers) Regulations, 2020
Oct 14, 2021
Informal guidance request of Muthoot Finance Limited under SEBI (Issue ad Listing of Non- convertible Securities) Regulations, 2021 regarding clarification on requirement of financial statements accompanied with the Auditor’s Report
Sep 30, 2021
Informal Guidance sought by Ambit Private Limited with respect to Securities and Exchange Board of India (Infrastructure Investment Trusts) Regulations, 2014
Sep 24, 2021
Informal Guidance sought by Jammu and Kashmir Bank Ltd. with respect to Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2018
Sep 22, 2021
Informal Guidance Letter to Emmessar Biotech and Nutrition Limited regarding Reg. 31A of SEBI (LODR) Regulations, 2015
Sep 13, 2021
In the matter of KDDL Limited under SEBI (Prohibition of Insider Trading) Regulations, 2015
Aug 12, 2021
Informal Guidance Sought by Vansh Capital Private Limited regarding SEBI (Investment Advisers) Regulations, 2013
Jul 02, 2021
Informal Guidance sought by Waterfield Financial and Investment Advisors Private Limited regarding SEBI (Investment Advisers) Regulations, 2013
Jun 29, 2021
Informal Guidance Sought by iFast Financial India Private Limited regarding SEBI (Investment Advisers) Regulations, 2013
May 20, 2021
Informal Guidance sought by Purnartha Investment Advisers Pvt. Ltd. regarding SEBI (Portfolio Managers) Regulations, 2020
May 11, 2021
Informal Guidance sought by Jade Capital Markets Pvt. Ltd. in connection with SEBI (Investment Advisers) Regulations, 2013
Apr 16, 2021
Informal Guidance sought by Paytm Money Limited regarding SEBI (Investment Advisers) Regulations, 2013
Mar 22, 2021
In the matter of Ramkrishna Forgings Limited - Informal guidance under regulation 10(1)(d)(iii) of SEBI (Substantial Acquisition of Shares and Takeover) Regulations, 2011 1
Feb 24, 2021
In the matter of Digispice Technologies Limited and Wall Street Finance Ltd under regulation 10(1)(a)(iii) of SEBI (Substantial Acquisition of Shares and Takeover) Regulations, 2011
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