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1 to 25 of 388 records

Date	Title
Nov 26, 2021	Informal Guidance sought by SV Capital regarding SEBI (Investment Advisers) Regulations, 2013
Nov 01, 2021	Informal Guidance Sought by ASK Wealth Advisors Private Limited regarding SEBI (Portfolio Managers) Regulations, 2020
Oct 14, 2021	Informal guidance request of Muthoot Finance Limited under SEBI (Issue ad Listing of Non- convertible Securities) Regulations, 2021 regarding clarification on requirement of financial statements accompanied with the Auditor’s Report
Sep 30, 2021	Informal Guidance sought by Ambit Private Limited with respect to Securities and Exchange Board of India (Infrastructure Investment Trusts) Regulations, 2014
Sep 24, 2021	Informal Guidance sought by Jammu and Kashmir Bank Ltd. with respect to Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2018
Sep 22, 2021	Informal Guidance Letter to Emmessar Biotech and Nutrition Limited regarding Reg. 31A of SEBI (LODR) Regulations, 2015
Sep 13, 2021	In the matter of KDDL Limited under SEBI (Prohibition of Insider Trading) Regulations, 2015
Aug 12, 2021	Informal Guidance Sought by Vansh Capital Private Limited regarding SEBI (Investment Advisers) Regulations, 2013
Jul 02, 2021	Informal Guidance sought by Waterfield Financial and Investment Advisors Private Limited regarding SEBI (Investment Advisers) Regulations, 2013
Jun 29, 2021	Informal Guidance Sought by iFast Financial India Private Limited regarding SEBI (Investment Advisers) Regulations, 2013
May 20, 2021	Informal Guidance sought by Purnartha Investment Advisers Pvt. Ltd. regarding SEBI (Portfolio Managers) Regulations, 2020
May 11, 2021	Informal Guidance sought by Jade Capital Markets Pvt. Ltd. in connection with SEBI (Investment Advisers) Regulations, 2013
Apr 16, 2021	Informal Guidance sought by Paytm Money Limited regarding SEBI (Investment Advisers) Regulations, 2013
Mar 22, 2021	In the matter of Ramkrishna Forgings Limited - Informal guidance under regulation 10(1)(d)(iii) of SEBI (Substantial Acquisition of Shares and Takeover) Regulations, 2011 1
Feb 24, 2021	In the matter of Digispice Technologies Limited and Wall Street Finance Ltd under regulation 10(1)(a)(iii) of SEBI (Substantial Acquisition of Shares and Takeover) Regulations, 2011
Feb 17, 2021	In the matter of PPAP Automotive Limted - Informal guidance under regulation 10(1)(d)(iii) of SEBI (Substantial Acquisition of Shares and Takeover) Regulations, 2011
Feb 08, 2021	In the matter of KCP Ltd. under SEBI (Prohibition of Insider Trading) Regulations, 2015
Feb 05, 2021	Informal Guidance sought by Sundaram Alternate Assets Limited in connection with SEBI (Investment Advisers) Regulations, 2013 and SEBI (Portfolio Managers) Regulations, 2020.
Feb 05, 2021	Informal guidance request of Beacon Trusteeship Limited under SEBI (Issue ad Listing of Securitised Debt Instruments and Security Receipts) Regulations, 2008
Jan 13, 2021	Informal Guidance Sought by HDFC Securities Limited regarding SEBI (Investment Advisers) Regulations, 2013
Dec 29, 2020	Informal Guidance sought by Scale Management Consultants LLP
Dec 01, 2020	Informal guidance in the matter of Mirae Asset Investment Managers (India) Pvt. Ltd.
Nov 18, 2020	Informal Guidance issued to Manaksia Aluminum Company Limited regarding Reg. 17(6) of SEBI (LODR) Regulations, 2015
Oct 28, 2020	informal Guidance request of Citi Group
Oct 26, 2020	Informal Guidance sought by SREI Multiple Asset Investment Trust

1 to 25 of 388 records