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1 to 25 of 214 records

Date	Title
Dec 12, 2024	Names of the companies/Intermediaries/MIIs having complaints pending for more than 3 months on SCORES as on November 30, 2024.
Dec 12, 2024	Status of SCORES complaints as on November 30, 2024
Nov 26, 2024	Warning letter issued to Mr. Samjibhai Dalabhai Chavada – unregistered investment advisor
Nov 20, 2024	Warning letter issued to Suganya K
Nov 20, 2024	Warning letter issued to Mani Ram K
Nov 18, 2024	Names of the companies/Intermediaries/MIIs having complaints pending for more than 3 months on SCORES as on October 31, 2024
Nov 18, 2024	Status of SCORES complaints as on October 31, 2024
Nov 18, 2024	Warning letter issued to Jayashri Balu Chougule/ Next Targets – Unregistered Investment Adviser
Nov 12, 2024	Warning Letter issued to Equi Research and Vikas Sen – Unregistered investment advisory
Nov 06, 2024	Warning letter issued to Shri Vishal Raju Patil (Sirux Learn) – Unregistered Investment Adviser
Oct 31, 2024	Warning letter issued to AT Consultancies/ Tanish Agarwal – Unregistered Investment Adviser
Oct 11, 2024	Names of the companies/Intermediaries/MIIs having complaints pending for more than 3 months on SCORES as on September 30, 2024
Oct 11, 2024	Status of SCORES complaints as on September 30, 2024
Oct 10, 2024	Warning Letter issued to Mr. Vishal Kushwaha / The Legend Trader - Unregistered Investment Adviser
Sep 30, 2024	Warning letter issued to MANJUNATHA S and SEEMON - Unregistered Investment Adviser
Sep 30, 2024	Warning letter issued to Banknifty Experts (proprietor: Mr. Nishant Kumar Singh)
Sep 24, 2024	Warning letter issued to Secure Ability Private Limited– Unregistered Investment Adviser
Sep 12, 2024	Warning Letter issued to Mr. Patil Kalpesh (Capited Group) – Unregistered Investment Advisor
Sep 11, 2024	Warning letter issued to Shri Gopal Balajirao Shinde – Unregistered Investment Adviser
Sep 11, 2024	Warning letter issued to Shri Karan Mahipalsingh Yadav – Unregistered Investment Adviser
Aug 21, 2024	Warning letter issued to Shri G. Manikandan- Unregistered Investment Adviser
Jul 16, 2024	Warning letter issued to Roshan Gupta & Ravikant Mishra’ – Unregistered Investment Adviser
Jul 16, 2024	Warning Letter issued to Mrs. Kumari Usha /www.stockssecurity.com - Unregistered Investment Adviser
Jul 12, 2024	Warning Letter issued to Shri Neeraj Sethi – Unregistered Investment Adviser
Jul 10, 2024	Status of SCORES complaints as on June 30 2024

1 to 25 of 214 records