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Date	Type	Title
May 17, 2023	Master Circulars	Master Circular for Stock Brokers
Mar 14, 2023	Orders	Settlement Order in the matter of settlement applications filed under the SEBI Settlement Scheme for Stock Brokers - 2022
Feb 15, 2023	Circulars	Maintenance of a website by stock brokers and depository participants
Feb 07, 2023	Regulations	Securities and Exchange Board of India (Stock Brokers) Regulations, 1992 [Last amended on February 07, 2023]
Feb 07, 2023	Circulars	Grant of extension of time to entities operating/ desirous of operating as Online Bond Platform Providers (OBPPs) for making an application to obtain certificate of registration as a stock broker under the Securities and Exchange Board of India (Stock Brokers) Regulations, 1992
Feb 07, 2023	Reports	Consultation paper on institutional mechanism for Stock Brokers to ensure prevention and detection of fraud or market abuse
Feb 06, 2023	Circulars	Enhanced obligations and responsibilities on Qualified Stock Brokers (QSBs)
Feb 03, 2023	Reports	Consultation paper on safeguarding clients’ funds placed with stock brokers/ Clearing Members (CMs): Upstreaming of clients’ funds to Clearing Corporations (CCs)
Jan 17, 2023	Regulations	Securities and Exchange Board of India (Stock Brokers) Regulations, 1992 [Last amended on January 17, 2023]
Jan 17, 2023	Regulations	Securities and Exchange Board of India (Stock Brokers) (Amendment) Regulations, 2023
Nov 28, 2022	Public Notices	Public Notice in respect of SEBI Settlement Scheme for 150 Stock Brokers, 2022
Nov 25, 2022	Circulars	Framework to address the ‘technical glitches’ in Stock Brokers’ Electronic Trading Systems
Nov 25, 2022	Orders	Adjudication Order in respect of S.P.J. Stock Brokers Private Ltd. in the matter of Era Constructions India Ltd.
Jun 30, 2022	Circulars	Modification in Cyber Security and Cyber resilience framework for Stock Brokers / Depository Participants
Jun 21, 2022	Orders	Adjudication Order in respect of Pantomath Stock Brokers Private Limited (now known as Pentagon Stock Brokers Private Limited).
Jun 20, 2022	Circulars	Naming / Tagging of demat accounts maintained by Stock Brokers
Jun 14, 2022	Orders	Adjudication Order in the matter of Anand Rathi Share and Stock Brokers Ltd.
Jun 07, 2022	Circulars	Modification in Cyber Security and Cyber resilience framework for Stock Brokers / Depository Participants
May 27, 2022	Orders	Adjudication Order in respect of 2 stock brokers in the matter of trading in scrip of Arcotech Limited
May 13, 2022	Circulars	Guidelines for seeking NOC by Stock Brokers / Clearing Members for setting up Wholly Owned Subsidiaries, Step Down Subsidiaries, Joint Ventures in GIFT IFSC
Feb 23, 2022	Regulations	Securities and Exchange Board of India (Stock Brokers) Regulations, 1992 [Last amended on February 23, 2022]
Feb 23, 2022	Regulations	Securities and Exchange Board of India (Stock Brokers) (Amendment) Regulations, 2022
Feb 14, 2022	Orders	Order in the matter of cancellation of certificate of registration of certain Stock Brokers, upon expulsion from the Stock Exchanges
Dec 02, 2021	Circulars	Publishing Investor Charter and disclosure of Investor Complaints by Stock Brokers on their websites
Oct 28, 2021	Circulars	Maintenance of current accounts in multiple banks by Stock Brokers

1 to 25 of 429 records

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