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Date	Type	Title
Jun 02, 2023	Circulars	Transactions in corporate bonds through Request for Quote platform by Stock Brokers (SBs)
May 30, 2023	Circulars	Comprehensive guidelines for Investor Protection Fund and Investor Services Fund at Stock Exchanges and Depositories
May 25, 2023	Circulars	Model Tripartite Agreement between the Issuer Company, Existing Share Transfer Agent and New Share Transfer Agent as per Regulation 7(4) of SEBI (LODR) Regulation, 2015
May 23, 2023	Circulars	Revision in computation of Core Settlement Guarantee Fund in Commodity Derivatives Segment
May 22, 2023	Circulars	Dematerialization of securities of Hold Cos and SPVs held by Infrastructure Investment Trusts (InvITs)
May 22, 2023	Circulars	Dematerialization of securities of Hold Cos and SPVs held by Real Estate Investment Trusts (REITs)
May 19, 2023	Circulars	Risk disclosure with respect to trading by individual traders in Equity Futures & Options Segment
May 12, 2023	Circulars	Investment in units of Mutual Funds in the name of minor through guardian
May 10, 2023	Circulars	Direct Market Access (DMA) to SEBI registered Foreign Portfolio Investors (FPIs) for participating in Exchange Traded Commodity Derivatives (ETCDs)
May 09, 2023	Circulars	Registration with the FINNET 2.0 system of Financial Intelligence Unit – India (FIU-India)
May 05, 2023	Circulars	Testing Framework for the Information Technology (IT) systems of the Market Infrastructure Institutions (MIIs)
May 04, 2023	Circulars	Additional requirements for the issuers of transition bonds
May 03, 2023	Circulars	Introduction of Legal Entity Identifier (LEI) for issuers who have listed and/ or propose to list non-convertible securities, securitised debt instruments and security receipts
Apr 26, 2023	Circulars	Procedure for implementation of Section 12A of the Weapons of Mass Destruction and their Delivery Systems (Prohibition of Unlawful Activities) Act, 2005 – Directions to stock exchanges and registered intermediaries
Apr 25, 2023	Circulars	Modifications in the requirement of filing of Offer Documents by Mutual Funds
Apr 25, 2023	Circulars	Bank Guarantees (BGs) created out of clients’ funds
Apr 21, 2023	Circulars	Procedure for seeking prior approval for change in control of Vault Managers
Apr 20, 2023	Circulars	Issue of Master Circular by Stock Exchanges, Clearing Corporations and Depositories
Apr 17, 2023	Circulars	Dispute Resolution Mechanism for Limited Purpose Clearing Corporation (LPCC)
Apr 13, 2023	Circulars	Contribution by eligible Issuers of debt securities to the Settlement Guarantee Fund of the Limited Purpose Clearing Corporation for repo transactions in debt securities
Apr 11, 2023	Circulars	Formulation of price bands for the first day of trading pursuant to Initial Public Offering (IPO), re-listing etc. in normal trading session
Apr 10, 2023	Circulars	Direct plan for schemes of Alternative Investment Funds (AIFs) and trail model for distribution commission in AIFs
Apr 10, 2023	Circulars	Guidelines with respect to excusing or excluding an investor from an investment of AIF
Apr 06, 2023	Circulars	Usage of brand name/trade name by Investment Advisers (IA) and Research Analysts (RA)
Apr 05, 2023	Circulars	Advertisement code for Investment Advisers (IA) and Research Analysts (RA)

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