Investment Management Department (IMD)

DOF1

IA & RA Policy

Policy/Registration and other miscellaneous activities of PMS and FVCI. Data Compilation and Reporting of PMS and FVCI.


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DOF2

Mutual Fund Policy -1, MFAC, FSAB, FC, IOSCO, Impact Analysis, Scrutiny of AdvertisementsGo to Division Section

DOF3

Registration of MF, SID/Mergers/ Regulatory Approvals/ Fundamental Attribute Changes, Inactive Funds, Fees, Investor Complaints, MF Data (MCR, MSR), Addendums, NSRs

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DOF4

Inspection of MF, System Audit, Scrutiny of CTR, Half Yearly, Use of 1 bps, Enforcement Action and updation of enforcement data.Go to Division Section

DOF5

Mutual Fund Policy - II, Annual Report, Change in Sponsor/Change in Control of AMC, ID of AMC & Trustees, Master Circulars, FSB &SRO

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DOF6

Policy and Registration of AIF and VCF. Data Compilation and Reporting of AIF and VCF

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DOF7

Inspection of AIF, VCF, PMS, FVCI, IA and RA , automation, 

Investor complaints of AIF, VCF, PMS and FVCI


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DOF8

Automation of inspection of Mutual Funds for adding new alerts, modifying old alerts and complete automation of guidelines pertaining to regulation of Mutual Funds, System Audit

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DOF9

Policy and Registration of AIF and VCF

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CIS

Collective Investment Schemes, Registration/lnvestor Complaints and other miscellaneous activities of IA.& RA. Data Compilation and Reporting of IA & RA

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