Investment Management Department (IMD)

The work description of the Divisions in IMD are as under:

 

Division

Work Description

IMD-POD-1

The division handles work related to the regulatory policy of Mutual Funds, Portfolio Managers and Collective Investment Scheme.

IMD-POD-2
The division handles work related to the developmental policy of Mutual Funds, Portfolio Managers and Collective Investment Scheme.
IMD-RAC-1
The division handles work related to registration/approval, post registration activities and periodic reports/data related to mutual funds and its schemes.
IMD-RAC-2
IMD-RAC-3
The division handles work related to registration & post registration activities, approvals & correspondences.The division also deals with The various filings such as Disclosure documents, Net worth Certificate and Monthly reports
IMD-SEC-1
The divisions handle Inspection and complaints of MF, Scrutiny of CTR, HYTR, System Audit, Processing of offsite alerts, Enforcement Action and updation of enforcement data, Inspection of RTA, Inspection and complaints of PMS.
IMD-SEC-2
IMD-SEC-4
IMD-SEC-3

The division deals with automation of inspection of Mutual Funds and Portfolio Management Service (PMS) for designing and generation of alerts for possible violations of Regulations and Guidelines issued thereunder. The Division is also nodal division for co-ordination with market entities for periodic submission of data w.r.t automation of inspections / Off-site surveillance.

IMD-SEC-5

Complaints and enforcement actions pertaining to Collective Investment Schemes (CIS), Correspondences related to CIS.

IMD-TPD
The division handles work related to automation, process reengineering, data analytics, development of offsite surveillance/online monitoring projects, cyber security circulars, digital initiatives, updation/maintenance of pages pertaining to the departments on SEBI website and technology support to all other verticals.