Investment Management Department (IMD)


The work description of the Divisions in IMD are as under:

 

Division

Work Description

DOF1

IA & RA Policy

Policy/Registration and other miscellaneous activities of PMS and FVCI. Data Compilation and Reporting of PMS and FVCI.

DOF2

Mutual Fund Policy -1, MFAC, FSAB, FC, IOSCO, Impact Analysis, Scrutiny of Advertisements

DOF3

Registration of MF, SID/Mergers/ Regulatory Approvals/ Fundamental Attribute Changes, Inactive Funds, Fees, Investor Complaints, MF Data (MCR, MSR), Addendums, NSRs

DOF4

Inspection of MF, System Audit, Scrutiny of CTR, Half Yearly, Use of 1 bps, Enforcement Action and updation of enforcement data.

DOF5

Mutual Fund Policy - II, Annual Report, Change in Sponsor/Change in Control of AMC, ID of AMC & Trustees, Master Circulars, FSB &SRO

DOF6

Policy and Registration of AIF and VCF. Data Compilation and Reporting of AIF and VCF

DOF7

Inspection of AIF, VCF, PMS, FVCI, IA and RA , automation,

Investor complaints of AIF, VCF, PMS and FVCI

DOF8

Automation of inspection of Mutual Funds for adding new alerts, modifying old alerts and complete automation of guidelines pertaining to regulation of Mutual Funds, System Audit

DOF9

Policy and Registration of AIF and VCF

CIS

Collective Investment Schemes, Registration/lnvestor Complaints and other miscellaneous activities of IA.& RA. Data Compilation and Reporting of IA & RA