SEBI | FAQs

FAQs on the Corporate Bond market View Details

Date	Details
25 Jan, 2023	FAQs on the Corporate Bond market
10 Oct, 2024	FAQs on the Corporate Bond Market

Primary Market Issuances View Details

Date	Details
16 Nov, 2021	FAQs on SEBI (Share Based Employee Benefits and Sweat Equity) Regulations, 2021

Debenture Trustees View Details

Date	Details
13 May, 2015	Debenture Trustees

Mutual Fund View Details

Date	Details
25 Sep, 2024	FAQs for Mutual Fund Intermediaries
25 Sep, 2024	FAQs for Mutual Fund Investors

Inter-Operable Regulatory Sandbox (IoRS) View Details

Date	Details
17 Sep, 2025	FAQs - Inter-Operable Regulatory Sandbox (IoRS)

Secondary Market View Details

Date	Details
10 May, 2013	FAQs - Business Responsibility Reports
25 May, 2011	FAQ-Secondary Market Department

Takeovers View Details

Date	Details
30 Mar, 2022	FAQs - Takeover

Derivatives View Details

Date	Details
11 Jul, 2011	FAQ on 91-day Government of India Treasury-Bill (T- Bill) Futures
26 May, 2011	FAQs - Equity and Currency Derivatives
26 May, 2011	FAQs - 10-Year notional coupon-bearing Government of India (GOI) Security Futures
26 May, 2011	FAQ on Options on USD-INR Spot Rate

Straight Through Processing View Details

Date	Details
26 May, 2011	Straight Through Processing-FAQ

Collective Investment Schemes View Details

Date	Details
18 Oct, 2024	Frequently Asked Questions (FAQs) regarding SEBI (Collective Investment Schemes) Regulations, 1999

Buyback of Securities View Details

Date	Details
25 Apr, 2025	FAQs on SEBI (Buyback of Securities) Regulations, 2018

Portfolio Managers View Details

Date	Details
28 Oct, 2020	FAQ-Portfolio Managers
20 Sep, 2024	FAQ - Portfolio Managers

Delisting View Details

Date	Details
25 Apr, 2025	FAQs on SEBI (Delisting of Equity Shares) Regulations, 2021

Settlement Proceedings View Details

Date	Details
20 Aug, 2020	FAQs on Settlement Scheme, 2020

General View Details

Date	Details
08 Sep, 2011	FAQ - General

Clarifications on Insider Trading View Details

Date	Details
31 Dec, 2024	Comprehensive FAQs on SEBI (PIT) Regulations, 2015

Open offer, Buyback Offer and Delisting Offers View Details

Date	Details
20 May, 2010	FAQ-Open offer, Buyback Offer and Delisting Offers
20 Feb, 2020	FAQs - Tendering of physical shares in buy-back offer/ open offer/ exit offer/ delisting

Depository Participants View Details

Date	Details
19 Sep, 2022	Depository Participants

Glossary View Details

Date	Details
08 Sep, 2011	Glossary

Investor Grievances - SCORES View Details

Date	Details
29 Oct, 2024	FAQ on Investor Grievances-SCORES

Registered Intermediaries View Details

Date	Details
09 May, 2012	Frequently Asked Questions(FAQ's) on responsible handling of unauthenticated market related news or rumours by SEBI Registered Intermediaries - Circular No. Cir/ISD/1/2011 & addendum thereof
25 Nov, 2020	Change in Name and Address - FAQs
25 Nov, 2020	Payment of Renewal Fees - FAQs
25 Nov, 2020	Prior Approval - FAQs
25 Nov, 2020	Registration - FAQs
25 Nov, 2020	Self Registration - FAQs
25 Nov, 2020	Surrender - FAQs
25 Nov, 2020	Update Contact Details - FAQs
25 Nov, 2020	Update Details - FAQs

Research Analysts View Details

Date	Details
23 Jul, 2025	(FAQs) on SEBI(Research Analysts) Regulations, 2014

Investment Advisers View Details

Date	Details
14 Aug, 2025	Frequently Asked Questions (FAQs) on SEBI Registered Investment Advisers
29 Nov, 2018	Do's and Don'ts while dealing with Investment Advisers

Merchant Bankers View Details

Date	Details
14 Mar, 2023	FAQs on Merchant Bankers

Stock Brokers (Commodity Derivatives) View Details

Date	Details
29 Sep, 2015	FAQs for members of Commodity Derivatives Exchanges

Know Your Client Requirements, Demat/ Trading Account Opening View Details

Date	Details
11 Mar, 2016	Know Your Client Requirements- Clarification on Voluntary Adaption of Aadhar Based E-KYC Process.
12 Oct, 2017	Frequently Asked Questions in respect of reliance on the records of client due diligence (KYC) carried out by a third party
25 Sep, 2018	Demat/ Trading Account for Minor
02 Mar, 2023	Demat Account and Trading Account by Persons with Disability
14 May, 2024	FAQ on KYC Norms for the securities market
23 May, 2025	FAQ on Account Opening by Persons with Disabilities

Refund View Details

Date	Details
28 Mar, 2016	PACL - FAQs for Refund

SEBI (Alternative Investment Funds) Regulations, 2012 View Details

Date	Details
18 Aug, 2016	FAQs on SEBI(Alternative Investment Funds) Regulations, 2012
26 Jun, 2025	FAQs for applications filed by AIFs with SEBI for their post registration activities
03 Jan, 2025	FAQs for grant of registration as Alternative Investment Fund (updated on January 03, 2025)
14 Sep, 2023	Quarterly Reporting format for AIFs
01 Jan, 2024	Quarterly Reporting format for AIFs (v5.4) (changes highlighted)

Transfer of securities in physical mode View Details

Date	Details
04 Apr, 2019	FAQs on transfer of securities in physical mode

PACL - FAQs for Refund View Details

Date	Details
22 Oct, 2019	FAQs in respect of refund process initiated pursuant to press release dated February 08, 2019 (English)

Stamp Duty View Details

Date	Details
20 Dec, 2021	FAQ-stamp duty

Commodity Derivatives View Details

Date	Details
01 Feb, 2024	FAQs on Commodity Derivatives

Real Estate Investment Trusts (REITs) View Details

Date	Details
26 Aug, 2022	FAQs on Real Estate Investment Trusts (REITs)
12 Sep, 2024	FAQs on Registration and Initial Offer of units by Real Estate Investment Trusts (REITs)

Infrastructure Investment Trusts (InvITs) View Details

Date	Details
26 Aug, 2022	FAQs on Infrastructure Investment Trusts (InvITs)
12 Sep, 2024	FAQs on Registration and Initial offer of units by Infrastructure Investment Trusts (InvITs)

Municipal Debt Securities View Details

Date	Details
06 Jun, 2022	FAQs on Municipal Debt Securities

Credit Rating Agencies (CRAs) View Details

Date	Details
02 Jul, 2024	FAQs on Credit Rating Agencies (CRAs)
30 Aug, 2022	FAQs on Registration as a Credit Rating Agency (CRA)

Electronic Gold Receipts (EGR) View Details

Date	Details
09 Nov, 2022	FAQ on Gold Exchange in India

FAQs on Stock Broker View Details

Date	Details
15 Mar, 2023	FAQs on Stock Broker

FAQs with respect to Investor Service Requests processed by RTAs View Details

Date	Details
05 Jan, 2026	FAQs with respect to Investor Service Requests processed by RTAs

FAQs on ESG Rating Providers (ERPs) View Details

Date	Details
17 Jan, 2025	FAQs on ESG Rating Providers (ERPs)

FAQs on Procedural Framework for Unclaimed or Unpaid Amounts lying with REITs, InvITs and entities having listed non-convertible securities View Details

Date	Details
27 Mar, 2024	FAQs on Procedural Framework for Unclaimed or Unpaid Amounts lying with REITs, InvITs and entities having listed non-convertible securities

Small and Medium REITs (SM REITs) View Details

Date	Details
13 Sep, 2024	FAQs on Framework for Small and Medium REITs (SM REITs)

FAQs on LODR Regulations 2015 View Details

Date	Details
23 Apr, 2025	FAQs on LODR Regulations 2015

FAQs on ICDR Regulations 2018 View Details

Date	Details
15 May, 2025	FAQs on ICDR Regulations 2018

Frequently Asked Questions (FAQs) on Cybersecurity and Cyber Resilience Framework (CSCRF) for SEBI REs and Framework for Adoption of Cloud Services by SEBI REs View Details

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