Market Regulation Department (MRD)

Registration, Approvals, Correspondences (RAC)-1(Commodity)

  • The division deals with registration/recognition/ renewal/cancellation/surrender of MIIs, approval of new products for commodity derivative segments, approvals w.r.t appointment/re-appointment of MDs, PIDs, SHDs & Chairpersons on the board of MIIs and processing of Monthly development reports (MDRs) of MIIs. The divisions also handles registration of Vault Managers.
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Registration, Approvals, Correspondences (RAC)-2

  • The division deals with registration/recognition/ renewal/cancellation/surrender of MIIs, approval of new products for derivative segments, approvals w.r.t appointment/re-appointment of MDs, PIDs, SHDs & Chairpersons on the board of MIIs and processing of MDRs.
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Supervision, Enforcement and Complaints(SEC)- Stock Exchange

  • The division handles supervision of Stock Exchanges operating in securities market including periodic reporting, complaints related to Stock Exchange(s) and enforcement matters related to Stock Exchange(s).
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Supervision, Enforcement and Complaints (SEC) - Clearing Corporation & Depositories

  • The division handles supervision of Clearing Corporation/Depositories operating in securities market including periodic reporting, complaints related to Clearing Corporation/Depositories and enforcement matters related to Clearing Corporation/Depositories.
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Supervision, Enforcement and Complaints (SEC) – Automation

  • The division handles work related to automation of supervision process and periodic submission of MIIs.
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Policy and Development (POD) – 1(Commodity)

  • The division handles policy work related to Stock Exchanges and Clearing Corporations having Commodity Derivatives/ EGR segment, prescribing and monitoring risk management and settlement practices in clearing corporation and work related to Commodity Derivatives Advisory Committee (CDAC).
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Policy and Development (POD)- 2 (Regulatory)

  • The division handles regulatory policy work related to Stock Exchanges, Clearing Corporations and Depositories operating in the equities market, prescribing and monitoring risk management and settlement practices in clearing corporations operating in the equities market and work related to Risk Management Review Committee (RMRC).
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Policy and Development (POD) - 3 (Developmental)

  • To handle developmental policy matters related to MIIs (i.e. Stock Exchanges, Clearing Corporations and Depositories).
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Technology, Process Re-engineering, Data Analytics (TPD)

  • The division handles work related to data analytics, policy matters related to cyber security/technology/BCP-DR of MIIs, digital initiatives, updation/maintenance of pages pertaining to the departments on SEBI website, technology support to all other verticals and work related to Technical advisory Committee (TAC)/High Powered Steering Committee on Cyber Security (HPSC-CS).
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