NEW
I
N
V
E
S
T
O
R
W
E
B
S
I
T
E
(A)+
(A)
(A)-
Skip to main content
A
A
ABOUT
About SEBI
The Board
Code on Conflict of Interests for Members of Board
Board Meetings
Powers and Functions of the Board
Securities Appellate Tribunal (SAT)
Organisation Structure
Functions of Departments / Divisions
Addresses of Offices of SEBI
SEBI Committees
SEBI Benchmarks
Former Chairmen / WTMs of SEBI
Equal Opportunity Policy for PwDs
Public Holidays
RTI Act, 2005
Careers
Tenders
NCFE
Innovation Sandbox
SEBI Directory
LEGAL
Acts
Rules
Regulations
General Orders
Guidelines
Master Circulars
Advisory/Guidance
Circulars
Gazette Notification
Online portal for submission of application for Internship (Legal)
Application for Internship
Guidance Notes
ENFORCEMENT
Orders
Orders of SAT
Orders of Chairperson/Members
Settlement Order
Orders of AA under the RTI Act
Orders of Corporatisation / Demutualisation Scheme
Orders of AO
Orders of Courts
Orders Of Special Courts
Orders of ED / CGM (Quasi-Judicial Authorities)
Orders under Regulation 30A of the SEBI (Intermediaries) Regulations, 2008
Informal Guidance
Clarifications on Insider Trading
Orders That Could Not be Served
Unserved Summons / Notices
Recovery Proceedings
Auction Notice under Recovery Proceedings
FILINGS
Processing Status
Issues
Takeovers
Scheme of Arrangement
Buybacks
Regulatory Sandbox
Public Issues
Draft Offer Documents filed with SEBI
Red Herring Documents filed with ROC
Final Offer Documents filed with ROC
Other Documents
Rights Issues
Draft Letters of Offer filed with SEBI
Final Letters of Offer filed with Stock Exchanges
Other Documents
Debt Offer Document
Draft filed with SE
Final filed with ROC
Takeovers
Letter of Offer
Formats as per SEBI (SAST) Regulations 2011
Other Documents
Mutual Funds
Draft
Statement of Additional Information (SAI)
Scheme Information Document (SID)
Key Information Memorandum (KIM)
Buybacks
Tender Offers
Open Market Through Stock Exchanges
InvIT Public Issues
Draft offer documents filed with SEBI
Offer documents filed with SEBI
Final Offer documents filed with SEBI
InvIT Private Issues
Placement Memorandum filed with SEBI
Final Placement Memorandum filed with SEBI
Draft Placement Memorandum filed with SEBI
InvIT Rights Issues
Draft Letters of Offer
Final Letters of Offer
REIT Issues
Offer Document filed with SEBI
Draft Offer Document filed with SEBI
Final Offer Document filed with SEBI
SM REIT Issues
Draft Scheme Offer Document filed with SEBI
Scheme Offer Document filed with SEBI
Final Scheme Offer Document filed with SEBI
Municipal Debt Securities Privately Issues
Preliminary Placement Memorandum filed with SEBI
Placement Memorandum filed with SEBI
Municipal Debt Securities Public Issues
Draft Offer Document filed with SEBI
Offer Document filed with SEBI
REPORTS & STATISTICS
Research
Working Papers
Investor Survey
SEBI DRG Studies
Research Papers/articles
Publications
Annual Reports
Annual Statistics
Handbook of Statistics
Monthly SEBI Bulletin
Books published under SEBI's Moulik Hindi Pustak Lekhan Yojana
Hindi Magazines
Monthly Dashboard
Statistics
Guidelines for seeking data
Curation Links for Securities Market Data
Foreign Portfolio Investors Investments
Alternative Investment Funds (AIFs)
Corporate Bonds
Investment Details of VCF/FVCI
Assets Managed by Portfolio Managers
Mutual Funds Investments
Corporate Filing / EDIFAR
Monthly Report of Portfolio Manager
Open Offers
REITS and InvITs
Green Debt Securities
Municipal Debt Securities
Reports
Reports for Public Comments
Committee Reports
National Strategy for Financial Inclusion (NSFI) : 2019-24
Reports for Reference
Public Interest Disclosure
Internship
Information to public on complaints
Annual Accounts
Conferences/Symposium
Notice For Meeting on Schemes
History of Indian Securities Market
Reports and Notifications
Glossary
STATUS
Cause List
Processing Application Status
MEDIA & NOTIFICATIONS
Gallery
Press Releases
Public Notices
News Clarifications
Speeches
UNSC Sanctions Committee List
Notifications under Unlawful Activities Prevention Act, 1967
FATF Public Statements
Jurisdictions Subject to Call for Action
Jurisdictions Under Increased Monitoring
Social Media Disclaimer
VIGILANCE
Securities Market Hackathon launched @ GFF 2025
:::
PUBLIC NOTICE IN THE MATTER OF CITRUS CHECK INNS LIMITED AND ROYAL TWINKLE STAR CLUB PVT. LTD FOR REFUND
:::
Settlement Scheme for Association with Algo Platforms, 2025
:::
Frequently Asked Questions (FAQs) on Cybersecurity and Cyber Resilience Framework (CSCRF) for SEBI REs and Framework for Adoption of Cloud Services by SEBI REs
:::
Caution to public against buying / dealing with assets of Sai Prasad Group of companies and its Directors (English, Hindi, Marathi)
:::
Request for Proposal for sale of PACL properties in Haryana, Uttar Pradesh, Tamil Nadu, Telangana, Maharashtra and Goa
:::
Celebration of Global Money Week 2025 from March 17-23, 2025
:::
Advertisement for sale of PACL properties in Chandigarh, Dehradun, Tehri Garhwal, Udham Singh Nagar, Sangli and Ratnagiri
:::
For information about reward to informant under recovery proceedings, please click here
:::
Requirements for filing objections w.r.t properties of PACL Limited
:::
Public Notice - Submission of Original PACL Certificate for Refund
:::
FAQs for grant of registration as Alternative Investment Fund (AIF)
:::
For filing of Settlement Application, please click here
:::
Innovation Sandbox - An initiative by SEBI
:::
Participate in the fight against corruption - take online integrity pledge
Home
»
Legal
»
Regulations
Legal
Legal
▼
SEBI (Stock Brokers and Sub-brokers) (Third Amendment) Regulations, 2006
Sep 25, 2006
|
Regulations
SEBI | SEBI (Stock Brokers and Sub-brokers) (Third Amendment) Regulations, 2006
Please wait. Loading...
×
Email will be sent to the recipient with the web page URL
Please fill the captcha code
Submit
Reset
×
Login
Remember me
Please fill the captcha code
Submit
Reset
Forgot Password ?
|
Subscribe for email updates from SEBI