Order against M/s. Consortium Securities Private Limited, Member, NSE

Aug 07, 2009
PR No.: 250/2009

PR No.250/2009

Order against M/s. Consortium Securities Private Limited, Member, NSE

Dr. K. M. Abraham, Whole Time Member, SEBI vide order dated July 31, 2009, has censured M/s. Consortium Securities Private Limited, Member, National Stock Exchange, for the deviations observed from the provisions of SEBI (Stock Brokers and Sub-Brokers) Regulations, 1992 and the circulars which regulate its function as a registered intermediary of SEBI. The said stock broker has been further directed to strictly abide by laws, rules and regulations which govern dealings in the securities market.

The full text of the order is available on the website: www.sebi.gov.in

 

Mumbai

August 07, 2009

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