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1 to 25 of 282 records

Date	Type	Title
Oct 20, 2023	Circulars	Guidelines for Business Continuity Plan (BCP) and Disaster Recovery (DR) of Qualified RTAs (QRTAs)
Oct 13, 2023	Circulars	Amendment to the Guidelines on Anti-Money Laundering (AML) Standards and Combating the Financing of Terrorism (CFT) /Obligations of Securities Market Intermediaries under the Prevention of Money-laundering Act, 2002 and Rules framed there under.
Aug 29, 2023	Circulars	Guidelines for MIIs regarding Cyber security and Cyber resilience
Jun 16, 2023	Circulars	Amendment to Guidelines on Anti-Money Laundering (AML) Standards and Combating the Financing of Terrorism (CFT) /Obligations of Securities Market Intermediaries under the Prevention of Money Laundering Act, 2002 and Rules framed there under
May 30, 2023	Circulars	Comprehensive guidelines for Investor Protection Fund and Investor Services Fund at Stock Exchanges and Depositories
Apr 10, 2023	Circulars	Guidelines with respect to excusing or excluding an investor from an investment of AIF
Mar 08, 2023	Guidelines	Securities and Exchange Board of India (Grant of Reward to Informant under Recovery Proceedings) Guidelines, 2023 [List of matters where information can be provided]
Feb 03, 2023	Master Circulars	Guidelines on Anti-Money Laundering (AML) Standards and Combating the Financing of Terrorism (CFT) /Obligations of Securities Market Intermediaries under the Prevention of Money Laundering Act, 2002 and Rules framed there under
Dec 19, 2022	Circulars	Clarification to SEBI circular dated August 04, 2022 on enhanced guidelines for debenture trustees and listed issuer companies on security creation and initial due diligence
Nov 17, 2022	Circulars	Guidelines for AIFs for declaration of first close, calculation of tenure and change of sponsor/manager or change in control of sponsor/manager
Sep 26, 2022	Circulars	Modification in the Operational Guidelines for FPIs, DDPs and EFIs pertaining to FPIs registered under Multiple Investment Managers (MIM) structure
Aug 17, 2022	Circulars	Guidelines for overseas investment by Alternative Investment Funds (AIFs) / Venture Capital Funds (VCFs)
Aug 04, 2022	Circulars	Enhanced guidelines for debenture trustees and listed issuer companies on security creation and initial due diligence
Jul 27, 2022	Circulars	Implementation of Circular on ‘Guidelines in pursuance of amendment to SEBI KYC (Know Your client) Registration Agency (KRA) Regulations, 2011’
Jun 24, 2022	Circulars	Guidelines for Large Value Fund for Accredited Investors under SEBI (Alternative Investment Funds) Regulations, 2012 and Requirement of Compliance Officer for Managers of all AIFs
Jun 24, 2022	Circulars	Implementation of Circular on ‘Guidelines in pursuance of amendment to SEBI KYC (Know Your client) Registration Agency (KRA) Regulations, 2011’
Jun 21, 2022	Circulars	Modification in the Operational Guidelines for Foreign Portfolio Investors, Designated Depository Participants and Eligible Foreign Investors - Bank account details to which the payment is to be done electronically
May 13, 2022	Circulars	Guidelines for seeking NOC by Stock Brokers / Clearing Members for setting up Wholly Owned Subsidiaries, Step Down Subsidiaries, Joint Ventures in GIFT IFSC
Apr 29, 2022	Circulars	Modification in the Operational Guidelines for Foreign Portfolio Investors, Designated Depository Participants and Eligible Foreign Investors - SEBI to generate FPI registration number and both the Depositories to host the CAF.
Apr 18, 2022	Press Releases	SEBI issues operational guidelines for “Security and Covenant Monitoring using Distributed Ledger Technology (DLT)”
Apr 06, 2022	Circulars	Guidelines in pursuance of amendment to SEBI KYC Registration Agency (KRA) Regulations, 2011
Mar 29, 2022	Circulars	Operational guidelines for ‘Security and Covenant Monitoring’ using Distributed Ledger Technology (DLT)
Feb 14, 2022	Circulars	Standard Operating Guidelines for the Vault Managers and Depositories - Electronic Gold Receipts (EGR) segment
Feb 04, 2022	Circulars	Circular on Guidelines on Accounting with respect to Indian Accounting Standards (IND AS)
Dec 29, 2021	Orders	Settlement Order in respect of NSEIT Ltd in the matter of alleged violation of STP Guidelines.

1 to 25 of 282 records