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Uniform Know Your Client (KYC) requirements for the securities market
Oct 05, 2011
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Circulars
SEBI | Uniform Know Your Client (KYC) requirements for the securities market
Keywords :
Customer Due Diligence
Intermediaries
KYC
Stock Exchange
Banker to an Issue
Credit Rating Agency - CRA
Debentures Trustee
Deemed FPIs (Erstwhile Sub-Accounts)
FPIs / Deemed FPIs (Erstwhile FIIs/QFIs)
List of Registered Custodians of Securities
List of Self Certified Syndicate Banks under the ASBA facility
Merchant Bankers
Recognised Investors Associations
Registered Foreign Venture Capital Investors
Registered Mutual Funds
Registered Portfolio Managers
Registered Stock Brokers in Currency Derivative Segment
Registered Stock Brokers in Equity Derivative Segment
Registered Stock Brokers in equity segment
Registered Venture Capital Funds
Registrars to an issue and share Transfer Agents
Underwriters